insider screener

Notification date	Transaction date	Company	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Total value
Nov. 28, 2023	Nov. 28, 2023	BlackRock California Municipal Income Trust (BFZ)	B Purchase	Saba Capital Management, L.P. Major owner	8,907 +0.2% 11.02 98,155 USD	8,907 +0.2%	11.02	98,155 USD
Nov. 28, 2023	Nov. 28, 2023	BlackRock Innovation & Growth Trust (BIGZ)	B Purchase	Saba Capital Management, L.P. Major owner	300,753 +0.8% 7.13 2,144,369 USD	300,753 +0.8%	7.13	2,144,369 USD
Nov. 28, 2023	Nov. 28, 2023	D.R. Horton Inc (DHI)	S Sale	Allen Barbara K Non-Executive Director	470 -7.7% 126.21 59,319 USD	470 -7.7%	126.21	59,319 USD
Nov. 28, 2023	Nov. 28, 2023	Invesco Pennsylvania Value Municipal Income Trust (VPV)	B Purchase	Saba Capital Management, L.P. Major owner	74,537 +3.1% 9.48 706,611 USD	74,537 +3.1%	9.48	706,611 USD
Nov. 28, 2023	Nov. 28, 2023	Pioneer Municipal High Income Advantage Trust (MAV)	B Purchase	Saba Capital Management, L.P. Major owner	13,374 +0.6% 7.39 98,834 USD	13,374 +0.6%	7.39	98,834 USD
Nov. 28, 2023	Nov. 28, 2023	Danimer Scientific Inc (DNMR)	B Purchase	HENDRIX RICHARD J Non-Executive Director	50,000 +14.6% 0.93 46,480 USD	50,000 +14.6%	0.93	46,480 USD
Nov. 28, 2023	Nov. 28, 2023	Danimer Scientific Inc (DNMR)	B Purchase	HENDRIX RICHARD J Non-Executive Director	50,000 +inf% 0.94 46,915 USD	50,000 +inf%	0.94	46,915 USD
Nov. 28, 2023	Nov. 28, 2023	BlackRock Health Sciences Trust II (BMEZ)	B Purchase	Saba Capital Management, L.P. Major owner	50,471 +0.4% 13.79 695,995 USD	50,471 +0.4%	13.79	695,995 USD
Nov. 28, 2023	Nov. 28, 2023	Stryker Corp (SYK)	S Sale	Berry William E Jr VP, Chief Accounting Officer Officer	573 -16.5% 292.28 167,477 USD	573 -16.5%	292.28	167,477 USD
Nov. 28, 2023	Nov. 28, 2023	Peabody Energy Corp (BTU)	S Sale	Elliott Investment Management L.P. Major owner	348,900 -1.8% 23.96 8,359,644 USD	348,900 -1.8%	23.96	8,359,644 USD
Nov. 28, 2023	Nov. 28, 2023	1stdibs.Com Inc (DIBS)	S Sale	Insight Holdings Group, LLC Major owner	413 -0.7% 4.29 1,771 USD	413 -0.7%	4.29	1,771 USD
Nov. 28, 2023	Nov. 28, 2023	1stdibs.Com Inc (DIBS)	S Sale	Insight Holdings Group, LLC Major owner	2,194 -0.7% 4.29 9,409 USD	2,194 -0.7%	4.29	9,409 USD
Nov. 28, 2023	Nov. 28, 2023	1stdibs.Com Inc (DIBS)	S Sale	Insight Holdings Group, LLC Major owner	10,289 -0.7% 4.29 44,126 USD	10,289 -0.7%	4.29	44,126 USD
Nov. 28, 2023	Nov. 28, 2023	1stdibs.Com Inc (DIBS)	S Sale	Insight Holdings Group, LLC Major owner	20,709 -0.7% 4.29 88,815 USD	20,709 -0.7%	4.29	88,815 USD
Nov. 28, 2023	Nov. 28, 2023	ASA Gold and Precious Metals Ltd (ASA)	B Purchase	Saba Capital Management, L.P. Major owner	46,897 +1.7% 14.70 689,386 USD	46,897 +1.7%	14.70	689,386 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	LAWRENCE BRYAN H Non-Executive Director	477 -0.0% 15.76 7,520 USD	477 -0.0%	15.76	7,520 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	LAWRENCE BRYAN H Non-Executive Director	28,527 -0.6% 17.01 485,173 USD	28,527 -0.6%	17.01	485,173 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	LAWRENCE BRYAN H Non-Executive Director	315 -0.0% 15.76 4,966 USD	315 -0.0%	15.76	4,966 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	LAWRENCE BRYAN H Non-Executive Director	18,854 -0.6% 17.01 320,659 USD	18,854 -0.6%	17.01	320,659 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	LAWRENCE BRYAN H Non-Executive Director	479 -0.0% 15.76 7,551 USD	479 -0.0%	15.76	7,551 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	LAWRENCE BRYAN H Non-Executive Director	28,641 -0.6% 17.01 487,112 USD	28,641 -0.6%	17.01	487,112 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	LEIDEL PETER A Non-Executive Director	477 -0.0% 15.76 7,520 USD	477 -0.0%	15.76	7,520 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	LEIDEL PETER A Non-Executive Director	28,527 -0.6% 17.01 485,173 USD	28,527 -0.6%	17.01	485,173 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	LEIDEL PETER A Non-Executive Director	315 -0.0% 15.76 4,966 USD	315 -0.0%	15.76	4,966 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	LEIDEL PETER A Non-Executive Director	18,854 -0.6% 17.01 320,659 USD	18,854 -0.6%	17.01	320,659 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	LEIDEL PETER A Non-Executive Director	479 -0.0% 15.76 7,551 USD	479 -0.0%	15.76	7,551 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	LEIDEL PETER A Non-Executive Director	28,641 -0.6% 17.01 487,112 USD	28,641 -0.6%	17.01	487,112 USD
Nov. 28, 2023	Nov. 28, 2023	Universal Electronics Inc (UEIC)	B Purchase	TORO 18 HOLDINGS LLC Major owner	44,433 +3.0% 7.47 332,057 USD	44,433 +3.0%	7.47	332,057 USD
Nov. 28, 2023	Nov. 28, 2023	Kellogg Co (K)	S Sale	KELLOGG W K FOUNDATION TRUST Major owner	77,800 -0.1% 52.21 4,062,296 USD	77,800 -0.1%	52.21	4,062,296 USD
Nov. 28, 2023	Nov. 28, 2023	Clearbridge MLP and Midstream Total Return Fund Inc (CTR)	B Purchase	Saba Capital Management, L.P. Major owner	14,803 +1.4% 33.08 489,683 USD	14,803 +1.4%	33.08	489,683 USD
Nov. 28, 2023	Nov. 28, 2023	NVIDIA Corp (NVDA)	PS Planned sale	Shoquist Debora EVP, Operations Officer	200 -0.2% 482.84 96,567 USD	200 -0.2%	482.84	96,567 USD
Nov. 28, 2023	Nov. 28, 2023	NVIDIA Corp (NVDA)	PS Planned sale	Shoquist Debora EVP, Operations Officer	800 -0.9% 482.06 385,645 USD	800 -0.9%	482.06	385,645 USD
Nov. 28, 2023	Nov. 28, 2023	NVIDIA Corp (NVDA)	PS Planned sale	Shoquist Debora EVP, Operations Officer	2,244 -2.4% 481.11 1,079,619 USD	2,244 -2.4%	481.11	1,079,619 USD
Nov. 28, 2023	Nov. 28, 2023	NVIDIA Corp (NVDA)	PS Planned sale	Shoquist Debora EVP, Operations Officer	1,892 -2.0% 480.21 908,566 USD	1,892 -2.0%	480.21	908,566 USD
Nov. 28, 2023	Nov. 28, 2023	NVIDIA Corp (NVDA)	PS Planned sale	Shoquist Debora EVP, Operations Officer	1,500 -1.6% 478.75 718,131 USD	1,500 -1.6%	478.75	718,131 USD
Nov. 28, 2023	Nov. 28, 2023	NVIDIA Corp (NVDA)	PS Planned sale	Shoquist Debora EVP, Operations Officer	3,996 -4.0% 477.72 1,908,966 USD	3,996 -4.0%	477.72	1,908,966 USD
Nov. 28, 2023	Nov. 28, 2023	NVIDIA Corp (NVDA)	PS Planned sale	Shoquist Debora EVP, Operations Officer	7,368 -6.8% 476.74 3,512,653 USD	7,368 -6.8%	476.74	3,512,653 USD
Nov. 28, 2023	Nov. 28, 2023	NVIDIA Corp (NVDA)	PS Planned sale	Shoquist Debora EVP, Operations Officer	2,000 -1.8% 475.90 951,796 USD	2,000 -1.8%	475.90	951,796 USD
Nov. 28, 2023	Nov. 28, 2023	Eaton Vance California Municipal Bond Fund (EVM)	B Purchase	Saba Capital Management, L.P. Major owner	41,295 +1.4% 8.69 358,854 USD	41,295 +1.4%	8.69	358,854 USD
Nov. 28, 2023	Nov. 28, 2023	Eaton Vance California Municipal Income Trust (CEV)	B Purchase	Saba Capital Management, L.P. Major owner	12,766 +1.5% 9.82 125,362 USD	12,766 +1.5%	9.82	125,362 USD
Nov. 28, 2023	Nov. 28, 2023	Sweetgreen Inc (SG)	S Sale	Jammet Nicolas Chief Concept Officer Executive Director	45,000 -100.0% 9.66 434,700 USD	45,000 -100.0%	9.66	434,700 USD
Nov. 28, 2023	Nov. 28, 2023	Square Inc (SQ)	PS Planned sale	Ahuja Amrita CFO & COO Officer	3,931 -1.8% 63.90 251,191 USD	3,931 -1.8%	63.90	251,191 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	Yorktown XI Associates LLC Major owner	477 -0.0% 15.76 7,520 USD	477 -0.0%	15.76	7,520 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	Yorktown XI Associates LLC Major owner	28,527 -0.6% 17.01 485,173 USD	28,527 -0.6%	17.01	485,173 USD
Nov. 28, 2023	Nov. 28, 2023	Aikido Pharma Inc (AIKI)	B Purchase	Devall Christopher Franklin COO Officer	1,000 +4.8% 2.26 2,259 USD	1,000 +4.8%	2.26	2,259 USD
Nov. 28, 2023	Nov. 28, 2023	Howard Hughes Holdings Inc. (HHH)	PP Planned purchase	Pershing Square Capital Management, L.P. Non-Executive Director Major owner	53,896 +0.3% 73.14 3,941,953 USD	53,896 +0.3%	73.14	3,941,953 USD
Nov. 28, 2023	Nov. 28, 2023	Eaton Vance New York Municipal Bond Fund (ENX)	B Purchase	Saba Capital Management, L.P. Major owner	15,021 +0.5% 9.00 135,189 USD	15,021 +0.5%	9.00	135,189 USD
Nov. 28, 2023	Nov. 28, 2023	Bio Rad Laboratories Inc (BIO)	S Sale	Crowley Michael EVP, GBL Commercial Operations Officer	642 -8.5% 305.10 195,874 USD	642 -8.5%	305.10	195,874 USD
Nov. 28, 2023	Nov. 28, 2023	Guggenheim Strategic Opportunities Fund (GOF)	S Sale	Barnes Randall C Non-Executive Director	1,000 -0.9% 13.30 13,300 USD	1,000 -0.9%	13.30	13,300 USD
Nov. 28, 2023	Nov. 28, 2023	Pioneer Municipal High Income Trust (MHI)	B Purchase	Saba Capital Management, L.P. Major owner	12,708 +0.4% 8.02 101,918 USD	12,708 +0.4%	8.02	101,918 USD
Nov. 28, 2023	Nov. 28, 2023	Real Good Food Company Inc (RGF)	B Purchase	Freeman Bryan T. See Remarks Executive Director	10,000 +29.6% 1.91 19,100 USD	10,000 +29.6%	1.91	19,100 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	Yorktown Energy Partners IX, L.P. Major owner	477 -0.0% 15.76 7,520 USD	477 -0.0%	15.76	7,520 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	Yorktown Energy Partners IX, L.P. Major owner	28,527 -0.6% 17.01 485,173 USD	28,527 -0.6%	17.01	485,173 USD
Nov. 28, 2023	Nov. 28, 2023	Clearbridge Energy Midstream Opportunity Fund Inc (EMO)	B Purchase	Saba Capital Management, L.P. Major owner	32,400 +1.1% 33.08 1,071,792 USD	32,400 +1.1%	33.08	1,071,792 USD
Nov. 28, 2023	Nov. 28, 2023	Spectrum Brands Holdings Inc (SPB)	B Purchase	Maura David M Executive Chairman and CEO Executive Director	10,000 +1.3% 67.27 672,700 USD	10,000 +1.3%	67.27	672,700 USD
Nov. 28, 2023	Nov. 28, 2023	Spectrum Brands Holdings Inc (SPB)	B Purchase	Maura David M Executive Chairman and CEO Executive Director	10,000 +1.3% 66.79 667,900 USD	10,000 +1.3%	66.79	667,900 USD
Nov. 28, 2023	Nov. 28, 2023	Nuveen Pennsylvania Quality Municipal Income Fund (NQP)	B Purchase	Saba Capital Management, L.P. Major owner	50,625 +1.2% 10.93 553,331 USD	50,625 +1.2%	10.93	553,331 USD
Nov. 28, 2023	Nov. 28, 2023	Nuveen New Jersey Quality Municipal Income Fund (NXJ)	B Purchase	Saba Capital Management, L.P. Major owner	111,540 +2.2% 11.38 1,269,325 USD	111,540 +2.2%	11.38	1,269,325 USD
Nov. 28, 2023	Nov. 28, 2023	Kemper Corp (KMPR)	B Purchase	LACHER JOSEPH P JR President and CEO Executive Director	5,000 +inf% 43.20 216,000 USD	5,000 +inf%	43.20	216,000 USD
Nov. 28, 2023	Nov. 28, 2023	J & J Snack Foods Corp (JJSF)	PS Planned sale	FACHNER DAN Chairman, President & CEO Executive Director	400 -1.3% 166.54 66,616 USD	400 -1.3%	166.54	66,616 USD
Nov. 28, 2023	Nov. 28, 2023	Clearbridge MLP and Midstream Fund Inc (CEM)	B Purchase	Saba Capital Management, L.P. Major owner	28,533 +1.4% 36.79 1,049,729 USD	28,533 +1.4%	36.79	1,049,729 USD
Nov. 28, 2023	Nov. 28, 2023	Invesco Trust for Investment Grade New York Municipals (VTN)	B Purchase	Saba Capital Management, L.P. Major owner	45,026 +1.9% 9.89 445,307 USD	45,026 +1.9%	9.89	445,307 USD
Nov. 28, 2023	Nov. 28, 2023	BlackRock Capital Allocation Trust (BCAT)	B Purchase	Saba Capital Management, L.P. Major owner	62,590 +0.5% 14.68 918,821 USD	62,590 +0.5%	14.68	918,821 USD
Nov. 28, 2023	Nov. 28, 2023	RBC Bearings Inc (ROLL)	S Sale	Kaplan Steven H. Non-Executive Director	1,085 -24.7% 245.96 266,867 USD	1,085 -24.7%	245.96	266,867 USD
Nov. 28, 2023	Nov. 28, 2023	Federated Premier Municipal Income Fund (FMN)	B Purchase	Saba Capital Management, L.P. Major owner	12,040 +1.0% 10.22 123,049 USD	12,040 +1.0%	10.22	123,049 USD
Nov. 28, 2023	Nov. 28, 2023	Bny Mellon Municipal Income Inc (DMF)	B Purchase	Saba Capital Management, L.P. Major owner	357 +0.0% 6.16 2,199 USD	357 +0.0%	6.16	2,199 USD
Nov. 28, 2023	Nov. 28, 2023	FS Global Credit Opportunities Fund (FSGR)	B Purchase	Hughes Philip E Jr Non-Executive Director	5,000 +31.7% 5.65 28,257 USD	5,000 +31.7%	5.65	28,257 USD
Nov. 28, 2023	Nov. 28, 2023	Socket Mobile Inc (SCKT)	B Purchase	BASS CHARLIE Non-Executive Director Major owner	5,000 +0.4% 1.36 6,819 USD	5,000 +0.4%	1.36	6,819 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	Yorktown Energy Partners IX, L.P. Major owner	479 -0.0% 15.76 7,551 USD	479 -0.0%	15.76	7,551 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	Yorktown Energy Partners IX, L.P. Major owner	28,641 -0.6% 17.01 487,112 USD	28,641 -0.6%	17.01	487,112 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	Yorktown IX Associates LLC Major owner	479 -0.0% 15.76 7,551 USD	479 -0.0%	15.76	7,551 USD
Nov. 28, 2023	Nov. 28, 2023	Ramaco Resources Inc (METC)	S Sale	Yorktown IX Associates LLC Major owner	28,641 -0.6% 17.01 487,112 USD	28,641 -0.6%	17.01	487,112 USD
Nov. 28, 2023	Nov. 28, 2023	Coursera Inc (COUR)	PS Planned sale	Maggioncalda Jeffrey Nacey President & CEO Executive Director	8,499 -0.3% 20.00 169,992 USD	8,499 -0.3%	20.00	169,992 USD
Nov. 28, 2023	Nov. 28, 2023	BlackRock ESG Capital Allocation Trust (ECAT)	B Purchase	Saba Capital Management, L.P. Major owner	32,304 +0.2% 15.53 501,681 USD	32,304 +0.2%	15.53	501,681 USD
Nov. 28, 2023	Nov. 28, 2023	Motion Acquisition Corp (MOTN)	S Sale	Sugrue Stephen Chief Compliance Officer Officer	2,859 -8.1% 5.75 16,439 USD	2,859 -8.1%	5.75	16,439 USD

Nov. 28, 2023

BlackRock California Municipal Income Trust (BFZ)

B Purchase

Saba Capital Management, L.P.

Major owner

8,907 +0.2%

11.02
98,155 USD

8,907 +0.2%

11.02

98,155 USD

Nov. 28, 2023

BlackRock Innovation & Growth Trust (BIGZ)

B Purchase

Saba Capital Management, L.P.

Major owner

300,753 +0.8%

7.13
2,144,369 USD

300,753 +0.8%

7.13

2,144,369 USD

Nov. 28, 2023

D.R. Horton Inc (DHI)

S Sale

Allen Barbara K

Non-Executive Director

470 -7.7%

126.21
59,319 USD

470 -7.7%

126.21

59,319 USD

Nov. 28, 2023

Invesco Pennsylvania Value Municipal Income Trust (VPV)

B Purchase

Saba Capital Management, L.P.

Major owner

74,537 +3.1%

9.48
706,611 USD

74,537 +3.1%

9.48

706,611 USD

Nov. 28, 2023

Pioneer Municipal High Income Advantage Trust (MAV)

B Purchase

Saba Capital Management, L.P.

Major owner

13,374 +0.6%

7.39
98,834 USD

13,374 +0.6%

7.39

98,834 USD

Nov. 28, 2023

Danimer Scientific Inc (DNMR)

B Purchase

HENDRIX RICHARD J

Non-Executive Director

50,000 +14.6%

0.93
46,480 USD

50,000 +14.6%

0.93

46,480 USD

Nov. 28, 2023

Danimer Scientific Inc (DNMR)

B Purchase

HENDRIX RICHARD J

Non-Executive Director

50,000 +inf%

0.94
46,915 USD

50,000 +inf%

0.94

46,915 USD

Nov. 28, 2023

BlackRock Health Sciences Trust II (BMEZ)

B Purchase

Saba Capital Management, L.P.

Major owner

50,471 +0.4%

13.79
695,995 USD

50,471 +0.4%

13.79

695,995 USD

Nov. 28, 2023

Stryker Corp (SYK)

S Sale

Berry William E Jr

VP, Chief Accounting Officer

Officer

573 -16.5%

292.28
167,477 USD

573 -16.5%

292.28

167,477 USD

Nov. 28, 2023

Peabody Energy Corp (BTU)

S Sale

Elliott Investment Management L.P.

Major owner

348,900 -1.8%

23.96
8,359,644 USD

348,900 -1.8%

23.96

8,359,644 USD

Nov. 28, 2023

1stdibs.Com Inc (DIBS)

S Sale

Insight Holdings Group, LLC

Major owner

413 -0.7%

4.29
1,771 USD

413 -0.7%

4.29

1,771 USD

Nov. 28, 2023

1stdibs.Com Inc (DIBS)

S Sale

Insight Holdings Group, LLC

Major owner

2,194 -0.7%

4.29
9,409 USD

2,194 -0.7%

4.29

9,409 USD

Nov. 28, 2023

1stdibs.Com Inc (DIBS)

S Sale

Insight Holdings Group, LLC

Major owner

10,289 -0.7%

4.29
44,126 USD

10,289 -0.7%

4.29

44,126 USD

Nov. 28, 2023

1stdibs.Com Inc (DIBS)

S Sale

Insight Holdings Group, LLC

Major owner

20,709 -0.7%

4.29
88,815 USD

20,709 -0.7%

4.29

88,815 USD

Nov. 28, 2023

ASA Gold and Precious Metals Ltd (ASA)

B Purchase

Saba Capital Management, L.P.

Major owner

46,897 +1.7%

14.70
689,386 USD

46,897 +1.7%

14.70

689,386 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

LAWRENCE BRYAN H

Non-Executive Director

477 -0.0%

15.76
7,520 USD

477 -0.0%

15.76

7,520 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

LAWRENCE BRYAN H

Non-Executive Director

28,527 -0.6%

17.01
485,173 USD

28,527 -0.6%

17.01

485,173 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

LAWRENCE BRYAN H

Non-Executive Director

315 -0.0%

15.76
4,966 USD

315 -0.0%

15.76

4,966 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

LAWRENCE BRYAN H

Non-Executive Director

18,854 -0.6%

17.01
320,659 USD

18,854 -0.6%

17.01

320,659 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

LAWRENCE BRYAN H

Non-Executive Director

479 -0.0%

15.76
7,551 USD

479 -0.0%

15.76

7,551 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

LAWRENCE BRYAN H

Non-Executive Director

28,641 -0.6%

17.01
487,112 USD

28,641 -0.6%

17.01

487,112 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

LEIDEL PETER A

Non-Executive Director

477 -0.0%

15.76
7,520 USD

477 -0.0%

15.76

7,520 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

LEIDEL PETER A

Non-Executive Director

28,527 -0.6%

17.01
485,173 USD

28,527 -0.6%

17.01

485,173 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

LEIDEL PETER A

Non-Executive Director

315 -0.0%

15.76
4,966 USD

315 -0.0%

15.76

4,966 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

LEIDEL PETER A

Non-Executive Director

18,854 -0.6%

17.01
320,659 USD

18,854 -0.6%

17.01

320,659 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

LEIDEL PETER A

Non-Executive Director

479 -0.0%

15.76
7,551 USD

479 -0.0%

15.76

7,551 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

LEIDEL PETER A

Non-Executive Director

28,641 -0.6%

17.01
487,112 USD

28,641 -0.6%

17.01

487,112 USD

Nov. 28, 2023

Universal Electronics Inc (UEIC)

B Purchase

TORO 18 HOLDINGS LLC

Major owner

44,433 +3.0%

7.47
332,057 USD

44,433 +3.0%

7.47

332,057 USD

Nov. 28, 2023

Kellogg Co (K)

S Sale

KELLOGG W K FOUNDATION TRUST

Major owner

77,800 -0.1%

52.21
4,062,296 USD

77,800 -0.1%

52.21

4,062,296 USD

Nov. 28, 2023

Clearbridge MLP and Midstream Total Return Fund Inc (CTR)

B Purchase

Saba Capital Management, L.P.

Major owner

14,803 +1.4%

33.08
489,683 USD

14,803 +1.4%

33.08

489,683 USD

Nov. 28, 2023

NVIDIA Corp (NVDA)

PS Planned sale

Shoquist Debora

EVP, Operations

Officer

200 -0.2%

482.84
96,567 USD

200 -0.2%

482.84

96,567 USD

Nov. 28, 2023

NVIDIA Corp (NVDA)

PS Planned sale

Shoquist Debora

EVP, Operations

Officer

800 -0.9%

482.06
385,645 USD

800 -0.9%

482.06

385,645 USD

Nov. 28, 2023

NVIDIA Corp (NVDA)

PS Planned sale

Shoquist Debora

EVP, Operations

Officer

2,244 -2.4%

481.11
1,079,619 USD

2,244 -2.4%

481.11

1,079,619 USD

Nov. 28, 2023

NVIDIA Corp (NVDA)

PS Planned sale

Shoquist Debora

EVP, Operations

Officer

1,892 -2.0%

480.21
908,566 USD

1,892 -2.0%

480.21

908,566 USD

Nov. 28, 2023

NVIDIA Corp (NVDA)

PS Planned sale

Shoquist Debora

EVP, Operations

Officer

1,500 -1.6%

478.75
718,131 USD

1,500 -1.6%

478.75

718,131 USD

Nov. 28, 2023

NVIDIA Corp (NVDA)

PS Planned sale

Shoquist Debora

EVP, Operations

Officer

3,996 -4.0%

477.72
1,908,966 USD

3,996 -4.0%

477.72

1,908,966 USD

Nov. 28, 2023

NVIDIA Corp (NVDA)

PS Planned sale

Shoquist Debora

EVP, Operations

Officer

7,368 -6.8%

476.74
3,512,653 USD

7,368 -6.8%

476.74

3,512,653 USD

Nov. 28, 2023

NVIDIA Corp (NVDA)

PS Planned sale

Shoquist Debora

EVP, Operations

Officer

2,000 -1.8%

475.90
951,796 USD

2,000 -1.8%

475.90

951,796 USD

Nov. 28, 2023

Eaton Vance California Municipal Bond Fund (EVM)

B Purchase

Saba Capital Management, L.P.

Major owner

41,295 +1.4%

8.69
358,854 USD

41,295 +1.4%

8.69

358,854 USD

Nov. 28, 2023

Eaton Vance California Municipal Income Trust (CEV)

B Purchase

Saba Capital Management, L.P.

Major owner

12,766 +1.5%

9.82
125,362 USD

12,766 +1.5%

9.82

125,362 USD

Nov. 28, 2023

Sweetgreen Inc (SG)

S Sale

Jammet Nicolas

Chief Concept Officer

Executive Director

45,000 -100.0%

9.66
434,700 USD

45,000 -100.0%

9.66

434,700 USD

Nov. 28, 2023

Square Inc (SQ)

PS Planned sale

Ahuja Amrita

CFO & COO

Officer

3,931 -1.8%

63.90
251,191 USD

3,931 -1.8%

63.90

251,191 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

Yorktown XI Associates LLC

Major owner

477 -0.0%

15.76
7,520 USD

477 -0.0%

15.76

7,520 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

Yorktown XI Associates LLC

Major owner

28,527 -0.6%

17.01
485,173 USD

28,527 -0.6%

17.01

485,173 USD

Nov. 28, 2023

Aikido Pharma Inc (AIKI)

B Purchase

Devall Christopher Franklin

COO

Officer

1,000 +4.8%

2.26
2,259 USD

1,000 +4.8%

2.26

2,259 USD

Nov. 28, 2023

Howard Hughes Holdings Inc. (HHH)

PP Planned purchase

Pershing Square Capital Management, L.P.

Non-Executive Director Major owner

53,896 +0.3%

73.14
3,941,953 USD

53,896 +0.3%

73.14

3,941,953 USD

Nov. 28, 2023

Eaton Vance New York Municipal Bond Fund (ENX)

B Purchase

Saba Capital Management, L.P.

Major owner

15,021 +0.5%

9.00
135,189 USD

15,021 +0.5%

9.00

135,189 USD

Nov. 28, 2023

Bio Rad Laboratories Inc (BIO)

S Sale

Crowley Michael

EVP, GBL Commercial Operations

Officer

642 -8.5%

305.10
195,874 USD

642 -8.5%

305.10

195,874 USD

Nov. 28, 2023

Guggenheim Strategic Opportunities Fund (GOF)

S Sale

Barnes Randall C

Non-Executive Director

1,000 -0.9%

13.30
13,300 USD

1,000 -0.9%

13.30

13,300 USD

Nov. 28, 2023

Pioneer Municipal High Income Trust (MHI)

B Purchase

Saba Capital Management, L.P.

Major owner

12,708 +0.4%

8.02
101,918 USD

12,708 +0.4%

8.02

101,918 USD

Nov. 28, 2023

Real Good Food Company Inc (RGF)

B Purchase

Freeman Bryan T.

See Remarks

Executive Director

10,000 +29.6%

1.91
19,100 USD

10,000 +29.6%

1.91

19,100 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

Yorktown Energy Partners IX, L.P.

Major owner

477 -0.0%

15.76
7,520 USD

477 -0.0%

15.76

7,520 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

Yorktown Energy Partners IX, L.P.

Major owner

28,527 -0.6%

17.01
485,173 USD

28,527 -0.6%

17.01

485,173 USD

Nov. 28, 2023

Clearbridge Energy Midstream Opportunity Fund Inc (EMO)

B Purchase

Saba Capital Management, L.P.

Major owner

32,400 +1.1%

33.08
1,071,792 USD

32,400 +1.1%

33.08

1,071,792 USD

Nov. 28, 2023

Spectrum Brands Holdings Inc (SPB)

B Purchase

Maura David M

Executive Chairman and CEO

Executive Director

10,000 +1.3%

67.27
672,700 USD

10,000 +1.3%

67.27

672,700 USD

Nov. 28, 2023

Spectrum Brands Holdings Inc (SPB)

B Purchase

Maura David M

Executive Chairman and CEO

Executive Director

10,000 +1.3%

66.79
667,900 USD

10,000 +1.3%

66.79

667,900 USD

Nov. 28, 2023

Nuveen Pennsylvania Quality Municipal Income Fund (NQP)

B Purchase

Saba Capital Management, L.P.

Major owner

50,625 +1.2%

10.93
553,331 USD

50,625 +1.2%

10.93

553,331 USD

Nov. 28, 2023

Nuveen New Jersey Quality Municipal Income Fund (NXJ)

B Purchase

Saba Capital Management, L.P.

Major owner

111,540 +2.2%

11.38
1,269,325 USD

111,540 +2.2%

11.38

1,269,325 USD

Nov. 28, 2023

Kemper Corp (KMPR)

B Purchase

LACHER JOSEPH P JR

President and CEO

Executive Director

5,000 +inf%

43.20
216,000 USD

5,000 +inf%

43.20

216,000 USD

Nov. 28, 2023

J & J Snack Foods Corp (JJSF)

PS Planned sale

FACHNER DAN

Chairman, President & CEO

Executive Director

400 -1.3%

166.54
66,616 USD

400 -1.3%

166.54

66,616 USD

Nov. 28, 2023

Clearbridge MLP and Midstream Fund Inc (CEM)

B Purchase

Saba Capital Management, L.P.

Major owner

28,533 +1.4%

36.79
1,049,729 USD

28,533 +1.4%

36.79

1,049,729 USD

Nov. 28, 2023

Invesco Trust for Investment Grade New York Municipals (VTN)

B Purchase

Saba Capital Management, L.P.

Major owner

45,026 +1.9%

9.89
445,307 USD

45,026 +1.9%

9.89

445,307 USD

Nov. 28, 2023

BlackRock Capital Allocation Trust (BCAT)

B Purchase

Saba Capital Management, L.P.

Major owner

62,590 +0.5%

14.68
918,821 USD

62,590 +0.5%

14.68

918,821 USD

Nov. 28, 2023

RBC Bearings Inc (ROLL)

S Sale

Kaplan Steven H.

Non-Executive Director

1,085 -24.7%

245.96
266,867 USD

1,085 -24.7%

245.96

266,867 USD

Nov. 28, 2023

Federated Premier Municipal Income Fund (FMN)

B Purchase

Saba Capital Management, L.P.

Major owner

12,040 +1.0%

10.22
123,049 USD

12,040 +1.0%

10.22

123,049 USD

Nov. 28, 2023

Bny Mellon Municipal Income Inc (DMF)

B Purchase

Saba Capital Management, L.P.

Major owner

357 +0.0%

6.16
2,199 USD

357 +0.0%

6.16

2,199 USD

Nov. 28, 2023

FS Global Credit Opportunities Fund (FSGR)

B Purchase

Hughes Philip E Jr

Non-Executive Director

5,000 +31.7%

5.65
28,257 USD

5,000 +31.7%

5.65

28,257 USD

Nov. 28, 2023

Socket Mobile Inc (SCKT)

B Purchase

BASS CHARLIE

Non-Executive Director Major owner

5,000 +0.4%

1.36
6,819 USD

5,000 +0.4%

1.36

6,819 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

Yorktown Energy Partners IX, L.P.

Major owner

479 -0.0%

15.76
7,551 USD

479 -0.0%

15.76

7,551 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

Yorktown Energy Partners IX, L.P.

Major owner

28,641 -0.6%

17.01
487,112 USD

28,641 -0.6%

17.01

487,112 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

Yorktown IX Associates LLC

Major owner

479 -0.0%

15.76
7,551 USD

479 -0.0%

15.76

7,551 USD

Nov. 28, 2023

Ramaco Resources Inc (METC)

S Sale

Yorktown IX Associates LLC

Major owner

28,641 -0.6%

17.01
487,112 USD

28,641 -0.6%

17.01

487,112 USD

Nov. 28, 2023

Coursera Inc (COUR)

PS Planned sale

Maggioncalda Jeffrey Nacey

President & CEO

Executive Director

8,499 -0.3%

20.00
169,992 USD

8,499 -0.3%

20.00

169,992 USD

Nov. 28, 2023

BlackRock ESG Capital Allocation Trust (ECAT)

B Purchase

Saba Capital Management, L.P.

Major owner

32,304 +0.2%

15.53
501,681 USD

32,304 +0.2%

15.53

501,681 USD

Nov. 28, 2023

Motion Acquisition Corp (MOTN)

S Sale

Sugrue Stephen

Chief Compliance Officer

Officer

2,859 -8.1%

5.75
16,439 USD

2,859 -8.1%

5.75

16,439 USD

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