|
June 24, 2022 |
June 24, 2022 |
Cyclical Consumer Products
|
B
Purchase
|
Altschaefl Michael W
CEO and Board Chair
Executive Director
|
10,000
+1.0%
2.04
20,408
USD
|
10,000
+1.0%
|
2.04
|
20,408
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Ng Kwok Hang
Major owner
|
2,000
-0.4%
5.45
10,900
USD
|
2,000
-0.4%
|
5.45
|
10,900
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
S
Sale
|
Behzadi Houman
Chief Product Officer
Officer
|
175
-0.1%
19.23
3,365
USD
|
175
-0.1%
|
19.23
|
3,365
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
CATZ SAFRA
Chief Executive Officer
Executive Director
|
349,234
-23.8%
70.27
24,539,102
USD
|
349,234
-23.8%
|
70.27
|
24,539,102
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
CATZ SAFRA
Chief Executive Officer
Executive Director
|
523,790
-26.3%
69.78
36,547,604
USD
|
523,790
-26.3%
|
69.78
|
36,547,604
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
CATZ SAFRA
Chief Executive Officer
Executive Director
|
106,976
-5.1%
68.44
7,321,748
USD
|
106,976
-5.1%
|
68.44
|
7,321,748
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Insurance
|
S
Sale
|
DOWNES SEAN P
Non-Executive Director
|
20,000
-1.4%
12.93
258,600
USD
|
20,000
-1.4%
|
12.93
|
258,600
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Parkkinen Juho
SVP & Chief Financial Officer
Officer
|
1,043
-0.3%
19.07
19,890
USD
|
1,043
-0.3%
|
19.07
|
19,890
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Holding Companies
|
S
Sale
|
Hall David S.
Affiliate
|
750,000
-9.7%
1.25
941,175
USD
|
750,000
-9.7%
|
1.25
|
941,175
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
S
Sale
|
Green Jonathan
Non-Executive Director
|
131,558
-18.2%
0.17
22,681
USD
|
131,558
-18.2%
|
0.17
|
22,681
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
|
S
Sale
|
TIGER GLOBAL MANAGEMENT LLC
Major owner
|
750,000
-98.9%
4.89
3,670,650
USD
|
750,000
-98.9%
|
4.89
|
3,670,650
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Automobiles & Auto Parts
|
S
Sale
|
Mochulsky Richard K
VP, Sales & Marketing
Officer
|
4,700
-37.3%
13.19
62,004
USD
|
4,700
-37.3%
|
13.19
|
62,004
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Benioff Marc
Chairman and Co-CEO
Executive Director
|
379
-0.0%
186.00
70,494
USD
|
379
-0.0%
|
186.00
|
70,494
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Benioff Marc
Chairman and Co-CEO
Executive Director
|
540
-0.0%
185.03
99,918
USD
|
540
-0.0%
|
185.03
|
99,918
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Benioff Marc
Chairman and Co-CEO
Executive Director
|
634
-0.0%
183.86
116,565
USD
|
634
-0.0%
|
183.86
|
116,565
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Benioff Marc
Chairman and Co-CEO
Executive Director
|
258
-0.0%
183.11
47,243
USD
|
258
-0.0%
|
183.11
|
47,243
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Benioff Marc
Chairman and Co-CEO
Executive Director
|
196
-0.0%
181.84
35,641
USD
|
196
-0.0%
|
181.84
|
35,641
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Benioff Marc
Chairman and Co-CEO
Executive Director
|
104
-0.0%
179.88
18,708
USD
|
104
-0.0%
|
179.88
|
18,708
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Benioff Marc
Chairman and Co-CEO
Executive Director
|
76
-0.0%
178.96
13,601
USD
|
76
-0.0%
|
178.96
|
13,601
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Benioff Marc
Chairman and Co-CEO
Executive Director
|
113
-0.0%
177.21
20,024
USD
|
113
-0.0%
|
177.21
|
20,024
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
S
Sale
|
ABBO EDWARD Y
Chief Technology Officer
Officer
|
175
-0.1%
19.21
3,362
USD
|
175
-0.1%
|
19.21
|
3,362
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Pharmaceuticals & Medical Research
|
S
Sale
|
Urist Marshall
EVP, Research & Investments
Officer
|
23,333
-50.0%
43.19
1,007,694
USD
|
23,333
-50.0%
|
43.19
|
1,007,694
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Nufire Timothy M
Non-Executive Director
Major owner
|
2,000
-0.4%
5.45
10,900
USD
|
2,000
-0.4%
|
5.45
|
10,900
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Jones Charles J.
Major owner
|
2,000
-0.4%
5.44
10,880
USD
|
2,000
-0.4%
|
5.44
|
10,880
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Budman Gleb
CEO and Chairperson
Executive Director
Major owner
|
2,000
-0.4%
5.45
10,900
USD
|
2,000
-0.4%
|
5.45
|
10,900
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Pharmaceuticals & Medical Research
|
B
Purchase
|
Venrock Healthcare Capital Partners II, L.P.
Major owner
|
149,120
+2.2%
9.68
1,443,482
USD
|
149,120
+2.2%
|
9.68
|
1,443,482
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Technology Equipment
|
B
Purchase
|
BitNile Holdings, Inc.
Major owner
|
10,000
+0.7%
7.82
78,227
USD
|
10,000
+0.7%
|
7.82
|
78,227
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Healthcare Services
|
B
Purchase
|
EW HEALTHCARE PARTNERS FUND 2, L.P.
See footnote 2
|
5,000
+0.1%
7.06
35,300
USD
|
5,000
+0.1%
|
7.06
|
35,300
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Banking & Investment Services
|
PP
Planned purchase
|
Rizik Matthew
Non-Executive Director
|
2,800
+1.3%
7.70
21,560
USD
|
2,800
+1.3%
|
7.70
|
21,560
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Energy - Fossil Fuels
|
B
Purchase
|
BARTH CARIN MARCY
Non-Executive Director
|
19,050
+inf%
23.64
450,304
USD
|
19,050
+inf%
|
23.64
|
450,304
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Banking & Investment Services
|
PP
Planned purchase
|
Farner Jay
Chief Executive Officer
Executive Director
|
26,000
+0.9%
7.69
199,940
USD
|
26,000
+0.9%
|
7.69
|
199,940
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Software & IT Services
|
PS
Planned sale
|
Wilson Brian K
Chief Technology Officer
Officer
Major owner
|
2,000
-0.4%
5.44
10,880
USD
|
2,000
-0.4%
|
5.44
|
10,880
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Insurance
|
S
Sale
|
Jain Ajit
Vice Chairman
Executive Director
|
1,200
-0.7%
277.72
333,265
USD
|
1,200
-0.7%
|
277.72
|
333,265
USD
|
|
|
June 24, 2022 |
June 24, 2022 |
Banking & Investment Services
|
B
Purchase
|
Hornish Jo Ellen
Non-Executive Director
|
2,997
+9.2%
34.14
102,318
USD
|
2,997
+9.2%
|
34.14
|
102,318
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
B
Purchase
|
JW Asset Management, LLC
Executive Chairman
Executive Director
Major owner
|
20,000
+0.0%
2.53
50,600
USD
|
20,000
+0.0%
|
2.53
|
50,600
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Software & IT Services
|
PS
Planned sale
|
Ng Kwok Hang
Major owner
|
2,000
-0.4%
5.11
10,220
USD
|
2,000
-0.4%
|
5.11
|
10,220
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Healthcare Services
|
PS
Planned sale
|
Kenny John P.
Chief Executive Officer
Executive Director
|
19,956
-7.0%
29.98
598,209
USD
|
19,956
-7.0%
|
29.98
|
598,209
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Food & Drug Retailing
|
PS
Planned sale
|
McMillon C Douglas
President and CEO
Executive Director
|
9,708
-0.6%
122.13
1,185,608
USD
|
9,708
-0.6%
|
122.13
|
1,185,608
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Software & IT Services
|
PS
Planned sale
|
CATZ SAFRA
Chief Executive Officer
Executive Director
|
377,197
-25.2%
67.61
25,501,384
USD
|
377,197
-25.2%
|
67.61
|
25,501,384
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Software & IT Services
|
PS
Planned sale
|
CATZ SAFRA
Chief Executive Officer
Executive Director
|
622,803
-29.4%
66.83
41,624,478
USD
|
622,803
-29.4%
|
66.83
|
41,624,478
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Technology Equipment
|
S
Sale
|
AmTRAN Technology Co. Ltd.
Major owner
|
70,000
-0.5%
8.73
611,100
USD
|
70,000
-0.5%
|
8.73
|
611,100
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
S
Sale
|
Dunlop A. Sinclair
Non-Executive Director
|
15,000
-5.0%
45.00
675,000
USD
|
15,000
-5.0%
|
45.00
|
675,000
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Industrial & Commercial Services
|
B
Purchase
|
OLMSTEAD JACK A.
Non-Executive Director
|
3,300
+16.5%
13.12
43,296
USD
|
3,300
+16.5%
|
13.12
|
43,296
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Cyclical Consumer Products
|
B
Purchase
|
Coliseum Capital Management, LLC
Major owner
|
100,000
+1.7%
39.82
3,982,000
USD
|
100,000
+1.7%
|
39.82
|
3,982,000
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Personal & Household Products & Services
|
S
Sale
|
COHEN STEVEN A/SAC CAPITAL MGMT LP
Director-by-Deputization
Major owner
|
163,122
-100.0%
10.60
1,729,713
USD
|
163,122
-100.0%
|
10.60
|
1,729,713
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
S
Sale
|
LILLY ENDOWMENT INC
Major owner
|
62
-0.0%
313.08
19,411
USD
|
62
-0.0%
|
313.08
|
19,411
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
S
Sale
|
LILLY ENDOWMENT INC
Major owner
|
83,851
-0.1%
312.41
26,195,556
USD
|
83,851
-0.1%
|
312.41
|
26,195,556
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
S
Sale
|
LILLY ENDOWMENT INC
Major owner
|
25,526
-0.0%
311.63
7,954,769
USD
|
25,526
-0.0%
|
311.63
|
7,954,769
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
S
Sale
|
LILLY ENDOWMENT INC
Major owner
|
35,274
-0.0%
310.49
10,952,224
USD
|
35,274
-0.0%
|
310.49
|
10,952,224
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
S
Sale
|
LILLY ENDOWMENT INC
Major owner
|
60,287
-0.1%
309.23
18,642,790
USD
|
60,287
-0.1%
|
309.23
|
18,642,790
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Energy - Fossil Fuels
|
B
Purchase
|
CANTONE ANTHONY J
Major owner
|
70,000
+0.1%
0.02
1,225
USD
|
70,000
+0.1%
|
0.02
|
1,225
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Software & IT Services
|
PS
Planned sale
|
Parkkinen Juho
SVP & Chief Financial Officer
Officer
|
492
-0.1%
17.97
8,841
USD
|
492
-0.1%
|
17.97
|
8,841
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
PS
Planned sale
|
Bancel Stephane
Chief Executive Officer
Executive Director
|
10,000
-0.1%
135.96
1,359,600
USD
|
10,000
-0.1%
|
135.96
|
1,359,600
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
PS
Planned sale
|
Bancel Stephane
Chief Executive Officer
Executive Director
|
200
-0.0%
143.54
28,708
USD
|
200
-0.0%
|
143.54
|
28,708
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
PS
Planned sale
|
Bancel Stephane
Chief Executive Officer
Executive Director
|
1,487
-0.0%
143.10
212,790
USD
|
1,487
-0.0%
|
143.10
|
212,790
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
PS
Planned sale
|
Bancel Stephane
Chief Executive Officer
Executive Director
|
12,879
-0.2%
141.84
1,826,757
USD
|
12,879
-0.2%
|
141.84
|
1,826,757
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
PS
Planned sale
|
Bancel Stephane
Chief Executive Officer
Executive Director
|
14,866
-0.3%
141.03
2,096,552
USD
|
14,866
-0.3%
|
141.03
|
2,096,552
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
PS
Planned sale
|
Bancel Stephane
Chief Executive Officer
Executive Director
|
4,768
-0.1%
140.05
667,758
USD
|
4,768
-0.1%
|
140.05
|
667,758
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
PS
Planned sale
|
Bancel Stephane
Chief Executive Officer
Executive Director
|
2,177
-0.0%
138.88
302,342
USD
|
2,177
-0.0%
|
138.88
|
302,342
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
PS
Planned sale
|
Bancel Stephane
Chief Executive Officer
Executive Director
|
1,003
-0.0%
137.88
138,294
USD
|
1,003
-0.0%
|
137.88
|
138,294
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Pharmaceuticals & Medical Research
|
PS
Planned sale
|
Bancel Stephane
Chief Executive Officer
Executive Director
|
2,620
-0.0%
136.93
358,757
USD
|
2,620
-0.0%
|
136.93
|
358,757
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Holding Companies
|
S
Sale
|
Hall David S.
Affiliate
|
750,000
-8.9%
1.21
909,075
USD
|
750,000
-8.9%
|
1.21
|
909,075
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
|
S
Sale
|
TIGER GLOBAL MANAGEMENT LLC
Major owner
|
75,000
-9.0%
5.37
402,698
USD
|
75,000
-9.0%
|
5.37
|
402,698
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Healthcare Services
|
PS
Planned sale
|
Payson Norman
Non-Executive Director
|
1,918
-0.4%
29.52
56,619
USD
|
1,918
-0.4%
|
29.52
|
56,619
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Healthcare Services
|
PS
Planned sale
|
Payson Norman
Non-Executive Director
|
3,100
-0.7%
28.76
89,156
USD
|
3,100
-0.7%
|
28.76
|
89,156
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Healthcare Services
|
PS
Planned sale
|
Payson Norman
Non-Executive Director
|
1,600
-0.4%
27.84
44,544
USD
|
1,600
-0.4%
|
27.84
|
44,544
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Retailers
|
B
Purchase
|
Kahli Beat
Non-Executive Director
Major owner
|
5,000
+0.1%
8.96
44,800
USD
|
5,000
+0.1%
|
8.96
|
44,800
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Insurance
|
B
Purchase
|
OAKMONT CAPITAL INC
Major owner
|
34,660
+1.4%
5.31
183,996
USD
|
34,660
+1.4%
|
5.31
|
183,996
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Healthcare Services
|
S
Sale
|
DALY JOHN N
Non-Executive Director
|
3,000
-7.6%
3.56
10,680
USD
|
3,000
-7.6%
|
3.56
|
10,680
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Technology Equipment
|
B
Purchase
|
AULT MILTON C III
Executive Chairman
Executive Director
Major owner
|
125,000
+0.6%
0.28
34,838
USD
|
125,000
+0.6%
|
0.28
|
34,838
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Collective Investments
|
B
Purchase
|
STAHL MURRAY
President and CEO
Executive Director
|
2
+0.1%
2.29
5
USD
|
2
+0.1%
|
2.29
|
5
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Collective Investments
|
B
Purchase
|
STAHL MURRAY
President and CEO
Executive Director
|
300
+0.2%
2.29
687
USD
|
300
+0.2%
|
2.29
|
687
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Collective Investments
|
B
Purchase
|
STAHL MURRAY
President and CEO
Executive Director
|
75
+0.2%
2.29
172
USD
|
75
+0.2%
|
2.29
|
172
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Collective Investments
|
B
Purchase
|
STAHL MURRAY
President and CEO
Executive Director
|
300
+0.2%
2.29
687
USD
|
300
+0.2%
|
2.29
|
687
USD
|
|
|
June 24, 2022 |
June 23, 2022 |
Software & IT Services
|
PS
Planned sale
|
Benioff Marc
Chairman and Co-CEO
Executive Director
|
614
-0.0%
172.88
106,149
USD
|
614
-0.0%
|
172.88
|
106,149
USD
|
|