Regulus Therapeutics Inc Track

Healthcare Pharmaceuticals & Medical Research Biotechnology & Medical Research

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Ticker: RGLS Exchange: NAS

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Transactions
Abbreviations B: Buy, S: Sell, O: Option / Other
Notification date Date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Share price Total value Details
Dec. 7, 2020 Dec. 4, 2020 B Buy

MAKOWER JOSHUA

Major owner
4,398,602 +214.3%
0.62
2,735,930 USD

4,398,602

+214.3% 		0.62 2,735,930 USD
Dec. 7, 2020 Dec. 4, 2020 B Buy

Sonsini Peter W.

Major owner
4,398,602 +214.3%
0.62
2,735,930 USD

4,398,602

+214.3% 		0.62 2,735,930 USD
Dec. 7, 2020 Dec. 4, 2020 B Buy

Behbahani Ali

Major owner
4,398,602 +214.3%
0.62
2,735,930 USD

4,398,602

+214.3% 		0.62 2,735,930 USD
Dec. 7, 2020 Dec. 4, 2020 B Buy

Walker Paul Edward

Major owner
4,398,602 +214.3%
0.62
2,735,930 USD

4,398,602

+214.3% 		0.62 2,735,930 USD
Dec. 7, 2020 Dec. 4, 2020 B Buy

Florence Anthony A. Jr.

Major owner
4,398,602 +214.3%
0.62
2,735,930 USD

4,398,602

+214.3% 		0.62 2,735,930 USD
Dec. 7, 2020 Dec. 4, 2020 B Buy

BASKETT FOREST

Major owner
4,398,602 +214.3%
0.62
2,735,930 USD

4,398,602

+214.3% 		0.62 2,735,930 USD
Dec. 7, 2020 Dec. 4, 2020 B Buy

Growth Equity Opportunities V, LLC

Major owner
4,398,602 +214.3%
0.62
2,735,930 USD

4,398,602

+214.3% 		0.62 2,735,930 USD
Dec. 7, 2020 Dec. 4, 2020 B Buy

Chang Carmen

Major owner
4,398,602 +214.3%
0.62
2,735,930 USD

4,398,602

+214.3% 		0.62 2,735,930 USD
Dec. 7, 2020 Dec. 4, 2020 B Buy

SANDELL SCOTT D

Major owner
4,398,602 +214.3%
0.62
2,735,930 USD

4,398,602

+214.3% 		0.62 2,735,930 USD
Dec. 7, 2020 Dec. 4, 2020 B Buy

Makhzoumi Mohamad

Major owner
4,398,602 +214.3%
0.62
2,735,930 USD

4,398,602

+214.3% 		0.62 2,735,930 USD
Nov. 18, 2020 Nov. 16, 2020 S Sell

Hagan Joseph P

President and CEO

Executive Director
6,094 -2.7%
0.52
3,176 USD

6,094

-2.7% 		0.52 3,176 USD
Nov. 18, 2020 Nov. 16, 2020 S Sell

Aker Christopher Ray

Sr. VP & General Counsel

Officer
876 -3.3%
0.52
456 USD

876

-3.3% 		0.52 456 USD
Aug. 17, 2020 Aug. 14, 2020 S Sell

Aker Christopher Ray

Sr. VP & General Counsel

Officer
872 -3.2%
0.61
528 USD

872

-3.2% 		0.61 528 USD
Aug. 17, 2020 Aug. 14, 2020 S Sell

Hagan Joseph P

President and CEO

Executive Director
4,245 -1.9%
0.60
2,568 USD

4,245

-1.9% 		0.60 2,568 USD
May 18, 2020 May 15, 2020 S Sell

Hagan Joseph P

President and CEO

Executive Director
4,426 -1.9%
0.63
2,774 USD

4,426

-1.9% 		0.63 2,774 USD
May 18, 2020 May 15, 2020 S Sell

Aker Christopher Ray

Sr. VP & General Counsel

Officer
909 -3.2%
0.63
570 USD

909

-3.2% 		0.63 570 USD
Feb. 19, 2020 Feb. 18, 2020 S Sell

Aker Christopher Ray

Sr. VP & General Counsel

Officer
888 -3.0%
0.83
737 USD

888

-3.0% 		0.83 737 USD
Feb. 19, 2020 Feb. 18, 2020 S Sell

Hagan Joseph P

President and CEO

Executive Director
4,324 -1.8%
0.83
3,591 USD

4,324

-1.8% 		0.83 3,591 USD
Jan. 3, 2020 Jan. 2, 2020 S Sell

Aker Christopher Ray

Sr. VP & General Counsel
2,239 -7.1%
0.97
2,164 USD

2,239

-7.1% 		0.97 2,164 USD
Jan. 3, 2020 Jan. 2, 2020 S Sell

Hagan Joseph P

President and CEO

Executive Director
8,345 -3.4%
0.97
8,067 USD

8,345

-3.4% 		0.97 8,067 USD
Nov. 15, 2019 Nov. 14, 2019 S Sell

Hagan Joseph P

President and CEO

Executive Director
5,838 -2.3%
0.64
3,736 USD

5,838

-2.3% 		0.64 3,736 USD
Nov. 15, 2019 Nov. 14, 2019 S Sell

Aker Christopher Ray

Sr. VP & General Counsel
833 -2.6%
0.64
533 USD

833

-2.6% 		0.64 533 USD
Oct. 2, 2019 Oct. 1, 2019 S Sell

Aker Christopher Ray

Sr. VP & General Counsel
2,346 -6.8%
0.68
1,602 USD

2,346

-6.8% 		0.68 1,602 USD
Oct. 2, 2019 Oct. 1, 2019 S Sell

Hagan Joseph P

President and CEO

Executive Director
8,743 -3.4%
0.68
5,969 USD

8,743

-3.4% 		0.68 5,969 USD
Aug. 16, 2019 Aug. 15, 2019 S Sell

Aker Christopher Ray

Sr. VP & General Counsel

Officer
899 -2.5%
0.55
495 USD

899

-2.5% 		0.55 495 USD
Aug. 16, 2019 Aug. 15, 2019 S Sell

Hagan Joseph P

President and CEO

Executive Director
4,375 -1.7%
0.55
2,409 USD

4,375

-1.7% 		0.55 2,409 USD
July 2, 2019 July 1, 2019 S Sell

Chevallard Daniel R.

Chief Financial Officer
2,669 -3.3%
1.31
3,500 USD

2,669

-3.3% 		1.31 3,500 USD
July 2, 2019 July 1, 2019 S Sell

Hagan Joseph P

President and CEO

Executive Director
5,783 -2.2%
1.31
7,584 USD

5,783

-2.2% 		1.31 7,584 USD
July 2, 2019 July 1, 2019 S Sell

Aker Christopher Ray

Sr. VP & General Counsel
2,225 -5.9%
1.31
2,918 USD

2,225

-5.9% 		1.31 2,918 USD
May 16, 2019 May 16, 2019 S Sell

Hagan Joseph P

President and CEO

Executive Director
39,352 -12.8%
1.22
47,966 USD

39,352

-12.8% 		1.22 47,966 USD
May 16, 2019 May 15, 2019 S Sell

Chevallard Daniel R.

Chief Financial Officer
10,000 -11.0%
1.41
14,089 USD

10,000

-11.0% 		1.41 14,089 USD
May 16, 2019 May 15, 2019 S Sell

Aker Christopher Ray

Sr. VP & General Counsel
6,950 -10.5%
1.41
9,796 USD

6,950

-10.5% 		1.41 9,796 USD
May 9, 2019 May 7, 2019 B Buy

Florence Anthony A. Jr.

Major owner
1,136,704 +124.1%
1.08
1,227,640 USD

1,136,704

+124.1% 		1.08 1,227,640 USD
May 9, 2019 May 7, 2019 B Buy

Growth Equity Opportunities V, LLC

Major owner
1,136,704 +124.1%
1.08
1,227,640 USD

1,136,704

+124.1% 		1.08 1,227,640 USD
May 9, 2019 May 7, 2019 B Buy

Sonsini Peter W.

Major owner
1,136,704 +124.1%
1.08
1,227,640 USD

1,136,704

+124.1% 		1.08 1,227,640 USD
May 9, 2019 May 7, 2019 B Buy

Chang Carmen

Major owner
1,136,704 +124.1%
1.08
1,227,640 USD

1,136,704

+124.1% 		1.08 1,227,640 USD
May 9, 2019 May 7, 2019 B Buy

Makhzoumi Mohamad

Major owner
1,136,704 +124.1%
1.08
1,227,640 USD

1,136,704

+124.1% 		1.08 1,227,640 USD
May 9, 2019 May 7, 2019 B Buy

Walker Paul Edward
1,136,704 +124.1%
1.08
1,227,640 USD

1,136,704

+124.1% 		1.08 1,227,640 USD
May 9, 2019 May 7, 2019 B Buy

Behbahani Ali

Major owner
1,136,704 +124.1%
1.08
1,227,640 USD

1,136,704

+124.1% 		1.08 1,227,640 USD
May 9, 2019 May 7, 2019 B Buy

BASKETT FOREST

Major owner
1,136,704 +124.1%
1.08
1,227,640 USD

1,136,704

+124.1% 		1.08 1,227,640 USD
May 9, 2019 May 7, 2019 B Buy

SANDELL SCOTT D

Major owner
1,136,704 +124.1%
1.08
1,227,640 USD

1,136,704

+124.1% 		1.08 1,227,640 USD
May 9, 2019 May 7, 2019 B Buy

MAKOWER JOSHUA

Major owner
1,136,704 +124.1%
1.08
1,227,640 USD

1,136,704

+124.1% 		1.08 1,227,640 USD
May 9, 2019 May 7, 2019 B Buy

MOTT DAVID M

Major owner
1,136,704 +124.1%
1.08
1,227,640 USD

1,136,704

+124.1% 		1.08 1,227,640 USD
May 9, 2019 May 7, 2019 B Buy

BARRIS PETER J

Major owner
1,136,704 +124.1%
1.08
1,227,640 USD

1,136,704

+124.1% 		1.08 1,227,640 USD
May 8, 2019 May 7, 2019 B Buy

Witz Pascale
29,630 +360.5%
1.08
32,000 USD

29,630

+360.5% 		1.08 32,000 USD
May 8, 2019 May 7, 2019 B Buy

Hagan Joseph P

President and CEO

Executive Director
33,194 +105.9%
1.08
35,850 USD

33,194

+105.9% 		1.08 35,850 USD
May 8, 2019 May 7, 2019 B Buy

PAPADOPOULOS STELIOS

Non-Executive Director
370,370 +45.2%
1.08
400,000 USD

370,370

+45.2% 		1.08 400,000 USD
May 8, 2019 May 7, 2019 B Buy

RASTETTER WILLIAM H

Non-Executive Director
92,889 +151.4%
1.08
100,320 USD

92,889

+151.4% 		1.08 100,320 USD
April 3, 2019 April 1, 2019 S Sell

Hagan Joseph P

President and CEO

Executive Director
5,842 -15.7%
0.98
5,731 USD

5,842

-15.7% 		0.98 5,731 USD
April 3, 2019 April 1, 2019 S Sell

Chevallard Daniel R.

Chief Financial Officer
3,253 -25.8%
0.98
3,192 USD

3,253

-25.8% 		0.98 3,192 USD

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