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United States Investment Banking & Investment Services

Legg Mason Inc (LM)

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Ticker: LM Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
SULLIVAN JOSEPH A
Chairman, President & CEO
1 sale — total 32,395,936 USD
Sale 10 Jun 2020
Value US$3,718,474.85 | Price 398.71 | Shares 45,106
Sale 9 Jun 2020
Value US$2,002,379.45 | Price 144.46 | Shares 96,076
Sale 8 Jun 2020
Value US$11,171,730.24 | Price 50.04 | Shares 223,256
Sale 20 May 2020
Value US$122,399,084.18 | Price 49.80 | Shares 2,457,808
Sale 20 May 2020
Value US$122,399,084.18 | Price 49.80 | Shares 2,457,808
Sale 19 May 2020
Value US$16,043,959.30 | Price 49.82 | Shares 322,034
Sale 19 May 2020
Value US$16,043,959.30 | Price 49.82 | Shares 322,034
Sale 18 May 2020
Value US$38,765,499.35 | Price 49.85 | Shares 777,593
Sale 18 May 2020
Value US$38,765,499.35 | Price 49.85 | Shares 777,593
Sale 15 May 2020
Value US$16,173,467.63 | Price 49.88 | Shares 324,269
Sale 15 May 2020
Value US$16,173,467.63 | Price 49.88 | Shares 324,269
Sale 31 Mar 2020
Value US$1,114,732.54 | Price 48.74 | Shares 22,871
Sale 31 Mar 2020
Value US$7,795,409.60 | Price 48.80 | Shares 159,742
Sale 31 Mar 2020
Value US$904,145.76 | Price 48.72 | Shares 18,558
Sale 12 Mar 2020
Value US$548,432.00 | Price 48.32 | Shares 11,350
Sale 5 Mar 2020
Value US$71,685.12 | Price 49.92 | Shares 1,436
Sale 4 Mar 2020
Value US$3,076,454.37 | Price 49.83 | Shares 61,739
Sale 4 Mar 2020
Value US$1,991,103.60 | Price 49.80 | Shares 39,982
Sale 4 Mar 2020
Value US$1,691,488.64 | Price 49.82 | Shares 33,952
Sale 3 Mar 2020
Value US$1,047,077.79 | Price 49.83 | Shares 21,013
Sale 3 Mar 2020
Value US$1,127,001.06 | Price 49.81 | Shares 22,626
Sale 3 Mar 2020
Value US$1,125,560.04 | Price 49.83 | Shares 22,588
Planned sale 16 May 2019
Value US$129,996.24 | Price 36.03 | Shares 3,608
Planned sale 16 May 2019
Value US$332,143.09 | Price 36.13 | Shares 9,193
Planned sale 16 May 2019
Value US$201,566.02 | Price 36.11 | Shares 5,582
Planned sale 16 May 2019
Value US$670,790.25 | Price 36.21 | Shares 18,525
Planned sale 16 May 2019
Value US$957,684.60 | Price 36.18 | Shares 26,470
Planned sale 15 May 2019
Value US$81,946.58 | Price 34.99 | Shares 2,342
Planned sale 24 Sep 2018
Value US$137,606.04 | Price 31.59 | Shares 4,356
Planned sale 24 Sep 2018
Value US$28,498.69 | Price 31.60 | Shares 902
Planned sale 24 Sep 2018
Value US$79,000.00 | Price 31.60 | Shares 2,500
Planned sale 24 Sep 2018
Value US$56,970.00 | Price 31.65 | Shares 1,800
Planned sale 24 Sep 2018
Value US$15,830.00 | Price 31.66 | Shares 500
Planned sale 16 May 2018
Value US$34,977.10 | Price 38.95 | Shares 898
Planned sale 16 May 2018
Value US$98,435.60 | Price 38.80 | Shares 2,537
Planned sale 16 May 2018
Value US$202,176.00 | Price 38.88 | Shares 5,200
Planned sale 16 May 2018
Value US$240,994.00 | Price 38.87 | Shares 6,200
Planned sale 16 May 2018
Value US$77,720.00 | Price 38.86 | Shares 2,000
Planned sale 16 May 2018
Value US$179,797.80 | Price 38.85 | Shares 4,628
Planned sale 16 May 2018
Value US$101,036.00 | Price 38.86 | Shares 2,600
Planned sale 16 May 2018
Value US$3,887.00 | Price 38.87 | Shares 100
Planned sale 16 May 2018
Value US$260,615.84 | Price 38.69 | Shares 6,736
Planned sale 16 May 2018
Value US$99,536.40 | Price 38.70 | Shares 2,572
Planned sale 16 May 2018
Value US$50,297.00 | Price 38.69 | Shares 1,300
Sale 28 Jun 2017
Value US$162,654,975.00 | Price 38.43 | Shares 4,232,500
Sale 1 May 2017
Value US$326,855.48 | Price 37.24 | Shares 8,777
Sale 1 May 2017
Value US$65,245.55 | Price 37.39 | Shares 1,745
Sale 24 Mar 2017
Value US$464,776.00 | Price 34.88 | Shares 13,325
Sale 16 Feb 2017
Value US$237,815.70 | Price 36.06 | Shares 6,595
Planned sale 16 Feb 2017
Value US$1,072,568.64 | Price 36.06 | Shares 29,744
Buy 18 Jan 2017
Value US$960,129.09 | Price 31.58 | Shares 30,405
Sale 10 Jan 2017
Value US$10,586,206.00 | Price 31.14 | Shares 340,000
Sale 9 Jan 2017
Value US$12,917,898.00 | Price 30.76 | Shares 420,000
Sale 22 Jun 2016
Value US$513,704.00 | Price 32.11 | Shares 16,000
Buy 6 Jun 2016
Value US$101,760.00 | Price 33.92 | Shares 3,000
Sale 2 May 2016
Value US$12,783.60 | Price 31.80 | Shares 402
Sale 2 May 2016
Value US$301,276.35 | Price 31.65 | Shares 9,519
Sale 2 May 2016
Value US$39,784.05 | Price 31.65 | Shares 1,257
Sale 11 Apr 2016
Value US$336,836,896.00 | Price 32.00 | Shares 10,526,153
Sale 11 Apr 2016
Value US$336,836,896.00 | Price 32.00 | Shares 10,526,153
Sale 1 Feb 2016
Value US$1,586,514.60 | Price 29.70 | Shares 53,418
Buy 26 Jan 2016
Value US$104,300.00 | Price 29.80 | Shares 3,500
Buy 26 Jan 2016
Value US$296,800.00 | Price 29.68 | Shares 10,000
Buy 26 Jan 2016
Value US$59,540.00 | Price 29.77 | Shares 2,000
Buy 26 Jan 2016
Value US$598,400.00 | Price 29.92 | Shares 20,000
Buy 26 Jan 2016
Value US$148,700.00 | Price 29.74 | Shares 5,000
Buy 26 Jan 2016
Value US$745,250.00 | Price 29.81 | Shares 25,000
Sale 27 May 2015
Value US$8,874,307.88 | Price 54.04 | Shares 164,218
Sale 26 May 2015
Value US$8,043,975.00 | Price 53.63 | Shares 150,000
Sale 20 May 2015
Value US$4,520,929.16 | Price 54.08 | Shares 83,600
Sale 19 May 2015
Value US$829,418.40 | Price 54.57 | Shares 15,200
Sale 18 May 2015
Value US$6,554,184.00 | Price 54.62 | Shares 120,000
Sale 5 May 2015
Value US$7,300,352.40 | Price 55.31 | Shares 132,000
Sale 4 May 2015
Value US$11,050,280.00 | Price 55.25 | Shares 200,000
Sale 1 May 2015
Value US$4,680,950.00 | Price 55.07 | Shares 85,000
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2020-06-12 2020-06-10 S Sale
SULLIVAN JOSEPH A

Chairman, President & CEO

Executive Director
45,106 -5.3%
398.71
US$3,718,475 		45,106 -5.3% 398.71 US$3,718,475
2020-06-11 2020-06-09 S Sale
SULLIVAN JOSEPH A

Chairman, President & CEO

Executive Director
96,076 +4.8%
144.46
US$2,002,379 		96,076 +4.8% 144.46 US$2,002,379
2020-06-10 2020-06-08 S Sale
SULLIVAN JOSEPH A

Chairman, President & CEO

Executive Director
42,401 -49.0%
182.90
US$3,184,987 		42,401 -49.0% 182.90 US$3,184,987
2020-05-22 2020-05-20 S Sale
3.2
PELTZ NELSON
Non-Executive Director
2,457,808 -100.0%
49.80
US$122,399,084 		2,457,808 -100.0% 49.80 US$122,399,084
2020-05-22 2020-05-20 S Sale
2.8
GARDEN EDWARD P
Non-Executive Director
2,457,808 -100.0%
49.80
US$122,399,084 		2,457,808 -100.0% 49.80 US$122,399,084
2020-05-19 2020-05-19 S Sale
2.8
GARDEN EDWARD P
Non-Executive Director
322,034 -11.6%
49.82
US$16,043,959 		322,034 -11.6% 49.82 US$16,043,959
2020-05-19 2020-05-19 S Sale
3.2
PELTZ NELSON
Non-Executive Director
322,034 -11.6%
49.82
US$16,043,959 		322,034 -11.6% 49.82 US$16,043,959
2020-05-19 2020-05-18 S Sale
2.8
GARDEN EDWARD P
Non-Executive Director
777,593 -21.9%
49.85
US$38,765,499 		777,593 -21.9% 49.85 US$38,765,499
2020-05-19 2020-05-18 S Sale
3.2
PELTZ NELSON
Non-Executive Director
777,593 -21.9%
49.85
US$38,765,499 		777,593 -21.9% 49.85 US$38,765,499
2020-05-19 2020-05-15 S Sale
3.2
PELTZ NELSON
Non-Executive Director
324,269 -8.4%
49.88
US$16,173,468 		324,269 -8.4% 49.88 US$16,173,468
2020-05-19 2020-05-15 S Sale
2.8
GARDEN EDWARD P
Non-Executive Director
324,269 -8.4%
49.88
US$16,173,468 		324,269 -8.4% 49.88 US$16,173,468
2020-04-01 2020-03-31 S Sale
SULLIVAN JOSEPH A

Chairman, President & CEO

Officer
22,871 -4.0%
48.74
US$1,114,733 		22,871 -4.0% 48.74 US$1,114,733
2020-04-01 2020-03-31 S Sale
Johnson Terence

Executive Vice President

Officer
159,742 -51.1%
48.80
US$7,795,410 		159,742 -51.1% 48.80 US$7,795,410
2020-04-01 2020-03-31 S Sale
Johnson Terence

Executive Vice President

Officer
18,558 -5.6%
48.72
US$904,146 		18,558 -5.6% 48.72 US$904,146
2020-03-12 2020-03-12 S Sale
Nachtwey Peter

Sr. Executive VP & CFO

Officer
11,350 -6.1%
48.32
US$548,432 		11,350 -6.1% 48.32 US$548,432
2020-03-06 2020-03-05 S Sale
Johnson Terence

Executive Vice President

Officer
1,436 -1.1%
49.92
US$71,685 		1,436 -1.1% 49.92 US$71,685
2020-03-06 2020-03-04 S Sale
Nachtwey Peter

Sr. Executive VP & CFO

Officer
61,739 -24.8%
49.83
US$3,076,454 		61,739 -24.8% 49.83 US$3,076,454
2020-03-06 2020-03-04 S Sale
Nachtwey Peter

Sr. Executive VP & CFO

Officer
39,982 -13.9%
49.80
US$1,991,104 		39,982 -13.9% 49.80 US$1,991,104
2020-03-06 2020-03-04 S Sale
Merchant Thomas C

Exec VP & General Counsel

Officer
33,952 -27.3%
49.82
US$1,691,489 		33,952 -27.3% 49.82 US$1,691,489
2020-03-05 2020-03-03 S Sale
Merchant Thomas C

Exec VP & General Counsel

Officer
21,013 -20.3%
49.83
US$1,047,078 		21,013 -20.3% 49.83 US$1,047,078
2020-03-05 2020-03-03 S Sale
Lattin Patricia

Executive Vice President

Officer
22,626 -32.2%
49.81
US$1,127,001 		22,626 -32.2% 49.81 US$1,127,001
2020-03-05 2020-03-03 S Sale
Nachtwey Peter

Sr. Executive VP & CFO

Officer
22,588 -11.5%
49.83
US$1,125,560 		22,588 -11.5% 49.83 US$1,125,560
2019-05-17 2019-05-16 PlS Planned sale
Schliessler Ursula

EVP & CAO
3,608 -13.1%
36.03
US$129,996 		3,608 -13.1% 36.03 US$129,996
2019-05-17 2019-05-16 PlS Planned sale
Nachtwey Peter

Chief Financial Officer
9,193 -5.8%
36.13
US$332,143 		9,193 -5.8% 36.13 US$332,143
2019-05-17 2019-05-16 PlS Planned sale
Merchant Thomas C

Exec VP & General Counsel
5,582 -6.6%
36.11
US$201,566 		5,582 -6.6% 36.11 US$201,566
2019-05-17 2019-05-16 PlS Planned sale
Johnson Terence

Executive Vice President
18,525 -12.9%
36.21
US$670,790 		18,525 -12.9% 36.21 US$670,790
2019-05-17 2019-05-16 PlS Planned sale
SULLIVAN JOSEPH A

Sr. Executive Vice President

Officer
26,470 -4.7%
36.18
US$957,685 		26,470 -4.7% 36.18 US$957,685
2019-05-17 2019-05-15 PlS Planned sale
Lattin Patricia

Executive Vice President
2,342 -5.1%
34.99
US$81,947 		2,342 -5.1% 34.99 US$81,947
2018-09-26 2018-09-24 PlS Planned sale Cashman Frances

Executive Vice President

Officer
4,356 -6.5%
31.59
US$137,606 		4,356 -6.5% 31.59 US$137,606
2018-09-26 2018-09-24 PlS Planned sale Cashman Frances

Executive Vice President

Officer
902 -1.3%
31.60
US$28,499 		902 -1.3% 31.60 US$28,499
2018-09-26 2018-09-24 PlS Planned sale Cashman Frances

Executive Vice President

Officer
2,500 -3.5%
31.60
US$79,000 		2,500 -3.5% 31.60 US$79,000
2018-09-26 2018-09-24 PlS Planned sale Cashman Frances

Executive Vice President

Officer
1,800 -2.5%
31.65
US$56,970 		1,800 -2.5% 31.65 US$56,970
2018-09-26 2018-09-24 PlS Planned sale Cashman Frances

Executive Vice President

Officer
500 -0.7%
31.66
US$15,830 		500 -0.7% 31.66 US$15,830
2018-05-17 2018-05-16 PlS Planned sale Lattin Patricia

Executive Vice President

Officer
898 -2.1%
38.95
US$34,977 		898 -2.1% 38.95 US$34,977
2018-05-17 2018-05-16 PlS Planned sale Merchant Thomas C

Exec VP & General Counsel

Officer
2,537 -3.7%
38.80
US$98,436 		2,537 -3.7% 38.80 US$98,436
2018-05-17 2018-05-16 PlS Planned sale SULLIVAN JOSEPH A

Sr. Executive Vice President

Officer
5,200 -1.1%
38.88
US$202,176 		5,200 -1.1% 38.88 US$202,176
2018-05-17 2018-05-16 PlS Planned sale SULLIVAN JOSEPH A

Sr. Executive Vice President

Officer
6,200 -1.3%
38.87
US$240,994 		6,200 -1.3% 38.87 US$240,994
2018-05-17 2018-05-16 PlS Planned sale SULLIVAN JOSEPH A

Sr. Executive Vice President

Officer
2,000 -0.4%
38.86
US$77,720 		2,000 -0.4% 38.86 US$77,720
2018-05-17 2018-05-16 PlS Planned sale SULLIVAN JOSEPH A

Sr. Executive Vice President

Officer
4,628 -1.0%
38.85
US$179,798 		4,628 -1.0% 38.85 US$179,798
2018-05-17 2018-05-16 PlS Planned sale SULLIVAN JOSEPH A

Sr. Executive Vice President

Officer
2,600 -0.5%
38.86
US$101,036 		2,600 -0.5% 38.86 US$101,036
2018-05-17 2018-05-16 PlS Planned sale SULLIVAN JOSEPH A

Sr. Executive Vice President

Officer
100 -0.0%
38.87
US$3,887 		100 -0.0% 38.87 US$3,887
2018-05-17 2018-05-16 PlS Planned sale SULLIVAN JOSEPH A

Sr. Executive Vice President

Officer
6,736 -1.4%
38.69
US$260,616 		6,736 -1.4% 38.69 US$260,616
2018-05-17 2018-05-16 PlS Planned sale SULLIVAN JOSEPH A

Sr. Executive Vice President

Officer
2,572 -0.5%
38.70
US$99,536 		2,572 -0.5% 38.70 US$99,536
2018-05-17 2018-05-16 PlS Planned sale SULLIVAN JOSEPH A

Sr. Executive Vice President

Officer
1,300 -0.3%
38.69
US$50,297 		1,300 -0.3% 38.69 US$50,297
2017-06-30 2017-06-28 S Sale Chen Tian Qiao Large shareholder
4,232,500 -43.2%
38.43
US$162,654,975 		4,232,500 -43.2% 38.43 US$162,654,975
2017-05-02 2017-05-01 S Sale Johnson Terence

Executive Vice President

Officer
8,777 -8.0%
37.24
US$326,855 		8,777 -8.0% 37.24 US$326,855
2017-05-02 2017-05-01 S Sale
Schliessler Ursula

EVP & CAO

Officer
1,745 -10.8%
37.39
US$65,246 		1,745 -10.8% 37.39 US$65,246
2017-03-27 2017-03-24 S Sale Johnson Terence

Executive Vice President
13,325 -10.9%
34.88
US$464,776 		13,325 -10.9% 34.88 US$464,776
2017-02-17 2017-02-16 S Sale Merchant Thomas C

Exec VP & General Counsel
6,595 -11.8%
36.06
US$237,816 		6,595 -11.8% 36.06 US$237,816
2017-02-17 2017-02-16 PlS Planned sale SULLIVAN JOSEPH A

Chairman, President & CEO

Executive Director
29,744 -7.7%
36.06
US$1,072,569 		29,744 -7.7% 36.06 US$1,072,569
2017-01-20 2017-01-18 B Purchase Chen Tian Qiao Large shareholder
30,405 +0.3%
31.58
US$960,129 		30,405 +0.3% 31.58 US$960,129
2017-01-11 2017-01-10 S Sale Chen Tian Qiao Large shareholder
340,000 -3.4%
31.14
US$10,586,206 		340,000 -3.4% 31.14 US$10,586,206
2017-01-11 2017-01-09 S Sale Chen Tian Qiao Large shareholder
420,000 -4.0%
30.76
US$12,917,898 		420,000 -4.0% 30.76 US$12,917,898
2016-06-24 2016-06-22 S Sale Chen Tian Qiao Large shareholder
16,000 -0.2%
32.11
US$513,704 		16,000 -0.2% 32.11 US$513,704
2016-06-07 2016-06-06 B Purchase DAVIDSON CAROL ANTHONY Non-Executive Director
3,000 +inf%
33.92
US$101,760 		3,000 +inf% 33.92 US$101,760
2016-05-03 2016-05-02 S Sale Schliessler Ursula

EVP & CAO

Officer
402 -3.5%
31.80
US$12,784 		402 -3.5% 31.80 US$12,784
2016-05-03 2016-05-02 S Sale Johnson Terence

Executive Vice President

Officer
9,519 -9.8%
31.65
US$301,276 		9,519 -9.8% 31.65 US$301,276
2016-05-03 2016-05-02 S Sale
Schliessler Ursula

EVP & CAO

Officer
1,257 -9.9%
31.65
US$39,784 		1,257 -9.9% 31.65 US$39,784
2016-04-12 2016-04-11 S Sale TRIAN FUND MANAGEMENT, L.P.

Former 10% Owner
10,526,153 -95.3%
32.00
US$336,836,896 		10,526,153 -95.3% 32.00 US$336,836,896
2016-04-12 2016-04-11 S Sale TRIAN FUND MANAGEMENT, L.P.

Former 10% Owner
10,526,153 -95.3%
32.00
US$336,836,896 		10,526,153 -95.3% 32.00 US$336,836,896
2016-02-02 2016-02-01 S Sale SULLIVAN JOSEPH A

Chairman, President & CEO

Executive Director
53,418 -14.8%
29.70
US$1,586,515 		53,418 -14.8% 29.70 US$1,586,515
2016-01-27 2016-01-26 B Purchase Kass Dennis M. Non-Executive Director
3,500 +16.8%
29.80
US$104,300 		3,500 +16.8% 29.80 US$104,300
2016-01-27 2016-01-26 B Purchase REED W ALLEN Non-Executive Director
10,000 +29.6%
29.68
US$296,800 		10,000 +29.6% 29.68 US$296,800
2016-01-26 2016-01-26 B Purchase MYERS JOHN H Non-Executive Director
2,000 +15.1%
29.77
US$59,540 		2,000 +15.1% 29.77 US$59,540
2016-01-26 2016-01-26 B Purchase Nachtwey Peter

Exec VP & CFO

Officer
20,000 +22.4%
29.92
US$598,400 		20,000 +22.4% 29.92 US$598,400
2016-01-26 2016-01-26 B Purchase Murphy John V Non-Executive Director
5,000 +39.3%
29.74
US$148,700 		5,000 +39.3% 29.74 US$148,700
2016-01-26 2016-01-26 B Purchase SULLIVAN JOSEPH A

Chairman, President & CEO

Executive Director
25,000 +9.4%
29.81
US$745,250 		25,000 +9.4% 29.81 US$745,250
2015-05-28 2015-05-27 S Sale PELTZ NELSON

Former 10% Owner
164,218 -1.5%
54.04
US$8,874,308 		164,218 -1.5% 54.04 US$8,874,308
2015-05-28 2015-05-26 S Sale PELTZ NELSON

Former 10% Owner
150,000 -1.3%
53.63
US$8,043,975 		150,000 -1.3% 53.63 US$8,043,975
2015-05-20 2015-05-20 S Sale PELTZ NELSON Large shareholder
83,600 -0.7%
54.08
US$4,520,929 		83,600 -0.7% 54.08 US$4,520,929
2015-05-20 2015-05-19 S Sale PELTZ NELSON Large shareholder
15,200 -0.1%
54.57
US$829,418 		15,200 -0.1% 54.57 US$829,418
2015-05-20 2015-05-18 S Sale PELTZ NELSON Large shareholder
120,000 -1.0%
54.62
US$6,554,184 		120,000 -1.0% 54.62 US$6,554,184
2015-05-05 2015-05-05 S Sale PELTZ NELSON Large shareholder
132,000 -1.1%
55.31
US$7,300,352 		132,000 -1.1% 55.31 US$7,300,352
2015-05-05 2015-05-04 S Sale PELTZ NELSON Large shareholder
200,000 -1.7%
55.25
US$11,050,280 		200,000 -1.7% 55.25 US$11,050,280
2015-05-05 2015-05-01 S Sale PELTZ NELSON Large shareholder
85,000 -0.7%
55.07
US$4,680,950 		85,000 -0.7% 55.07 US$4,680,950
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