|
2024-10-18 |
2024-10-17 |
S
Sale
|
LUCZO STEPHEN J
Non-Executive Director
|
60,000
-30.2%
119.17
USD 7,150,470
|
60,000
-30.2%
|
119.17
|
USD 7,150,470
|
|
|
2024-07-26 |
2024-07-26 |
S
Sale
|
CRAWLEY MANDELL
Chief Human Resources Officer
Officer
|
3,500
-7.5%
105.25
USD 368,375
|
3,500
-7.5%
|
105.25
|
USD 368,375
|
|
|
2024-07-19 |
2024-07-19 |
S
Sale
|
YESHAYA SHARON
Chief Financial Officer
Officer
|
15,547
-100.0%
104.00
USD 1,616,888
|
15,547
-100.0%
|
104.00
|
USD 1,616,888
|
|
|
2024-07-19 |
2024-07-18 |
S
Sale
|
AKRAM RAJA
Deputy Chief Financial Officer
Officer
|
7,500
-7.9%
106.37
USD 797,765
|
7,500
-7.9%
|
106.37
|
USD 797,765
|
|
|
2024-07-19 |
2024-07-17 |
S
Sale
|
Herz Robert H
Non-Executive Director
|
139
-0.1%
106.63
USD 14,822
|
139
-0.1%
|
106.63
|
USD 14,822
|
|
|
2024-07-19 |
2024-07-17 |
S
Sale
|
Herz Robert H
Non-Executive Director
|
861
-0.9%
106.62
USD 91,800
|
861
-0.9%
|
106.62
|
USD 91,800
|
|
|
2024-07-19 |
2024-07-17 |
S
Sale
|
GORMAN JAMES P
Executive Chairman
Executive Director
|
200,000
-57.1%
105.06
USD 21,012,300
|
200,000
-57.1%
|
105.06
|
USD 21,012,300
|
|
|
2024-07-19 |
2024-07-17 |
S
Sale
|
SIMKOWITZ DANIEL A
Co-President
Officer
|
40,000
-8.3%
106.54
USD 4,261,768
|
40,000
-8.3%
|
106.54
|
USD 4,261,768
|
|
|
2024-05-16 |
2024-05-14 |
S
Sale
|
CRAWLEY MANDELL
Chief Human Resources Officer
Officer
|
6,954
-13.1%
99.61
USD 692,663
|
6,954
-13.1%
|
99.61
|
USD 692,663
|
|
|
2024-04-19 |
2024-04-18 |
S
Sale
|
GORMAN JAMES P
Executive Chairman
Executive Director
|
100,000
-19.4%
90.21
USD 9,020,530
|
100,000
-19.4%
|
90.21
|
USD 9,020,530
|
|
|
2024-04-19 |
2024-04-17 |
S
Sale
|
Smith Charles Aubrey III
Chief Risk Officer
Officer
|
11,200
-8.2%
90.09
USD 1,009,019
|
11,200
-8.2%
|
90.09
|
USD 1,009,019
|
|
|
2024-02-14 |
2024-02-12 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President
Officer
|
26,655
-8.5%
87.19
USD 2,324,092
|
26,655
-8.5%
|
87.19
|
USD 2,324,092
|
|
|
2024-02-14 |
2024-02-12 |
S
Sale
|
GORMAN JAMES P
Executive Chairman
Executive Director
|
100,000
-22.2%
87.30
USD 8,730,220
|
100,000
-22.2%
|
87.30
|
USD 8,730,220
|
|
|
2024-02-01 |
2024-01-31 |
S
Sale
|
GROSSMAN ERIC F
Chief Legal/Admin Officer
Officer
|
26,562
-10.2%
88.55
USD 2,352,001
|
26,562
-10.2%
|
88.55
|
USD 2,352,001
|
|
|
2024-02-01 |
2024-01-30 |
S
Sale
|
GROSSMAN ERIC F
Chief Legal/Admin Officer
Officer
|
26,563
-9.2%
87.81
USD 2,332,595
|
26,563
-9.2%
|
87.81
|
USD 2,332,595
|
|
|
2024-02-01 |
2024-01-30 |
S
Sale
|
AKRAM RAJA
Deputy Chief Financial Officer
Officer
|
4,500
-4.6%
87.41
USD 393,346
|
4,500
-4.6%
|
87.41
|
USD 393,346
|
|
|
2024-02-01 |
2024-01-30 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President
Officer
|
10,000
-3.1%
87.92
USD 879,170
|
10,000
-3.1%
|
87.92
|
USD 879,170
|
|
|
2024-01-26 |
2024-01-26 |
S
Sale
|
GORMAN JAMES P
Executive Chairman
Executive Director
|
50,000
-11.6%
87.93
USD 4,396,400
|
50,000
-11.6%
|
87.93
|
USD 4,396,400
|
|
|
2024-01-25 |
2024-01-25 |
S
Sale
|
GORMAN JAMES P
Executive Chairman
Executive Director
|
50,000
-11.1%
87.93
USD 4,396,435
|
50,000
-11.1%
|
87.93
|
USD 4,396,435
|
|
|
2024-01-19 |
2024-01-19 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President
Officer
|
10,000
-3.0%
84.13
USD 841,344
|
10,000
-3.0%
|
84.13
|
USD 841,344
|
|
|
2024-01-19 |
2024-01-18 |
S
Sale
|
AKRAM RAJA
Deputy Chief Financial Officer
Officer
|
7,000
-6.7%
83.56
USD 584,928
|
7,000
-6.7%
|
83.56
|
USD 584,928
|
|
|
2023-07-26 |
2023-07-24 |
S
Sale
|
PICK EDWARD N
Co-President/Head of IS
Officer
|
100,000
-14.2%
94.33
USD 9,433,050
|
100,000
-14.2%
|
94.33
|
USD 9,433,050
|
|
|
2023-07-26 |
2023-07-24 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
125,000
-11.0%
95.19
USD 11,898,813
|
125,000
-11.0%
|
95.19
|
USD 11,898,813
|
|
|
2023-07-21 |
2023-07-20 |
S
Sale
|
SIMKOWITZ DANIEL A
Head of Investment Management
Officer
|
37,608
-10.5%
93.78
USD 3,526,852
|
37,608
-10.5%
|
93.78
|
USD 3,526,852
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
500
-0.0%
93.58
USD 46,789
|
500
-0.0%
|
93.58
|
USD 46,789
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
47,345
-4.0%
92.89
USD 4,398,071
|
47,345
-4.0%
|
92.89
|
USD 4,398,071
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
14,655
-1.2%
92.01
USD 1,348,426
|
14,655
-1.2%
|
92.01
|
USD 1,348,426
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
62,500
-5.0%
92.00
USD 5,750,000
|
62,500
-5.0%
|
92.00
|
USD 5,750,000
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
Smith Charles Aubrey III
Chief Risk Officer
Officer
|
5,600
-3.9%
92.41
USD 517,520
|
5,600
-3.9%
|
92.41
|
USD 517,520
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President/Head of WM
Officer
|
39,254
-16.8%
93.09
USD 3,654,280
|
39,254
-16.8%
|
93.09
|
USD 3,654,280
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
AKRAM RAJA
Deputy Chief Financial Officer
Officer
|
13,500
-14.0%
92.00
USD 1,242,000
|
13,500
-14.0%
|
92.00
|
USD 1,242,000
|
|
|
2023-05-17 |
2023-05-15 |
S
Sale
|
AKRAM RAJA
Deputy Chief Financial Officer
Officer
|
7,320
-7.1%
82.95
USD 607,198
|
7,320
-7.1%
|
82.95
|
USD 607,198
|
|
|
2023-05-05 |
2023-05-03 |
S
Sale
|
GLOCER THOMAS H
Non-Executive Director
|
4,535
-4.4%
87.11
USD 395,021
|
4,535
-4.4%
|
87.11
|
USD 395,021
|
|
|
2023-02-15 |
2023-02-13 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President/Head of WM
Officer
|
46,226
-100.0%
98.45
USD 4,550,950
|
46,226
-100.0%
|
98.45
|
USD 4,550,950
|
|
|
2023-02-15 |
2023-02-13 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President/Head of WM
Officer
|
24,556
-11.4%
98.23
USD 2,412,099
|
24,556
-11.4%
|
98.23
|
USD 2,412,099
|
|
|
2023-02-01 |
2023-01-31 |
S
Sale
|
SIMKOWITZ DANIEL A
Head of Investment Management
Officer
|
8,077
-2.5%
96.54
USD 779,726
|
8,077
-2.5%
|
96.54
|
USD 779,726
|
|
|
2023-02-01 |
2023-01-30 |
S
Sale
|
SIMKOWITZ DANIEL A
Head of Investment Management
Officer
|
15,133
-4.5%
96.20
USD 1,455,861
|
15,133
-4.5%
|
96.20
|
USD 1,455,861
|
|
|
2023-01-27 |
2023-01-25 |
S
Sale
|
DARLING ALISTAIR
Non-Executive Director
|
2,000
-5.5%
94.70
USD 189,410
|
2,000
-5.5%
|
94.70
|
USD 189,410
|
|
|
2023-01-20 |
2023-01-19 |
S
Sale
|
CRAWLEY MANDELL
Chief Human Resources Officer
Officer
|
3,740
-8.1%
93.75
USD 350,625
|
3,740
-8.1%
|
93.75
|
USD 350,625
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
SIMKOWITZ DANIEL A
Head of Investment Management
Officer
|
5,672
-1.6%
97.72
USD 554,272
|
5,672
-1.6%
|
97.72
|
USD 554,272
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
SIMKOWITZ DANIEL A
Head of Investment Management
Officer
|
39,238
-10.0%
96.95
USD 3,804,081
|
39,238
-10.0%
|
96.95
|
USD 3,804,081
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
AKRAM RAJA
Deputy Chief Financial Officer
Officer
|
5,100
-4.1%
97.00
USD 494,700
|
5,100
-4.1%
|
97.00
|
USD 494,700
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
34,671
-3.0%
97.62
USD 3,384,493
|
34,671
-3.0%
|
97.62
|
USD 3,384,493
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
215,329
-15.8%
96.82
USD 20,849,144
|
215,329
-15.8%
|
96.82
|
USD 20,849,144
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
GROSSMAN ERIC F
Chief Legal/Admin Officer
Officer
|
120,000
-33.8%
97.11
USD 11,653,788
|
120,000
-33.8%
|
97.11
|
USD 11,653,788
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
PICK EDWARD N
Co-President/Head of IS
Officer
|
25,246
-3.8%
97.62
USD 2,464,406
|
25,246
-3.8%
|
97.62
|
USD 2,464,406
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
PICK EDWARD N
Co-President/Head of IS
Officer
|
109,754
-14.2%
96.84
USD 10,628,160
|
109,754
-14.2%
|
96.84
|
USD 10,628,160
|
|
|
2022-07-21 |
2022-07-20 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President/Head of WM
Officer
|
100
0.00
USD 0
|
100
|
0.00
|
USD 0
|
|
|
2022-05-13 |
2022-05-12 |
B
Purchase
|
LUCZO STEPHEN J
Non-Executive Director
|
25,000
+16.2%
79.30
USD 1,982,425
|
25,000
+16.2%
|
79.30
|
USD 1,982,425
|
|
|
2022-02-09 |
2022-02-08 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President/Head of WM
Officer
|
17,162
-8.7%
105.70
USD 1,813,998
|
17,162
-8.7%
|
105.70
|
USD 1,813,998
|
|
|
2022-02-09 |
2022-02-07 |
S
Sale
|
Hotsuki Keishi
Chief Risk Officer
Officer
|
24,500
-8.3%
105.00
USD 2,572,500
|
24,500
-8.3%
|
105.00
|
USD 2,572,500
|
|
|
2022-02-02 |
2022-01-31 |
S
Sale
|
SIMKOWITZ DANIEL A
Head of Investment Management
Officer
|
18,414
-5.7%
102.56
USD 1,888,525
|
18,414
-5.7%
|
102.56
|
USD 1,888,525
|
|
|
2022-01-28 |
2022-01-26 |
S
Sale
|
PRUZAN JONATHAN
Chief Operating Officer
Officer
|
18,414
-6.0%
101.05
USD 1,860,705
|
18,414
-6.0%
|
101.05
|
USD 1,860,705
|
|
|
2022-01-21 |
2022-01-21 |
S
Sale
|
CRAWLEY MANDELL
Chief Human Resources Officer
Officer
|
5,375
-12.9%
98.93
USD 531,755
|
5,375
-12.9%
|
98.93
|
USD 531,755
|
|
|
2022-01-21 |
2022-01-21 |
S
Sale
|
CRAWLEY MANDELL
Chief Human Resources Officer
Officer
|
1,400
-3.2%
97.93
USD 137,101
|
1,400
-3.2%
|
97.93
|
USD 137,101
|
|
|
2022-01-21 |
2022-01-21 |
S
Sale
|
CRAWLEY MANDELL
Chief Human Resources Officer
Officer
|
700
-1.6%
97.08
USD 67,956
|
700
-1.6%
|
97.08
|
USD 67,956
|
|
|
2022-01-21 |
2022-01-20 |
S
Sale
|
GROSSMAN ERIC F
Chief Legal Officer
Officer
|
33,209
-10.3%
101.63
USD 3,375,130
|
33,209
-10.3%
|
101.63
|
USD 3,375,130
|
|
|
2022-01-21 |
2022-01-20 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President/Head of WM
Officer
|
15,471
-7.3%
96.80
USD 1,497,593
|
15,471
-7.3%
|
96.80
|
USD 1,497,593
|
|
|
2021-11-12 |
2021-11-09 |
S
Sale
|
DARLING ALISTAIR
Non-Executive Director
|
1,000
-3.0%
99.46
USD 99,460
|
1,000
-3.0%
|
99.46
|
USD 99,460
|
|
|
2021-02-18 |
2021-02-16 |
S
Sale
|
Hotsuki Keishi
Chief Risk Officer
Officer
|
22,746
-8.1%
76.25
USD 1,734,383
|
22,746
-8.1%
|
76.25
|
USD 1,734,383
|
|
|
2021-02-11 |
2021-02-09 |
S
Sale
|
ROONEY ROBERT P
Head of Tech/Ops/Resilience
Officer
|
15,169
-6.2%
74.36
USD 1,128,012
|
15,169
-6.2%
|
74.36
|
USD 1,128,012
|
|
|
2021-01-22 |
2021-01-22 |
S
Sale
|
PRUZAN JONATHAN
Chief Financial Officer
Officer
|
18,880
-6.9%
74.53
USD 1,407,060
|
18,880
-6.9%
|
74.53
|
USD 1,407,060
|
|
|
2021-01-22 |
2021-01-22 |
S
Sale
|
SAPERSTEIN ANDREW M
Head of Wealth Management
Officer
|
19,832
-11.3%
72.55
USD 1,438,812
|
19,832
-11.3%
|
72.55
|
