|
2024-04-19 |
2024-04-18 |
S
Sale
|
GORMAN JAMES P
Executive Chairman
Executive Director
|
100,000
-19.4%
90.21
9,020,530
USD
|
100,000
-19.4%
|
90.21
|
9,020,530
USD
|
|
|
2024-04-19 |
2024-04-17 |
S
Sale
|
Smith Charles Aubrey III
Chief Risk Officer
Officer
|
11,200
-8.2%
90.09
1,009,019
USD
|
11,200
-8.2%
|
90.09
|
1,009,019
USD
|
|
|
2024-02-14 |
2024-02-12 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President
Officer
|
26,655
-8.5%
87.19
2,324,092
USD
|
26,655
-8.5%
|
87.19
|
2,324,092
USD
|
|
|
2024-02-14 |
2024-02-12 |
S
Sale
|
GORMAN JAMES P
Executive Chairman
Executive Director
|
100,000
-22.2%
87.30
8,730,220
USD
|
100,000
-22.2%
|
87.30
|
8,730,220
USD
|
|
|
2024-02-01 |
2024-01-31 |
S
Sale
|
GROSSMAN ERIC F
Chief Legal/Admin Officer
Officer
|
26,562
-10.2%
88.55
2,352,001
USD
|
26,562
-10.2%
|
88.55
|
2,352,001
USD
|
|
|
2024-02-01 |
2024-01-30 |
S
Sale
|
GROSSMAN ERIC F
Chief Legal/Admin Officer
Officer
|
26,563
-9.2%
87.81
2,332,595
USD
|
26,563
-9.2%
|
87.81
|
2,332,595
USD
|
|
|
2024-02-01 |
2024-01-30 |
S
Sale
|
AKRAM RAJA
Deputy Chief Financial Officer
Officer
|
4,500
-4.6%
87.41
393,346
USD
|
4,500
-4.6%
|
87.41
|
393,346
USD
|
|
|
2024-02-01 |
2024-01-30 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President
Officer
|
10,000
-3.1%
87.92
879,170
USD
|
10,000
-3.1%
|
87.92
|
879,170
USD
|
|
|
2024-01-26 |
2024-01-26 |
S
Sale
|
GORMAN JAMES P
Executive Chairman
Executive Director
|
50,000
-11.6%
87.93
4,396,400
USD
|
50,000
-11.6%
|
87.93
|
4,396,400
USD
|
|
|
2024-01-25 |
2024-01-25 |
S
Sale
|
GORMAN JAMES P
Executive Chairman
Executive Director
|
50,000
-11.1%
87.93
4,396,435
USD
|
50,000
-11.1%
|
87.93
|
4,396,435
USD
|
|
|
2024-01-19 |
2024-01-19 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President
Officer
|
10,000
-3.0%
84.13
841,344
USD
|
10,000
-3.0%
|
84.13
|
841,344
USD
|
|
|
2024-01-19 |
2024-01-18 |
S
Sale
|
AKRAM RAJA
Deputy Chief Financial Officer
Officer
|
7,000
-6.7%
83.56
584,928
USD
|
7,000
-6.7%
|
83.56
|
584,928
USD
|
|
|
2023-07-26 |
2023-07-24 |
S
Sale
|
PICK EDWARD N
Co-President/Head of IS
Officer
|
100,000
-14.2%
94.33
9,433,050
USD
|
100,000
-14.2%
|
94.33
|
9,433,050
USD
|
|
|
2023-07-26 |
2023-07-24 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
125,000
-11.0%
95.19
11,898,813
USD
|
125,000
-11.0%
|
95.19
|
11,898,813
USD
|
|
|
2023-07-21 |
2023-07-20 |
S
Sale
|
SIMKOWITZ DANIEL A
Head of Investment Management
Officer
|
37,608
-10.5%
93.78
3,526,852
USD
|
37,608
-10.5%
|
93.78
|
3,526,852
USD
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
500
-0.0%
93.58
46,789
USD
|
500
-0.0%
|
93.58
|
46,789
USD
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
47,345
-4.0%
92.89
4,398,071
USD
|
47,345
-4.0%
|
92.89
|
4,398,071
USD
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
14,655
-1.2%
92.01
1,348,426
USD
|
14,655
-1.2%
|
92.01
|
1,348,426
USD
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
62,500
-5.0%
92.00
5,750,000
USD
|
62,500
-5.0%
|
92.00
|
5,750,000
USD
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
Smith Charles Aubrey III
Chief Risk Officer
Officer
|
5,600
-3.9%
92.41
517,520
USD
|
5,600
-3.9%
|
92.41
|
517,520
USD
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President/Head of WM
Officer
|
39,254
-16.8%
93.09
3,654,280
USD
|
39,254
-16.8%
|
93.09
|
3,654,280
USD
|
|
|
2023-07-21 |
2023-07-19 |
S
Sale
|
AKRAM RAJA
Deputy Chief Financial Officer
Officer
|
13,500
-14.0%
92.00
1,242,000
USD
|
13,500
-14.0%
|
92.00
|
1,242,000
USD
|
|
|
2023-05-17 |
2023-05-15 |
S
Sale
|
AKRAM RAJA
Deputy Chief Financial Officer
Officer
|
7,320
-7.1%
82.95
607,198
USD
|
7,320
-7.1%
|
82.95
|
607,198
USD
|
|
|
2023-05-05 |
2023-05-03 |
S
Sale
|
GLOCER THOMAS H
Non-Executive Director
|
4,535
-4.4%
87.11
395,021
USD
|
4,535
-4.4%
|
87.11
|
395,021
USD
|
|
|
2023-02-15 |
2023-02-13 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President/Head of WM
Officer
|
46,226
-100.0%
98.45
4,550,950
USD
|
46,226
-100.0%
|
98.45
|
4,550,950
USD
|
|
|
2023-02-15 |
2023-02-13 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President/Head of WM
Officer
|
24,556
-11.4%
98.23
2,412,099
USD
|
24,556
-11.4%
|
98.23
|
2,412,099
USD
|
|
|
2023-02-01 |
2023-01-31 |
S
Sale
|
SIMKOWITZ DANIEL A
Head of Investment Management
Officer
|
8,077
-2.5%
96.54
779,726
USD
|
8,077
-2.5%
|
96.54
|
779,726
USD
|
|
|
2023-02-01 |
2023-01-30 |
S
Sale
|
SIMKOWITZ DANIEL A
Head of Investment Management
Officer
|
15,133
-4.5%
96.20
1,455,861
USD
|
15,133
-4.5%
|
96.20
|
1,455,861
USD
|
|
|
2023-01-27 |
2023-01-25 |
S
Sale
|
DARLING ALISTAIR
Non-Executive Director
|
2,000
-5.5%
94.70
189,410
USD
|
2,000
-5.5%
|
94.70
|
189,410
USD
|
|
|
2023-01-20 |
2023-01-19 |
S
Sale
|
CRAWLEY MANDELL
Chief Human Resources Officer
Officer
|
3,740
-8.1%
93.75
350,625
USD
|
3,740
-8.1%
|
93.75
|
350,625
USD
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
SIMKOWITZ DANIEL A
Head of Investment Management
Officer
|
5,672
-1.6%
97.72
554,272
USD
|
5,672
-1.6%
|
97.72
|
554,272
USD
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
SIMKOWITZ DANIEL A
Head of Investment Management
Officer
|
39,238
-10.0%
96.95
3,804,081
USD
|
39,238
-10.0%
|
96.95
|
3,804,081
USD
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
AKRAM RAJA
Deputy Chief Financial Officer
Officer
|
5,100
-4.1%
97.00
494,700
USD
|
5,100
-4.1%
|
97.00
|
494,700
USD
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
34,671
-3.0%
97.62
3,384,493
USD
|
34,671
-3.0%
|
97.62
|
3,384,493
USD
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
215,329
-15.8%
96.82
20,849,144
USD
|
215,329
-15.8%
|
96.82
|
20,849,144
USD
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
GROSSMAN ERIC F
Chief Legal/Admin Officer
Officer
|
120,000
-33.8%
97.11
11,653,788
USD
|
120,000
-33.8%
|
97.11
|
11,653,788
USD
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
PICK EDWARD N
Co-President/Head of IS
Officer
|
25,246
-3.8%
97.62
2,464,406
USD
|
25,246
-3.8%
|
97.62
|
2,464,406
USD
|
|
|
2023-01-20 |
2023-01-18 |
S
Sale
|
PICK EDWARD N
Co-President/Head of IS
Officer
|
109,754
-14.2%
96.84
10,628,160
USD
|
109,754
-14.2%
|
96.84
|
10,628,160
USD
|
|
|
2022-07-21 |
2022-07-20 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President/Head of WM
Officer
|
100
0.00
0
USD
|
100
|
0.00
|
0
USD
|
|
|
2022-05-13 |
2022-05-12 |
B
Purchase
|
LUCZO STEPHEN J
Non-Executive Director
|
25,000
+16.2%
79.30
1,982,425
USD
|
25,000
+16.2%
|
79.30
|
1,982,425
USD
|
|
|
2022-02-09 |
2022-02-08 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President/Head of WM
Officer
|
17,162
-8.7%
105.70
1,813,998
USD
|
17,162
-8.7%
|
105.70
|
1,813,998
USD
|
|
|
2022-02-09 |
2022-02-07 |
S
Sale
|
Hotsuki Keishi
Chief Risk Officer
Officer
|
24,500
-8.3%
105.00
2,572,500
USD
|
24,500
-8.3%
|
105.00
|
2,572,500
USD
|
|
|
2022-02-02 |
2022-01-31 |
S
Sale
|
SIMKOWITZ DANIEL A
Head of Investment Management
Officer
|
18,414
-5.7%
102.56
1,888,525
USD
|
18,414
-5.7%
|
102.56
|
1,888,525
USD
|
|
|
2022-01-28 |
2022-01-26 |
S
Sale
|
PRUZAN JONATHAN
Chief Operating Officer
Officer
|
18,414
-6.0%
101.05
1,860,705
USD
|
18,414
-6.0%
|
101.05
|
1,860,705
USD
|
|
|
2022-01-21 |
2022-01-21 |
S
Sale
|
CRAWLEY MANDELL
Chief Human Resources Officer
Officer
|
5,375
-12.9%
98.93
531,755
USD
|
5,375
-12.9%
|
98.93
|
531,755
USD
|
|
|
2022-01-21 |
2022-01-21 |
S
Sale
|
CRAWLEY MANDELL
Chief Human Resources Officer
Officer
|
1,400
-3.2%
97.93
137,101
USD
|
1,400
-3.2%
|
97.93
|
137,101
USD
|
|
|
2022-01-21 |
2022-01-21 |
S
Sale
|
CRAWLEY MANDELL
Chief Human Resources Officer
Officer
|
700
-1.6%
97.08
67,956
USD
|
700
-1.6%
|
97.08
|
67,956
USD
|
|
|
2022-01-21 |
2022-01-20 |
S
Sale
|
GROSSMAN ERIC F
Chief Legal Officer
Officer
|
33,209
-10.3%
101.63
3,375,130
USD
|
33,209
-10.3%
|
101.63
|
3,375,130
USD
|
|
|
2022-01-21 |
2022-01-20 |
S
Sale
|
SAPERSTEIN ANDREW M
Co-President/Head of WM
Officer
|
15,471
-7.3%
96.80
1,497,593
USD
|
15,471
-7.3%
|
96.80
|
1,497,593
USD
|
|
|
2021-11-12 |
2021-11-09 |
S
Sale
|
DARLING ALISTAIR
Non-Executive Director
|
1,000
-3.0%
99.46
99,460
USD
|
1,000
-3.0%
|
99.46
|
99,460
USD
|
|
|
2021-02-18 |
2021-02-16 |
S
Sale
|
Hotsuki Keishi
Chief Risk Officer
Officer
|
22,746
-8.1%
76.25
1,734,383
USD
|
22,746
-8.1%
|
76.25
|
1,734,383
USD
|
|
|
2021-02-11 |
2021-02-09 |
S
Sale
|
ROONEY ROBERT P
Head of Tech/Ops/Resilience
Officer
|
15,169
-6.2%
74.36
1,128,012
USD
|
15,169
-6.2%
|
74.36
|
1,128,012
USD
|
|
|
2021-01-22 |
2021-01-22 |
S
Sale
|
PRUZAN JONATHAN
Chief Financial Officer
Officer
|
18,880
-6.9%
74.53
1,407,060
USD
|
18,880
-6.9%
|
74.53
|
1,407,060
USD
|
|
|
2021-01-22 |
2021-01-22 |
S
Sale
|
SAPERSTEIN ANDREW M
Head of Wealth Management
Officer
|
19,832
-11.3%
72.55
1,438,812
USD
|
19,832
-11.3%
|
72.55
|
1,438,812
USD
|
|
|
2021-01-22 |
2021-01-22 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
3,025
-0.3%
73.59
222,600
USD
|
3,025
-0.3%
|
73.59
|
222,600
USD
|
|
|
2021-01-22 |
2021-01-22 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
171,975
-14.4%
73.11
12,573,522
USD
|
171,975
-14.4%
|
73.11
|
12,573,522
USD
|
|
|
2021-01-22 |
2021-01-21 |
S
Sale
|
PICK EDWARD N
Head of Inst'l Securities
Officer
|
1,300
-0.2%
75.72
98,432
USD
|
1,300
-0.2%
|
75.72
|
98,432
USD
|
|
|
2021-01-22 |
2021-01-21 |
S
Sale
|
PICK EDWARD N
Head of Inst'l Securities
Officer
|
98,700
-15.8%
75.09
7,411,768
USD
|
98,700
-15.8%
|
75.09
|
7,411,768
USD
|
|
|
2021-01-22 |
2021-01-21 |
S
Sale
|
SAPERSTEIN ANDREW M
Head of Wealth Management
Officer
|
10,218
-5.5%
74.01
756,250
USD
|
10,218
-5.5%
|
74.01
|
756,250
USD
|
|
|
2021-01-22 |
2021-01-21 |
S
Sale
|
GROSSMAN ERIC F
Chief Legal Officer
Officer
|
29,000
-9.9%
74.74
2,167,567
USD
|
29,000
-9.9%
|
74.74
|
2,167,567
USD
|
|
|
2021-01-22 |
2021-01-21 |
S
Sale
|
BRODSKY JEFFREY S
Chief Human Resources Officer
Officer
|
18,500
-11.0%
74.57
1,379,545
USD
|
18,500
-11.0%
|
74.57
|
1,379,545
USD
|
|
|
2020-11-16 |
2020-11-12 |
B
Purchase
|
OLAYAN HUTHAM S
Non-Executive Director
|
25,000
+799.0%
55.40
1,385,000
USD
|
25,000
+799.0%
|
55.40
|
1,385,000
USD
|
|
|
2020-10-21 |
2020-10-19 |
S
Sale
|
MITSUBISHI UFJ FINANCIAL GROUP INC
Large shareholder
|
1,020,000
-100.0%
0.96
980,526
USD
|
1,020,000
-100.0%
|
0.96
|
980,526
USD
|
|
|
2020-10-21 |
2020-10-19 |
S
Sale
|
MITSUBISHI UFJ FINANCIAL GROUP INC
Large shareholder
|
12
-0.0%
52.11
645
USD
|
12
-0.0%
|
52.11
|
645
USD
|
|
|
2020-10-21 |
2020-10-19 |
S
Sale
|
MITSUBISHI UFJ FINANCIAL GROUP INC
Large shareholder
|
13
-0.0%
52.11
660
USD
|
13
-0.0%
|
52.11
|
660
USD
|
|
|
2020-10-21 |
2020-10-19 |
S
Sale
|
MITSUBISHI UFJ FINANCIAL GROUP INC
Large shareholder
|
0
-0.0%
52.11
13
USD
|
0
-0.0%
|
52.11
|
13
USD
|
|
|
2020-10-21 |
2020-10-19 |
S
Sale
|
MITSUBISHI UFJ FINANCIAL GROUP INC
Large shareholder
|
97
-0.0%
52.05
5,040
USD
|
97
-0.0%
|
52.05
|
5,040
USD
|
|
|
2020-07-23 |
2020-07-21 |
S
Sale
|
ROONEY ROBERT P
Head of Tech/Ops/Resilience
Officer
|
18,355
-8.1%
52.18
957,843
USD
|
18,355
-8.1%
|
52.18
|
957,843
USD
|
|
|
2020-07-22 |
2020-07-20 |
S
Sale
|
Hotsuki Keishi
Chief Risk Officer
Officer
|
19,000
-7.2%
52.00
988,000
USD
|
19,000
-7.2%
|
52.00
|
988,000
USD
|
|
|
2020-07-21 |
2020-07-17 |
S
Sale
|
GROSSMAN ERIC F
Chief Legal Officer
Officer
|
54,420
-17.8%
52.84
2,875,531
USD
|
54,420
-17.8%
|
52.84
|
2,875,531
USD
|
|
|
2020-07-21 |
2020-07-17 |
S
Sale
|
SAPERSTEIN ANDREW M
Head of Wealth Management
Officer
|
28,846
-19.6%
52.56
1,516,195
USD
|
28,846
-19.6%
|
52.56
|
1,516,195
USD
|
|
|
2020-07-17 |
2020-07-17 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
100
-0.0%
53.01
5,301
USD
|
100
-0.0%
|
53.01
|
5,301
USD
|
|
|
2020-07-17 |
2020-07-17 |
S
Sale
|
GORMAN JAMES P
Chairman and CEO
Executive Director
|
149,900
-11.6%
52.39
7,852,766
USD
|
149,900
-11.6%
|
52.39
|
7,852,766
USD
|
|
|
2020-10-21 |
2020-06-24 |
S
Sale
|
MITSUBISHI UFJ FINANCIAL GROUP INC
Large shareholder
|
0
-0.0%
46.95
18
USD
|
0
-0.0%
|
46.95
|
18
USD
|
|
|
2020-10-21 |
2020-06-24 |
S
Sale
|
MITSUBISHI UFJ FINANCIAL GROUP INC
Large shareholder
|
2
-0.0%
46.95
84
USD
|
2
-0.0%
|
46.95
|
84
USD
|
|
