SULLIVAN JOSEPH A

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2020-06-12	2020-06-10	Legg Mason Inc (LM)	S Sale	45,106 -5.3% 398.71 US$3,718,475	45,106 -5.3%	398.71	US$3,718,475
2020-06-11	2020-06-09	Legg Mason Inc (LM)	S Sale	96,076 +4.8% 144.46 US$2,002,379	96,076 +4.8%	144.46	US$2,002,379
2020-06-10	2020-06-08	Legg Mason Inc (LM)	S Sale	42,401 -49.0% 182.90 US$3,184,987	42,401 -49.0%	182.90	US$3,184,987
2020-04-01	2020-03-31	Legg Mason Inc (LM)	S Sale	22,871 -4.0% 48.74 US$1,114,733	22,871 -4.0%	48.74	US$1,114,733
2019-05-17	2019-05-16	Legg Mason Inc (LM)	PlS Planned sale	26,470 -4.7% 36.18 US$957,685	26,470 -4.7%	36.18	US$957,685