Merchant Thomas C

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2020-03-06	2020-03-04	Legg Mason Inc (LM)	S Sale	23,988 -23.7% 357.53 US$967,154	23,988 -23.7%	357.53	US$967,154
2020-03-05	2020-03-03	Legg Mason Inc (LM)	S Sale	60,399 +38.7% 409.59 US$4,621,968	60,399 +38.7%	409.59	US$4,621,968
2019-05-17	2019-05-16	Legg Mason Inc (LM)	PlS Planned sale	71,361 -9.9% 128.83 US$2,823,836	71,361 -9.9%	128.83	US$2,823,836