LAI CLIFFORD E

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2004-05-12	2004-05-12	Helios Strategic Mortgage Income Fund Inc (HSM)	B Purchase	51,303 +40.1% 41.30 US$2,657,128	51,303 +40.1%	41.30	US$2,657,128