Helios Strategic Mortgage Income Fund Inc (HSM)

Ticker: HSM Exchange: NYQ


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Purchase Sale Planned purchase Planned sale Net purchase Net sale Buy signal Sell signal Earnings
No insider activity signals detected

Insider trades have not triggered unusual activity signals for this company.

Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
BIRCH ROBERT F Non-Executive Director
Transaction date
Purchase
Price
472.65
Quantity 9,395 -19.7%
Value US$2,610,215
BIRCH ROBERT F Non-Executive Director
Transaction date
Purchase
Price
254.33
Quantity 31,901 -41.9%
Value US$2,810,227
BIRCH ROBERT F Non-Executive Director
Transaction date
Purchase
Price
253.92
Quantity 64,824 +1.6%
Value US$438,364
DRAKE RODMAN L Non-Executive Director
Transaction date
Purchase
Price
5.40
Quantity 1,100 +31.6%
Value US$5,940
MCFARLAND STUART A Non-Executive Director
Transaction date
Purchase
Price
6.20
Quantity 670 +85.9%
Value US$4,154
DRAKE RODMAN L Non-Executive Director
Transaction date
Purchase
Price
7.94
Quantity 900 +34.8%
Value US$7,146
Salvatore Louis P Non-Executive Director
Transaction date
Purchase
Price
9.82
Quantity 1,800 +36.0%
Value US$17,676
Salvatore Louis P Non-Executive Director
Transaction date
Purchase
Price
9.79
Quantity 600 +13.6%
Value US$5,874
Salvatore Louis P Non-Executive Director
Transaction date
Purchase
Price
9.78
Quantity 100 +2.3%
Value US$978
MCFARLAND STUART A Non-Executive Director
Transaction date
Purchase
Price
10.82
Quantity 3,800 +487.2%
Value US$41,116
DRAKE RODMAN L Non-Executive Director
Transaction date
Purchase
Price
11.30
Quantity 300 +13.1%
Value US$3,389
FEENEY JOHN JAY JR CEO & Pres of Issuer's Adviser
Transaction date
Purchase
Price
12.82
Quantity 300 +2.0%
Value US$3,846
FEENEY JOHN JAY JR CEO & Pres of Issuer's Adviser
Transaction date
Purchase
Price
12.82
Quantity 600 +4.2%
Value US$7,690
FEENEY JOHN JAY JR CEO & Pres of Issuer's Adviser
Transaction date
Purchase
Price
12.81
Quantity 100 +0.7%
Value US$1,281
FEENEY JOHN JAY JR CEO & Pres of Issuer's Adviser
Transaction date
Purchase
Price
12.99
Quantity 3,000 +27.1%
Value US$38,970
BIRCH ROBERT F Non-Executive Director
Transaction date
Purchase
Price
13.10
Quantity 700 +46.7%
Value US$9,170
FEENEY JOHN JAY JR CEO & Pres of Issuer's Advisor
Transaction date
Purchase
Price
12.98
Quantity 2,000 +22.1%
Value US$25,960
DRAKE RODMAN L Non-Executive Director
Transaction date
Purchase
Price
12.96
Quantity 270 +13.4%
Value US$3,499
DRAKE RODMAN L Non-Executive Director
Transaction date
Purchase
Price
13.62
Quantity 125 +6.6%
Value US$1,703
Salvatore Louis P Non-Executive Director
Transaction date
Purchase
Price
13.58
Quantity 1,300 +43.3%
Value US$17,654
Salvatore Louis P Non-Executive Director
Transaction date
Purchase
Price
13.57
Quantity 1,500 +100.0%
Value US$20,355
DRAKE RODMAN L Non-Executive Director
Transaction date
Purchase
Price
12.84
Quantity 170 +9.9%
Value US$2,183
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
12.41
Quantity 4,300 +13.3%
Value US$53,363
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
12.39
Quantity 200 +0.6%
Value US$2,478
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
12.40
Quantity 1,200 +3.9%
Value US$14,880
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
12.40
Quantity 100 +0.3%
Value US$1,240
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
12.40
Quantity 200 +0.7%
Value US$2,480
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
12.39
Quantity 1,900 +6.6%
Value US$23,541
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
12.41
Quantity 1,450 +11.7%
Value US$17,994
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
12.36
Quantity 100 +0.3%
Value US$1,236
DOLAN JOHN HERBERT Vice President Officer
Transaction date
Purchase
Price
12.42
Quantity 1,000 +35.7%
Value US$12,420
DOLAN JOHN HERBERT Vice President Officer
Transaction date
Purchase
Price
12.42
Quantity 1,000 +26.3%
Value US$12,420
DRAKE RODMAN L Non-Executive Director
Transaction date
Purchase
Price
12.60
Quantity 220 +14.7%
Value US$2,772
MCFARLAND STUART A Non-Executive Director
Transaction date
Purchase
Price
12.76
Quantity 780 +inf%
Value US$9,953
Salvatore Louis P Non-Executive Director
Transaction date
Purchase
Price
12.54
Quantity 1,500 +inf%
Value US$18,810
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
12.58
Quantity 4,000 +17.3%
Value US$50,320
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
12.59
Quantity 2,500 +12.1%
Value US$31,475
DOLAN JOHN HERBERT Vice President Officer
Transaction date
Purchase
Price
13.46
Quantity 4,500 +160.7%
Value US$60,585
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.58
Quantity 600 +3.0%
Value US$8,148
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.58
Quantity 100 +0.5%
Value US$1,358
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.58
Quantity 1,200 +6.4%
Value US$16,296
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.52
Quantity 1,600 +9.3%
Value US$21,632
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.50
Quantity 100 +0.6%
Value US$1,350
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.49
Quantity 1,900 +12.5%
Value US$25,631
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.52
Quantity 800 +5.6%
Value US$10,816
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.50
Quantity 100 +0.7%
Value US$1,350
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.52
Quantity 200 +1.4%
Value US$2,704
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.51
Quantity 400 +2.9%
Value US$5,404
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.52
Quantity 600 +4.6%
Value US$8,112
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.53
Quantity 600 +4.8%
Value US$8,118
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.52
Quantity 700 +5.9%
Value US$9,464
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.58
Quantity 1,700 +16.9%
Value US$23,086
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.53
Quantity 100 +1.0%
Value US$1,353
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.54
Quantity 100 +1.0%
Value US$1,354
LAI CLIFFORD E President Executive Director
Transaction date
Purchase
Price
13.50
Quantity 275 +2.9%
Value US$3,712
DOLAN JOHN HERBERT VICE PRESIDENT Officer
Transaction date
Purchase
Price
13.75
Quantity 500 +21.7%
Value US$6,875
LAI CLIFFORD E Pres. of the Issuer's Advisor Officer
Transaction date
Purchase
Price
14.00
Quantity 3,600 +60.0%
Value US$50,400
FEENEY JOHN JAY JR Director of Issuer's Advisor
Transaction date
Purchase
Price
14.00
Quantity 1,500 +19.8%
Value US$21,000
FEENEY JOHN JAY JR Director of Issuer's Advisor
Transaction date
Purchase
Price
14.12
Quantity 1,775 +30.7%
Value US$25,063
SYAGE JOSEPH S Director of Issuer's Advisor
Transaction date
Purchase
Price
13.65
Quantity 300 +5.8%
Value US$4,095
FEENEY JOHN JAY JR Director of Issuer's Advisor
Transaction date
Purchase
Price
13.55
Quantity 2,538 +78.1%
Value US$34,390
BORDNER GREGORY S V.P. of Issuer's Advisor
Transaction date
Purchase
Price
13.50
Quantity 2,625 +inf%
Value US$35,438
WALSH LEO M JR Non-Executive Director
Transaction date
Purchase
Price
13.57
Quantity 800 +4.2%
Value US$10,856
WALSH LEO M JR Non-Executive Director
Transaction date
Purchase
Price
13.60
Quantity 4,300 +28.9%
Value US$58,480
WALSH LEO M JR Non-Executive Director
Transaction date
Purchase
Price
13.65
Quantity 4,900 +49.0%
Value US$66,885
BORDNER GREGORY S VP of Issuer's Advisers
Transaction date
Sale
Price
14.50
Quantity 675 -100.0%
Value US$9,788
SYAGE JOSEPH S Director of Issuer's Advisers
Transaction date
Sale
Price
14.52
Quantity 1,000 -16.1%
Value US$14,520
LAI CLIFFORD E President of the Issuer
Transaction date
Purchase
Price
12.98
Quantity 1,500 +33.3%
Value US$19,465
SYAGE JOSEPH S Mgng Dir of Issuer's Advisers
Transaction date
Purchase
Price
12.42
Quantity 1,000 +19.2%
Value US$12,420
DOLAN JOHN HERBERT Vice President of the Issuer
Transaction date
Purchase
Price
12.65
Quantity 1,000 +76.9%
Value US$12,650
Transaction date
Purchase
Price
12.32
Quantity 5,000 +100.0%
Value US$61,600
ALTMAN MATTHEW S VP & Portfolio Mgr of Inv Adv
Transaction date
Purchase
Price
13.25
Quantity 700 +28.0%
Value US$9,275
LAI CLIFFORD E President Non-Executive Director
Transaction date
Purchase
Price
13.35
Quantity 1,000 +28.6%
Value US$13,350
SYAGE JOSEPH S Mgng Dir of Issuer's Adviser
Transaction date
Purchase
Price
13.40
Quantity 1,000 +23.8%
Value US$13,400
SYAGE JOSEPH S Mgng Dir of Issuer's Adviser
Transaction date
Purchase
Price
13.62
Quantity 1,000 +31.2%
Value US$13,623
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value
Number of shares Price Value Details
2009-11-18 2009-11-10 B Purchase BIRCH ROBERT F Non-Executive Director
9,395 -19.7%
472.65
US$2,610,215
9,395 -19.7% 472.65 US$2,610,215
2009-11-18 2009-11-10 B Purchase BIRCH ROBERT F Non-Executive Director
31,901 -41.9%
254.33
US$2,810,227
31,901 -41.9% 254.33 US$2,810,227
2009-11-18 2009-11-10 B Purchase BIRCH ROBERT F Non-Executive Director
64,824 +1.6%
253.92
US$438,364
64,824 +1.6% 253.92 US$438,364
2009-04-13 2009-04-06 B Purchase DRAKE RODMAN L Non-Executive Director
1,100 +31.6%
5.40
US$5,940
1,100 +31.6% 5.40 US$5,940
2008-10-07 2008-10-07 B Purchase MCFARLAND STUART A Non-Executive Director
670 +85.9%
6.20
US$4,154
670 +85.9% 6.20 US$4,154
2008-08-05 2008-08-05 B Purchase DRAKE RODMAN L Non-Executive Director
900 +34.8%
7.94
US$7,146
900 +34.8% 7.94 US$7,146
2007-12-12 2007-12-12 B Purchase Salvatore Louis P Non-Executive Director
1,800 +36.0%
9.82
US$17,676
1,800 +36.0% 9.82 US$17,676
2007-12-12 2007-12-12 B Purchase Salvatore Louis P Non-Executive Director
600 +13.6%
9.79
US$5,874
600 +13.6% 9.79 US$5,874
2007-12-12 2007-12-12 B Purchase Salvatore Louis P Non-Executive Director
100 +2.3%
9.78
US$978
100 +2.3% 9.78 US$978
2007-10-18 2007-10-17 B Purchase MCFARLAND STUART A Non-Executive Director
3,800 +487.2%
10.82
US$41,116
3,800 +487.2% 10.82 US$41,116
2007-07-31 2007-07-31 B Purchase DRAKE RODMAN L Non-Executive Director
300 +13.1%
11.30
US$3,389
300 +13.1% 11.30 US$3,389
2007-06-13 2007-06-13 B Purchase FEENEY JOHN JAY JR

CEO & Pres of Issuer's Adviser

300 +2.0%
12.82
US$3,846
300 +2.0% 12.82 US$3,846
2007-06-13 2007-06-13 B Purchase FEENEY JOHN JAY JR

CEO & Pres of Issuer's Adviser

600 +4.2%
12.82
US$7,690
600 +4.2% 12.82 US$7,690
2007-06-13 2007-06-13 B Purchase FEENEY JOHN JAY JR

CEO & Pres of Issuer's Adviser

100 +0.7%
12.81
US$1,281
100 +0.7% 12.81 US$1,281
2007-05-21 2007-05-21 B Purchase FEENEY JOHN JAY JR

CEO & Pres of Issuer's Adviser

3,000 +27.1%
12.99
US$38,970
3,000 +27.1% 12.99 US$38,970
2007-03-27 2007-03-26 B Purchase BIRCH ROBERT F Non-Executive Director
700 +46.7%
13.10
US$9,170
700 +46.7% 13.10 US$9,170
2007-03-20 2007-03-20 B Purchase FEENEY JOHN JAY JR

CEO & Pres of Issuer's Advisor

2,000 +22.1%
12.98
US$25,960
2,000 +22.1% 12.98 US$25,960
2007-03-20 2007-03-20 B Purchase DRAKE RODMAN L Non-Executive Director
270 +13.4%
12.96
US$3,499
270 +13.4% 12.96 US$3,499
2006-10-31 2006-10-31 B Purchase DRAKE RODMAN L Non-Executive Director
125 +6.6%
13.62
US$1,703
125 +6.6% 13.62 US$1,703
2006-10-23 2006-10-23 B Purchase Salvatore Louis P Non-Executive Director
1,300 +43.3%
13.58
US$17,654
1,300 +43.3% 13.58 US$17,654
2006-10-23 2006-10-23 B Purchase Salvatore Louis P Non-Executive Director
1,500 +100.0%
13.57
US$20,355
1,500 +100.0% 13.57 US$20,355
2006-07-25 2006-07-25 B Purchase DRAKE RODMAN L Non-Executive Director
170 +9.9%
12.84
US$2,183
170 +9.9% 12.84 US$2,183
2006-06-13 2006-06-13 B Purchase LAI CLIFFORD E

President

Executive Director
4,300 +13.3%
12.41
US$53,363
4,300 +13.3% 12.41 US$53,363
2006-06-13 2006-06-13 B Purchase LAI CLIFFORD E

President

Executive Director
200 +0.6%
12.39
US$2,478
200 +0.6% 12.39 US$2,478
2006-06-13 2006-06-13 B Purchase LAI CLIFFORD E

President

Executive Director
1,200 +3.9%
12.40
US$14,880
1,200 +3.9% 12.40 US$14,880
2006-06-13 2006-06-13 B Purchase LAI CLIFFORD E

President

Executive Director
100 +0.3%
12.40
US$1,240
100 +0.3% 12.40 US$1,240
2006-06-13 2006-06-13 B Purchase LAI CLIFFORD E

President

Executive Director
200 +0.7%
12.40
US$2,480
200 +0.7% 12.40 US$2,480
2006-06-13 2006-06-13 B Purchase LAI CLIFFORD E

President

Executive Director
1,900 +6.6%
12.39
US$23,541
1,900 +6.6% 12.39 US$23,541
2006-06-13 2006-06-13 B Purchase LAI CLIFFORD E

President

Executive Director
1,450 +11.7%
12.41
US$17,994
1,450 +11.7% 12.41 US$17,994
2006-06-13 2006-06-13 B Purchase LAI CLIFFORD E

President

Executive Director
100 +0.3%
12.36
US$1,236
100 +0.3% 12.36 US$1,236
2006-06-12 2006-06-12 B Purchase DOLAN JOHN HERBERT

Vice President

Officer
1,000 +35.7%
12.42
US$12,420
1,000 +35.7% 12.42 US$12,420
2006-06-12 2006-06-12 B Purchase DOLAN JOHN HERBERT

Vice President

Officer
1,000 +26.3%
12.42
US$12,420
1,000 +26.3% 12.42 US$12,420
2006-05-16 2006-05-15 B Purchase DRAKE RODMAN L Non-Executive Director
220 +14.7%
12.60
US$2,772
220 +14.7% 12.60 US$2,772
2006-05-10 2006-05-10 B Purchase MCFARLAND STUART A Non-Executive Director
780 +inf%
12.76
US$9,953
780 +inf% 12.76 US$9,953
2005-12-29 2005-12-28 B Purchase Salvatore Louis P Non-Executive Director
1,500 +inf%
12.54
US$18,810
1,500 +inf% 12.54 US$18,810
2005-10-17 2005-10-17 B Purchase LAI CLIFFORD E

President

Executive Director
4,000 +17.3%
12.58
US$50,320
4,000 +17.3% 12.58 US$50,320
2005-10-17 2005-10-17 B Purchase LAI CLIFFORD E

President

Executive Director
2,500 +12.1%
12.59
US$31,475
2,500 +12.1% 12.59 US$31,475
2005-08-25 2005-08-24 B Purchase DOLAN JOHN HERBERT

Vice President

Officer
4,500 +160.7%
13.46
US$60,585
4,500 +160.7% 13.46 US$60,585
2005-08-16 2005-08-16 B Purchase LAI CLIFFORD E

President

Executive Director
600 +3.0%
13.58
US$8,148
600 +3.0% 13.58 US$8,148
2005-08-16 2005-08-16 B Purchase LAI CLIFFORD E

President

Executive Director
100 +0.5%
13.58
US$1,358
100 +0.5% 13.58 US$1,358
2005-08-16 2005-08-16 B Purchase LAI CLIFFORD E

President

Executive Director
1,200 +6.4%
13.58
US$16,296
1,200 +6.4% 13.58 US$16,296
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
1,600 +9.3%
13.52
US$21,632
1,600 +9.3% 13.52 US$21,632
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
100 +0.6%
13.50
US$1,350
100 +0.6% 13.50 US$1,350
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
1,900 +12.5%
13.49
US$25,631
1,900 +12.5% 13.49 US$25,631
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
800 +5.6%
13.52
US$10,816
800 +5.6% 13.52 US$10,816
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
100 +0.7%
13.50
US$1,350
100 +0.7% 13.50 US$1,350
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
200 +1.4%
13.52
US$2,704
200 +1.4% 13.52 US$2,704
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
400 +2.9%
13.51
US$5,404
400 +2.9% 13.51 US$5,404
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
600 +4.6%
13.52
US$8,112
600 +4.6% 13.52 US$8,112
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
600 +4.8%
13.53
US$8,118
600 +4.8% 13.53 US$8,118
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
700 +5.9%
13.52
US$9,464
700 +5.9% 13.52 US$9,464
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
1,700 +16.9%
13.58
US$23,086
1,700 +16.9% 13.58 US$23,086
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
100 +1.0%
13.53
US$1,353
100 +1.0% 13.53 US$1,353
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
100 +1.0%
13.54
US$1,354
100 +1.0% 13.54 US$1,354
2005-08-15 2005-08-15 B Purchase LAI CLIFFORD E

President

Executive Director
275 +2.9%
13.50
US$3,712
275 +2.9% 13.50 US$3,712
2005-06-28 2005-06-27 B Purchase DOLAN JOHN HERBERT

VICE PRESIDENT

Officer
500 +21.7%
13.75
US$6,875
500 +21.7% 13.75 US$6,875
2005-06-21 2005-06-21 B Purchase LAI CLIFFORD E

Pres. of the Issuer's Advisor

Officer
3,600 +60.0%
14.00
US$50,400
3,600 +60.0% 14.00 US$50,400
2005-06-21 2005-06-20 B Purchase FEENEY JOHN JAY JR

Director of Issuer's Advisor

1,500 +19.8%
14.00
US$21,000
1,500 +19.8% 14.00 US$21,000
2005-05-04 2005-05-03 B Purchase FEENEY JOHN JAY JR

Director of Issuer's Advisor

1,775 +30.7%
14.12
US$25,063
1,775 +30.7% 14.12 US$25,063
2005-04-01 2005-03-30 B Purchase SYAGE JOSEPH S

Director of Issuer's Advisor

300 +5.8%
13.65
US$4,095
300 +5.8% 13.65 US$4,095
2005-03-28 2005-03-28 B Purchase FEENEY JOHN JAY JR

Director of Issuer's Advisor

2,538 +78.1%
13.55
US$34,390
2,538 +78.1% 13.55 US$34,390
2005-03-28 2005-03-28 B Purchase BORDNER GREGORY S

V.P. of Issuer's Advisor

2,625 +inf%
13.50
US$35,438
2,625 +inf% 13.50 US$35,438
2005-03-23 2005-03-23 B Purchase WALSH LEO M JR Non-Executive Director
800 +4.2%
13.57
US$10,856
800 +4.2% 13.57 US$10,856
2005-03-23 2005-03-23 B Purchase WALSH LEO M JR Non-Executive Director
4,300 +28.9%
13.60
US$58,480
4,300 +28.9% 13.60 US$58,480
2005-03-23 2005-03-23 B Purchase WALSH LEO M JR Non-Executive Director
4,900 +49.0%
13.65
US$66,885
4,900 +49.0% 13.65 US$66,885
2004-09-07 2004-09-07 S Sale BORDNER GREGORY S

VP of Issuer's Advisers

675 -100.0%
14.50
US$9,788
675 -100.0% 14.50 US$9,788
2004-09-07 2004-09-07 S Sale SYAGE JOSEPH S

Director of Issuer's Advisers

1,000 -16.1%
14.52
US$14,520
1,000 -16.1% 14.52 US$14,520
2004-05-12 2004-05-12 B Purchase

President of the Issuer

1,500 +33.3%
12.98
US$19,465
1,500 +33.3% 12.98 US$19,465
2004-05-11 2004-05-11 B Purchase

Mgng Dir of Issuer's Advisers

1,000 +19.2%
12.42
US$12,420
1,000 +19.2% 12.42 US$12,420
2004-05-13 2004-05-10 B Purchase

Vice President of the Issuer

1,000 +76.9%
12.65
US$12,650
1,000 +76.9% 12.65 US$12,650
2004-05-10 2004-05-10 B Purchase
5,000 +100.0%
12.32
US$61,600
5,000 +100.0% 12.32 US$61,600
2004-04-22 2004-04-21 B Purchase ALTMAN MATTHEW S

VP & Portfolio Mgr of Inv Adv

700 +28.0%
13.25
US$9,275
700 +28.0% 13.25 US$9,275
2004-04-22 2004-04-21 B Purchase LAI CLIFFORD E

President

Non-Executive Director
1,000 +28.6%
13.35
US$13,350
1,000 +28.6% 13.35 US$13,350
2004-04-15 2004-04-14 B Purchase SYAGE JOSEPH S

Mgng Dir of Issuer's Adviser

1,000 +23.8%
13.40
US$13,400
1,000 +23.8% 13.40 US$13,400
2004-04-15 2004-04-14 B Purchase SYAGE JOSEPH S

Mgng Dir of Issuer's Adviser

1,000 +31.2%
13.62
US$13,623
1,000 +31.2% 13.62 US$13,623