United States Investment Banking & Investment Services

Waddell & Reed Financial Inc (WDR)

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Track

Ticker: WDR Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
No insider activity signals detected

Insider trades have not triggered unusual activity signals for this company.

Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
1.6
WALTON JERRY W
Transaction date
Sale
Price
221.41
Quantity 78,455 -31.6%
Value US$2,013,845
LOGUE DENNIS E Non-Executive Director
Transaction date
Sale
Price
161.49
Quantity 75,158 -27.1%
Value US$4,523,805
2.9
RAINES JAMES M Non-Executive Director
Transaction date
Sale
Price
31.47
Quantity 49,892 -26.0%
Value US$889,022
WALTON JERRY W Non-Executive Director
Transaction date
Sale
Price
19.05
Quantity 9,427 -11.6%
Value US$179,589
KOSLOFF ALAN W Non-Executive Director
Transaction date
Sale
Price
20.42
Quantity 19,614 -32.9%
Value US$400,551
RAINES JAMES M Non-Executive Director
Transaction date
Sale
Price
20.53
Quantity 2,642 -10.6%
Value US$54,240
RAINES JAMES M
Transaction date
Sale
Price
19.93
Quantity 2,640 -9.6%
Value US$52,626
RAINES JAMES M Non-Executive Director
Transaction date
Sale
Price
18.38
Quantity 964 -3.4%
Value US$17,714
WALTON JERRY W Non-Executive Director
Transaction date
Sale
Price
22.95
Quantity 5,792 -6.6%
Value US$132,944
HILLS WENDY J SVP, General Counsel & Secy.
Transaction date
Sale
Price
22.26
Quantity 15,669 -10.3%
Value US$348,731
SUNDEEN JOHN E JR SVP & CAO - Investments
Transaction date
Sale
Price
22.48
Quantity 45,168 -14.3%
Value US$1,015,458
HILLS WENDY J SVP, General Counsel & Secy.
Transaction date
Sale
Price
22.57
Quantity 15,604 -9.3%
Value US$352,220
KOSLOFF ALAN W
Transaction date
Sale
Price
19.82
Quantity 19,178 -26.7%
Value US$380,031
BUTCH THOMAS W EVP & Chief Marketing Officer
Transaction date
Sale
Price
19.22
Quantity 35,000 -7.5%
Value US$672,760
BUTCH THOMAS W EVP & Chief Marketing Officer
Transaction date
Sale
Price
19.26
Quantity 5,000 -1.1%
Value US$96,280
Clouse Benjamin R VP and Chief Acct. Officer
Transaction date
Sale
Price
20.01
Quantity 5,903 -41.5%
Value US$118,141
KOSLOFF ALAN W
Transaction date
Sale
Price
19.40
Quantity 25,076 -25.9%
Value US$486,474
RAINES JAMES M Non-Executive Director
Transaction date
Sale
Price
44.96
Quantity 3,000 -20.0%
Value US$134,880
LOGUE DENNIS E Non-Executive Director
Transaction date
Sale
Price
48.30
Quantity 2,700 -5.0%
Value US$130,410
Avery Michael L President Officer
Transaction date
Sale
Price
48.96
Quantity 10,000 -3.8%
Value US$489,600
KOSLOFF ALAN W Non-Executive Director
Transaction date
Sale
Price
53.99
Quantity 60 -0.1%
Value US$3,239
CLOUSE MELISSA A VP, Controller & PAO Officer
Transaction date
Sale
Price
56.83
Quantity 1,298 -13.4%
Value US$73,765
BUTCH THOMAS W EVP & Chief Marketing Officer Officer
Transaction date
Sale
Price
59.02
Quantity 17,217 -4.8%
Value US$1,016,182
HILLS WENDY J SVP, General Counsel & Secy. Officer
Transaction date
Sale
Price
67.97
Quantity 6,461 -12.6%
Value US$439,180
Sanders Philip James SVP & Chief Investment Officer Officer
Transaction date
Purchase
Price
71.88
Quantity 61 +0.0%
Value US$4,385
RAINES JAMES M Non-Executive Director
Transaction date
Sale
Price
67.73
Quantity 4,143 -24.9%
Value US$280,611
Avery Michael L President Officer
Transaction date
Sale
Price
63.01
Quantity 7,500 -2.6%
Value US$472,575
LOGUE DENNIS E Non-Executive Director
Transaction date
Sale
Price
64.74
Quantity 7,000 -12.4%
Value US$453,146
Sanders Philip James SVP & Chief Investment Officer Officer
Transaction date
Sale
Price
63.72
Quantity 13,000 -5.4%
Value US$828,416
BUTCH THOMAS W EVP & Chief Marketing Officer Officer
Transaction date
Sale
Price
51.13
Quantity 7,500 -11.4%
Value US$383,450
BUTCH THOMAS W EVP & Chief Marketing Officer Officer
Transaction date
Sale
Price
51.06
Quantity 10,000 -2.7%
Value US$510,603
Avery Michael L President Officer
Transaction date
Sale
Price
51.30
Quantity 10,000 -3.3%
Value US$513,000
STROHM MICHAEL D SVP & Chief Operations Officer Officer
Transaction date
Sale
Price
52.90
Quantity 26,540 -16.2%
Value US$1,403,966
SCHULTE DANIEL C SVP & General Counsel Officer
Transaction date
Purchase
Price
45.63
Quantity 61 +0.0%
Value US$2,783
REIMER RONALD C Non-Executive Director
Transaction date
Sale
Price
42.98
Quantity 6,371 -39.3%
Value US$273,799
KOSLOFF ALAN W Non-Executive Director
Transaction date
Sale
Price
43.17
Quantity 9,615 -11.8%
Value US$415,089
Avery Michael L President Officer
Transaction date
Sale
Price
42.85
Quantity 10,000 -3.2%
Value US$428,500
LOGUE DENNIS E Non-Executive Director
Transaction date
Sale
Price
42.33
Quantity 150 -100.0%
Value US$6,350
STROHM MICHAEL D SVP & Chief Operations Officer Officer
Transaction date
Sale
Price
40.94
Quantity 12,900 -100.0%
Value US$528,135
STROHM MICHAEL D SVP & Chief Operations Officer Officer
Transaction date
Sale
Price
40.98
Quantity 25,440 -100.0%
Value US$1,042,414
SCHULTE DANIEL C SVP & General Counsel Officer
Transaction date
Sale
Price
39.40
Quantity 27,001 -16.5%
Value US$1,063,839
RAINES JAMES M Non-Executive Director
Transaction date
Sale
Price
39.28
Quantity 4,953 -25.2%
Value US$194,554
REIMER RONALD C Non-Executive Director
Transaction date
Sale
Price
35.39
Quantity 5,000 -24.7%
Value US$176,962
STROHM MICHAEL D SVP & Chief Operations Officer Officer
Transaction date
Sale
Price
33.25
Quantity 11,300 -46.7%
Value US$375,725
STROHM MICHAEL D SVP & Chief Operations Officer Officer
Transaction date
Sale
Price
33.25
Quantity 19,571 -43.2%
Value US$650,740
BLOSS BRENT K SVP-Finance & Treasurer Officer
Transaction date
Purchase
Price
33.50
Quantity 38 +0.1%
Value US$1,273
SCHULTE DANIEL C SVP & General Counsel Officer
Transaction date
Sale
Price
30.35
Quantity 9,500 -6.4%
Value US$288,293
BLOSS BRENT K SVP-Finance & Treasurer Officer
Transaction date
Sale
Price
33.40
Quantity 7,386 -12.7%
Value US$246,678
SCHULTE DANIEL C SVP & General Counsel Officer
Transaction date
Sale
Price
33.00
Quantity 500 -0.3%
Value US$16,500
SCHULTE DANIEL C SVP & General Counsel Officer
Transaction date
Sale
Price
32.15
Quantity 1,254 -0.8%
Value US$40,316
SCHULTE DANIEL C SVP & General Counsel Officer
Transaction date
Sale
Price
32.00
Quantity 3,746 -2.4%
Value US$119,872
SCHULTE DANIEL C SVP & General Counsel Officer
Transaction date
Sale
Price
31.33
Quantity 5,000 -3.2%
Value US$156,635
RAINES JAMES M Non-Executive Director
Transaction date
Sale
Price
30.10
Quantity 4,541 -21.9%
Value US$136,679
SCHULTE DANIEL C SVP & General Counsel Officer
Transaction date
Sale
Price
30.00
Quantity 3,098 -1.9%
Value US$92,940
BLOSS BRENT K SVP-Finance & Treasurer Officer
Transaction date
Sale
Price
29.56
Quantity 5,562 -12.0%
Value US$164,407
RAINES JAMES M Non-Executive Director
Transaction date
Sale
Price
39.33
Quantity 1,916 -10.4%
Value US$75,356
LOGUE DENNIS E Non-Executive Director
Transaction date
Sale
Price
38.34
Quantity 5,000 -9.4%
Value US$191,700
STROHM MICHAEL D SVP & Chief Operations Officer Officer
Transaction date
Sale
Price
41.76
Quantity 21,000 -100.0%
Value US$877,048
SCHULTE DANIEL C SVP & General Counsel Officer
Transaction date
Sale
Price
37.10
Quantity 20,169 -13.2%
Value US$748,215
RAINES JAMES M Non-Executive Director
Transaction date
Sale
Price
37.14
Quantity 3,791 -17.0%
Value US$140,780
ROGERS WILLIAM L Non-Executive Director
Transaction date
Sale
Price
31.92
Quantity 13,998 -16.2%
Value US$446,860
ROGERS WILLIAM L Non-Executive Director
Transaction date
Sale
Price
31.03
Quantity 12,420 -14.7%
Value US$385,353
BLOSS BRENT K SVP-Finance & Treasurer Officer
Transaction date
Sale
Price
30.97
Quantity 3,352 -9.5%
Value US$103,816
BLOSS BRENT K SVP-Finance & Treasurer Officer
Transaction date
Sale
Price
30.15
Quantity 2,583 -6.8%
Value US$77,890
Avery Michael L SVP & Chief Investment Officer Officer
Transaction date
Sale
Price
27.36
Quantity 10,000 -4.1%
Value US$273,600
HERRMANN HENRY J Chief Executive Officer Executive Director
Transaction date
Sale
Price
24.55
Quantity 100,000 -9.5%
Value US$2,455,000
Avery Michael L SVP & Chief Investment Officer Officer
Transaction date
Sale
Price
37.96
Quantity 8,000 -3.2%
Value US$303,680
SCHULTE DANIEL C SVP & General Counsel Officer
Transaction date
Sale
Price
38.05
Quantity 5,713 -4.5%
Value US$217,356
SUNDEEN JOHN E JR SVP & CAO - Investments Officer
Transaction date
Sale
Price
34.55
Quantity 7,094 -3.5%
Value US$245,073
SUNDEEN JOHN E JR SVP & CAO - Investments Officer
Transaction date
Sale
Price
34.98
Quantity 8,526 -4.0%
Value US$298,230
SUNDEEN JOHN E JR SVP & CAO - Investments Officer
Transaction date
Sale
Price
34.24
Quantity 19,241 -8.4%
Value US$658,744
STROHM MICHAEL D SVP & Chief Operations Officer Officer
Transaction date
Sale
Price
34.38
Quantity 15,002 -41.3%
Value US$515,769
STROHM MICHAEL D SVP & Chief Operations Officer Officer
Transaction date
Sale
Price
34.38
Quantity 15,000 -41.7%
Value US$515,700
STROHM MICHAEL D SVP & Chief Operations Officer Officer
Transaction date
Sale
Price
34.04
Quantity 12,176 -8.5%
Value US$414,471
SUNDEEN JOHN E JR SVP & CAO - Investments Officer
Transaction date
Sale
Price
34.45
Quantity 16,092 -6.5%
Value US$554,374
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2019-11-07 2019-11-05 S Sale
1.6
WALTON JERRY W
78,455 -31.6%
221.41
US$2,013,845 		78,455 -31.6% 221.41 US$2,013,845
2019-03-25 2019-03-22 S Sale
LOGUE DENNIS E
Non-Executive Director
75,158 -27.1%
161.49
US$4,523,805 		75,158 -27.1% 161.49 US$4,523,805
2019-02-19 2019-02-15 S Sale
2.9
RAINES JAMES M
Non-Executive Director
49,892 -26.0%
31.47
US$889,022 		49,892 -26.0% 31.47 US$889,022
2018-11-19 2018-11-16 S Sale WALTON JERRY W Non-Executive Director
9,427 -11.6%
19.05
US$179,589 		9,427 -11.6% 19.05 US$179,589
2018-09-13 2018-09-12 S Sale KOSLOFF ALAN W Non-Executive Director
19,614 -32.9%
20.42
US$400,551 		19,614 -32.9% 20.42 US$400,551
2018-09-13 2018-09-11 S Sale RAINES JAMES M Non-Executive Director
2,642 -10.6%
20.53
US$54,240 		2,642 -10.6% 20.53 US$54,240
2018-06-13 2018-06-12 S Sale RAINES JAMES M
2,640 -9.6%
19.93
US$52,626 		2,640 -9.6% 19.93 US$52,626
2018-05-07 2018-05-04 S Sale RAINES JAMES M Non-Executive Director
964 -3.4%
18.38
US$17,714 		964 -3.4% 18.38 US$17,714
2018-02-02 2018-02-01 S Sale WALTON JERRY W Non-Executive Director
5,792 -6.6%
22.95
US$132,944 		5,792 -6.6% 22.95 US$132,944
2017-12-22 2017-12-22 S Sale HILLS WENDY J

SVP, General Counsel & Secy.
15,669 -10.3%
22.26
US$348,731 		15,669 -10.3% 22.26 US$348,731
2017-12-22 2017-12-21 S Sale SUNDEEN JOHN E JR

SVP & CAO - Investments
45,168 -14.3%
22.48
US$1,015,458 		45,168 -14.3% 22.48 US$1,015,458
2017-12-22 2017-12-21 S Sale HILLS WENDY J

SVP, General Counsel & Secy.
15,604 -9.3%
22.57
US$352,220 		15,604 -9.3% 22.57 US$352,220
2017-11-21 2017-11-20 S Sale KOSLOFF ALAN W
19,178 -26.7%
19.82
US$380,031 		19,178 -26.7% 19.82 US$380,031
2017-11-13 2017-11-10 S Sale BUTCH THOMAS W

EVP & Chief Marketing Officer
35,000 -7.5%
19.22
US$672,760 		35,000 -7.5% 19.22 US$672,760
2017-11-13 2017-11-09 S Sale BUTCH THOMAS W

EVP & Chief Marketing Officer
5,000 -1.1%
19.26
US$96,280 		5,000 -1.1% 19.26 US$96,280
2017-08-09 2017-08-07 S Sale Clouse Benjamin R

VP and Chief Acct. Officer
5,903 -41.5%
20.01
US$118,141 		5,903 -41.5% 20.01 US$118,141
2017-08-07 2017-08-03 S Sale KOSLOFF ALAN W
25,076 -25.9%
19.40
US$486,474 		25,076 -25.9% 19.40 US$486,474
2015-08-04 2015-08-03 S Sale RAINES JAMES M Non-Executive Director
3,000 -20.0%
44.96
US$134,880 		3,000 -20.0% 44.96 US$134,880
2015-05-26 2015-05-26 S Sale LOGUE DENNIS E Non-Executive Director
2,700 -5.0%
48.30
US$130,410 		2,700 -5.0% 48.30 US$130,410
2014-12-22 2014-12-19 S Sale Avery Michael L

President

Officer
10,000 -3.8%
48.96
US$489,600 		10,000 -3.8% 48.96 US$489,600
2014-09-15 2014-09-11 S Sale KOSLOFF ALAN W Non-Executive Director
60 -0.1%
53.99
US$3,239 		60 -0.1% 53.99 US$3,239
2014-09-04 2014-09-03 S Sale CLOUSE MELISSA A

VP, Controller & PAO

Officer
1,298 -13.4%
56.83
US$73,765 		1,298 -13.4% 56.83 US$73,765
2014-05-21 2014-05-20 S Sale BUTCH THOMAS W

EVP & Chief Marketing Officer

Officer
17,217 -4.8%
59.02
US$1,016,182 		17,217 -4.8% 59.02 US$1,016,182
2014-05-05 2014-05-01 S Sale HILLS WENDY J

SVP, General Counsel & Secy.

Officer
6,461 -12.6%
67.97
US$439,180 		6,461 -12.6% 67.97 US$439,180
2014-04-04 2014-03-13 B Purchase Sanders Philip James

SVP & Chief Investment Officer

Officer
61 +0.0%
71.88
US$4,385 		61 +0.0% 71.88 US$4,385
2014-02-07 2014-02-06 S Sale RAINES JAMES M Non-Executive Director
4,143 -24.9%
67.73
US$280,611 		4,143 -24.9% 67.73 US$280,611
2013-12-11 2013-12-10 S Sale Avery Michael L

President

Officer
7,500 -2.6%
63.01
US$472,575 		7,500 -2.6% 63.01 US$472,575
2013-11-22 2013-11-20 S Sale LOGUE DENNIS E Non-Executive Director
7,000 -12.4%
64.74
US$453,146 		7,000 -12.4% 64.74 US$453,146
2013-11-12 2013-11-08 S Sale Sanders Philip James

SVP & Chief Investment Officer

Officer
13,000 -5.4%
63.72
US$828,416 		13,000 -5.4% 63.72 US$828,416
2013-08-14 2013-08-13 S Sale BUTCH THOMAS W

EVP & Chief Marketing Officer

Officer
7,500 -11.4%
51.13
US$383,450 		7,500 -11.4% 51.13 US$383,450
2013-08-14 2013-08-13 S Sale BUTCH THOMAS W

EVP & Chief Marketing Officer

Officer
10,000 -2.7%
51.06
US$510,603 		10,000 -2.7% 51.06 US$510,603
2013-08-12 2013-08-09 S Sale Avery Michael L

President

Officer
10,000 -3.3%
51.30
US$513,000 		10,000 -3.3% 51.30 US$513,000
2013-08-01 2013-08-01 S Sale STROHM MICHAEL D

SVP & Chief Operations Officer

Officer
26,540 -16.2%
52.90
US$1,403,966 		26,540 -16.2% 52.90 US$1,403,966
2013-06-06 2013-06-04 B Purchase SCHULTE DANIEL C

SVP & General Counsel

Officer
61 +0.0%
45.63
US$2,783 		61 +0.0% 45.63 US$2,783
2013-03-26 2013-03-22 S Sale REIMER RONALD C Non-Executive Director
6,371 -39.3%
42.98
US$273,799 		6,371 -39.3% 42.98 US$273,799
2013-03-25 2013-03-22 S Sale KOSLOFF ALAN W Non-Executive Director
9,615 -11.8%
43.17
US$415,089 		9,615 -11.8% 43.17 US$415,089
2013-03-25 2013-03-21 S Sale Avery Michael L

President

Officer
10,000 -3.2%
42.85
US$428,500 		10,000 -3.2% 42.85 US$428,500
2013-03-11 2013-03-08 S Sale LOGUE DENNIS E Non-Executive Director
150 -100.0%
42.33
US$6,350 		150 -100.0% 42.33 US$6,350
2013-02-13 2013-02-11 S Sale STROHM MICHAEL D

SVP & Chief Operations Officer

Officer
12,900 -100.0%
40.94
US$528,135 		12,900 -100.0% 40.94 US$528,135
2013-02-13 2013-02-11 S Sale STROHM MICHAEL D

SVP & Chief Operations Officer

Officer
25,440 -100.0%
40.98
US$1,042,414 		25,440 -100.0% 40.98 US$1,042,414
2013-01-31 2013-01-31 S Sale SCHULTE DANIEL C

SVP & General Counsel

Officer
27,001 -16.5%
39.40
US$1,063,839 		27,001 -16.5% 39.40 US$1,063,839
2013-01-31 2013-01-31 S Sale RAINES JAMES M Non-Executive Director
4,953 -25.2%
39.28
US$194,554 		4,953 -25.2% 39.28 US$194,554
2012-12-26 2012-12-24 S Sale REIMER RONALD C Non-Executive Director
5,000 -24.7%
35.39
US$176,962 		5,000 -24.7% 35.39 US$176,962
2012-12-26 2012-12-14 S Sale STROHM MICHAEL D

SVP & Chief Operations Officer

Officer
11,300 -46.7%
33.25
US$375,725 		11,300 -46.7% 33.25 US$375,725
2012-12-26 2012-12-14 S Sale STROHM MICHAEL D

SVP & Chief Operations Officer

Officer
19,571 -43.2%
33.25
US$650,740 		19,571 -43.2% 33.25 US$650,740
2012-09-19 2012-09-18 B Purchase BLOSS BRENT K

SVP-Finance & Treasurer

Officer
38 +0.1%
33.50
US$1,273 		38 +0.1% 33.50 US$1,273
2012-06-21 2012-06-19 S Sale SCHULTE DANIEL C

SVP & General Counsel

Officer
9,500 -6.4%
30.35
US$288,293 		9,500 -6.4% 30.35 US$288,293
2012-05-08 2012-05-07 S Sale BLOSS BRENT K

SVP-Finance & Treasurer

Officer
7,386 -12.7%
33.40
US$246,678 		7,386 -12.7% 33.40 US$246,678
2012-03-20 2012-03-19 S Sale SCHULTE DANIEL C

SVP & General Counsel

Officer
500 -0.3%
33.00
US$16,500 		500 -0.3% 33.00 US$16,500
2012-03-13 2012-03-13 S Sale SCHULTE DANIEL C

SVP & General Counsel

Officer
1,254 -0.8%
32.15
US$40,316 		1,254 -0.8% 32.15 US$40,316
2012-03-13 2012-03-12 S Sale SCHULTE DANIEL C

SVP & General Counsel

Officer
3,746 -2.4%
32.00
US$119,872 		3,746 -2.4% 32.00 US$119,872
2012-02-21 2012-02-17 S Sale SCHULTE DANIEL C

SVP & General Counsel

Officer
5,000 -3.2%
31.33
US$156,635 		5,000 -3.2% 31.33 US$156,635
2012-02-14 2012-02-10 S Sale RAINES JAMES M Non-Executive Director
4,541 -21.9%
30.10
US$136,679 		4,541 -21.9% 30.10 US$136,679
2012-02-07 2012-02-06 S Sale SCHULTE DANIEL C

SVP & General Counsel

Officer
3,098 -1.9%
30.00
US$92,940 		3,098 -1.9% 30.00 US$92,940
2012-02-07 2012-02-03 S Sale BLOSS BRENT K

SVP-Finance & Treasurer

Officer
5,562 -12.0%
29.56
US$164,407 		5,562 -12.0% 29.56 US$164,407
2011-05-06 2011-05-04 S Sale RAINES JAMES M Non-Executive Director
1,916 -10.4%
39.33
US$75,356 		1,916 -10.4% 39.33 US$75,356
2011-03-18 2011-03-16 S Sale LOGUE DENNIS E Non-Executive Director
5,000 -9.4%
38.34
US$191,700 		5,000 -9.4% 38.34 US$191,700
2011-02-18 2011-02-16 S Sale STROHM MICHAEL D

SVP & Chief Operations Officer

Officer
21,000 -100.0%
41.76
US$877,048 		21,000 -100.0% 41.76 US$877,048
2011-02-04 2011-02-02 S Sale SCHULTE DANIEL C

SVP & General Counsel

Officer
20,169 -13.2%
37.10
US$748,215 		20,169 -13.2% 37.10 US$748,215
2011-02-04 2011-02-02 S Sale RAINES JAMES M Non-Executive Director
3,791 -17.0%
37.14
US$140,780 		3,791 -17.0% 37.14 US$140,780
2010-12-03 2010-12-01 S Sale ROGERS WILLIAM L Non-Executive Director
13,998 -16.2%
31.92
US$446,860 		13,998 -16.2% 31.92 US$446,860
2010-11-22 2010-11-18 S Sale ROGERS WILLIAM L Non-Executive Director
12,420 -14.7%
31.03
US$385,353 		12,420 -14.7% 31.03 US$385,353
2010-11-05 2010-11-04 S Sale BLOSS BRENT K

SVP-Finance & Treasurer

Officer
3,352 -9.5%
30.97
US$103,816 		3,352 -9.5% 30.97 US$103,816
2010-11-05 2010-11-03 S Sale BLOSS BRENT K

SVP-Finance & Treasurer

Officer
2,583 -6.8%
30.15
US$77,890 		2,583 -6.8% 30.15 US$77,890
2010-09-16 2010-09-15 S Sale Avery Michael L

SVP & Chief Investment Officer

Officer
10,000 -4.1%
27.36
US$273,600 		10,000 -4.1% 27.36 US$273,600
2010-06-23 2010-06-22 S Sale HERRMANN HENRY J

Chief Executive Officer

Executive Director
100,000 -9.5%
24.55
US$2,455,000 		100,000 -9.5% 24.55 US$2,455,000
2010-04-30 2010-04-29 S Sale Avery Michael L

SVP & Chief Investment Officer

Officer
8,000 -3.2%
37.96
US$303,680 		8,000 -3.2% 37.96 US$303,680
2010-04-30 2010-04-29 S Sale SCHULTE DANIEL C

SVP & General Counsel

Officer
5,713 -4.5%
38.05
US$217,356 		5,713 -4.5% 38.05 US$217,356
2010-03-19 2010-03-19 S Sale SUNDEEN JOHN E JR

SVP & CAO - Investments

Officer
7,094 -3.5%
34.55
US$245,073 		7,094 -3.5% 34.55 US$245,073
2010-03-17 2010-03-17 S Sale SUNDEEN JOHN E JR

SVP & CAO - Investments

Officer
8,526 -4.0%
34.98
US$298,230 		8,526 -4.0% 34.98 US$298,230
2010-03-17 2010-03-15 S Sale SUNDEEN JOHN E JR

SVP & CAO - Investments

Officer
19,241 -8.4%
34.24
US$658,744 		19,241 -8.4% 34.24 US$658,744
2010-03-15 2010-03-12 S Sale STROHM MICHAEL D

SVP & Chief Operations Officer

Officer
15,002 -41.3%
34.38
US$515,769 		15,002 -41.3% 34.38 US$515,769
2010-03-15 2010-03-12 S Sale STROHM MICHAEL D

SVP & Chief Operations Officer

Officer
15,000 -41.7%
34.38
US$515,700 		15,000 -41.7% 34.38 US$515,700
2010-03-15 2010-03-11 S Sale STROHM MICHAEL D

SVP & Chief Operations Officer

Officer
12,176 -8.5%
34.04
US$414,471 		12,176 -8.5% 34.04 US$414,471
2010-03-12 2010-03-10 S Sale SUNDEEN JOHN E JR

SVP & CAO - Investments

Officer
16,092 -6.5%
34.45
US$554,374 		16,092 -6.5% 34.45 US$554,374
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