United States Investment Banking & Investment Services

Ameriprise Financial Inc (AMP)

Ameriprise Financial Inc. experienced multiple divestments by senior leadership between July 27 and August 10, 2026. Key executives, including the CEO and CFO, executed significant stock sales during this period. These transactions represent the most recent activity observed, occurring over three months ago, reflecting a pattern of planned equity liquidation by corporate officers.
Ticker: AMP Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
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Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
3.1
Brockman Dawn M. SVP AND CONTROLLER Officer
Transaction date
Sale
Price
237.93
Quantity 15,880 +41.5%
Value US$4,818,387
3.1
Dawn M. Brockman Officer Officer
Transaction date
Proposed sale
Price
455.94
Quantity 58,626
Value US$902,519
McGraw Deirdre Davey EVP Mktg, Strat. & Comms. Officer
Transaction date
Sale
Price
156.95
Quantity 68,586 +8.6%
Value US$3,555,428
Deirdre McGraw Officer Officer
Transaction date
Proposed sale
Price
558.28
Quantity 2,400
Value US$1,339,867
3.5
CRACCHIOLO JAMES M CHAIRMAN AND CEO Executive Director
Transaction date
Sale
Price
546.67
Quantity 1,900 -1.7%
Value US$1,038,665
3.5
CRACCHIOLO JAMES M CHAIRMAN AND CEO Executive Director
Transaction date
Sale
Price
545.28
Quantity 16,120 -12.8%
Value US$8,789,896
3.7
Berman Walter Stanley EXECUTIVE VP AND CFO Officer
Transaction date
Sale
Price
549.76
Quantity 422 -7.0%
Value US$231,998
3.7
Berman Walter Stanley EXECUTIVE VP AND CFO Officer
Transaction date
Sale
Price
548.92
Quantity 10,590 -63.7%
Value US$5,813,032
Williams William Jerryl Pres, Wealth Mgmt Advisor Grp Officer
Transaction date
Sale
Price
541.90
Quantity 908 -11.8%
Value US$492,045
Williams William Jerryl Pres, Wealth Mgmt Advisor Grp Officer
Transaction date
Sale
Price
540.07
Quantity 3,200 -29.4%
Value US$1,728,221
Williams William Jerryl Pres, Wealth Mgmt Advisor Grp Officer
Transaction date
Sale
Price
538.23
Quantity 4,102 -27.4%
Value US$2,207,819
William J. Williams Officer Officer
Transaction date
Proposed sale
Price
539.35
Quantity 8,210
Value US$4,428,085
3.5
James M. Cracchiolo Officer; Director Executive Director
Transaction date
Proposed sale
Price
545.43
Quantity 18,020
Value US$9,828,562
3.7
Walter Stanley Berman Officer Officer
Transaction date
Proposed sale
Price
548.95
Quantity 11,012
Value US$6,045,030
Williams William Jerryl Pres, Wealth Mgmt Advisor Grp Officer
Transaction date
Sale
Price
537.61
Quantity 6 -0.1%
Value US$3,226
Williams William Jerryl Pres, Wealth Mgmt Advisor Grp Officer
Transaction date
Sale
Price
537.08
Quantity 7,888 -42.0%
Value US$4,236,457
William J. Williams Officer Officer
Transaction date
Proposed sale
Price
537.08
Quantity 7,894
Value US$4,239,683
2.5
Smyth Gerard P. EVP & Hd. of Tech. & Serv. Del Officer
Transaction date
Sale
Price
472.52
Quantity 6,255 -50.6%
Value US$2,955,607
2.5
Smyth Gerard P. EVP & Hd. of Tech. & Serv. Del Officer
Transaction date
Sale
Price
472.52
Quantity 6,255 -50.6%
Value US$2,955,607
2.5
Gerard P. Smyth Officer Officer
Transaction date
Proposed sale
Price
472.52
Quantity 6,255
Value US$2,955,607
2.7
Sharpe Robert Francis JR Non-Executive Director
Transaction date
Sale
Price
465.83
Quantity 1,200 -16.0%
Value US$558,996
2.7
Sharpe Robert Francis JR Director Non-Executive Director
Transaction date
Proposed sale
Price
461.86
Quantity 1,200
Value US$554,226
3.3
TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Officer
Transaction date
Sale
Price
532.08
Quantity 5,000 -29.2%
Value US$2,660,400
3.5
Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES Officer
Transaction date
Sale
Price
542.88
Quantity 4,658 -50.2%
Value US$2,528,746
3.5
GUMER ALVERO Officer Officer
Transaction date
Proposed sale
Price
542.88
Quantity 4,658
Value US$2,528,746
3.7
Berman Walter Stanley EXECUTIVE VP AND CFO Officer
Transaction date
Sale
Price
544.22
Quantity 7,000 -55.5%
Value US$3,809,511
3.7
Walter Stanley Berman Officer Officer
Transaction date
Proposed sale
Price
544.22
Quantity 7,000
Value US$3,809,511
3.5
CRACCHIOLO JAMES M CHAIRMAN AND CEO Executive Director
Transaction date
Sale
Price
548.61
Quantity 15,696 -12.7%
Value US$8,610,906
3.5
CRACCHIOLO JAMES M CHAIRMAN AND CEO Executive Director
Transaction date
Sale
Price
547.51
Quantity 2,928 -2.3%
Value US$1,603,105
3.5
CRACCHIOLO JAMES M CHAIRMAN AND CEO Executive Director
Transaction date
Sale
Price
545.76
Quantity 1,782 -1.4%
Value US$972,547
3.5
CRACCHIOLO JAMES M CHAIRMAN AND CEO Executive Director
Transaction date
Sale
Price
545.04
Quantity 6,886 -5.1%
Value US$3,753,155
3.5
CRACCHIOLO JAMES M CHAIRMAN AND CEO Executive Director
Transaction date
Sale
Price
543.88
Quantity 4,507 -3.2%
Value US$2,451,284
3.5
CRACCHIOLO JAMES M CHAIRMAN AND CEO Executive Director
Transaction date
Sale
Price
542.78
Quantity 5,643 -3.9%
Value US$3,062,934
3.5
CRACCHIOLO JAMES M CHAIRMAN AND CEO Executive Director
Transaction date
Sale
Price
541.46
Quantity 4,235 -2.8%
Value US$2,293,068
3.5
CRACCHIOLO JAMES M CHAIRMAN AND CEO Executive Director
Transaction date
Sale
Price
540.11
Quantity 7,136 -4.6%
Value US$3,854,191
3.5
James M. Cracchiolo Officer; Director Executive Director
Transaction date
Proposed sale
Price
544.96
Quantity 48,813
Value US$26,601,189
2.7
Sharpe Robert Francis JR Non-Executive Director
Transaction date
Sale
Price
450.95
Quantity 1,500 -16.7%
Value US$676,418
2.7
Sharpe Robert Francis JR Director Non-Executive Director
Transaction date
Proposed sale
Price
450.71
Quantity 1,500
Value US$676,060
3.6
MELLOH HEATHER J. EVP AND GENERAL COUNSEL Officer
Transaction date
Sale
Price
512.34
Quantity 1,500 -36.9%
Value US$768,502
3.6
Heather J. Melloh Officer Officer
Transaction date
Proposed sale
Price
512.34
Quantity 1,500
Value US$768,502
3.3
TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Officer
Transaction date
Sale
Price
506.89
Quantity 9,929 -47.3%
Value US$5,032,934
2.7
Sharpe Robert Francis JR Director Non-Executive Director
Transaction date
Proposed sale
Price
507.28
Quantity 98
Value US$49,714
3.2
Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES Officer
Transaction date
Sale
Price
539.07
Quantity 4,636 -39.0%
Value US$2,499,148
3.2
Joseph Edward Sweeney Officer Officer
Transaction date
Proposed sale
Price
539.07
Quantity 4,636
Value US$2,499,148
2.7
Sharpe Robert Francis JR Non-Executive Director
Transaction date
Sale
Price
551.44
Quantity 1,000 -10.0%
Value US$551,444
3.7
Berman Walter Stanley EXECUTIVE VP AND CFO Officer
Transaction date
Sale
Price
550.71
Quantity 4,000 -39.3%
Value US$2,202,826
3.7
Berman Walter Stanley EXECUTIVE VP AND CFO Officer
Transaction date
Sale
Price
547.17
Quantity 4,000 -29.1%
Value US$2,188,690
2.7
Sharpe Robert Francis JR Director Non-Executive Director
Transaction date
Proposed sale
Price
550.67
Quantity 1,000
Value US$550,672
3.7
Walter Stanley Berman Officer Officer
Transaction date
Proposed sale
Price
548.94
Quantity 8,000
Value US$4,391,516
2.7
Sharpe Robert Francis JR Non-Executive Director
Transaction date
Sale
Price
523.13
Quantity 1,000 -9.1%
Value US$523,125
2.7
Sharpe Robert Francis JR Director Non-Executive Director
Transaction date
Proposed sale
Price
522.35
Quantity 1,000
Value US$522,353
3.3
TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Officer
Transaction date
Sale
Price
540.29
Quantity 6,000 -30.0%
Value US$3,241,744
3.7
Berman Walter Stanley EXECUTIVE VP AND CFO Officer
Transaction date
Sale
Price
564.78
Quantity 3,192 -33.2%
Value US$1,802,774
3.7
Berman Walter Stanley EXECUTIVE VP AND CFO Officer
Transaction date
Sale
Price
563.79
Quantity 5,463 -36.3%
Value US$3,080,006
3.5
CRACCHIOLO JAMES M CHAIRMAN AND CEO Executive Director
Transaction date
Sale
Price
563.44
Quantity 8,638 -5.2%
Value US$4,866,966
3.7
Walter Stanley Berman Officer Officer
Transaction date
Proposed sale
Price
564.16
Quantity 8,655
Value US$4,882,779
3.5
James M. Cracchiolo Officer; Director Executive Director
Transaction date
Proposed sale
Price
563.44
Quantity 8,638
Value US$4,866,966
3.2
Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES Officer
Transaction date
Sale
Price
551.41
Quantity 1,350 -18.9%
Value US$744,399
3.2
Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES Officer
Transaction date
Sale
Price
550.14
Quantity 4,500 -38.6%
Value US$2,475,612
3.2
Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES Officer
Transaction date
Sale
Price
548.78
Quantity 4,885 -29.5%
Value US$2,680,813
3.2
Joseph Edward Sweeney Officer Officer
Transaction date
Proposed sale
Price
549.68
Quantity 10,735
Value US$5,900,823
3.1
Brockman Dawn M. SVP AND CONTROLLER Officer
Transaction date
Sale
Price
560.12
Quantity 350 -27.0%
Value US$196,042
3.1
Dawn M. Brockman Officer Officer
Transaction date
Proposed sale
Price
560.12
Quantity 350
Value US$196,042
3.5
Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES Officer
Transaction date
Sale
Price
516.05
Quantity 2,325 -33.2%
Value US$1,199,812
3.5
GUMER ALVERO Officer Officer
Transaction date
Proposed sale
Price
516.05
Quantity 2,325
Value US$1,199,812
0.7
Davies William EXECUTIVE VP, GLOBAL CIO Officer
Transaction date
Sale
Price
442.07
Quantity 8,700 -39.7%
Value US$3,846,009
0.7
William Davies Officer Officer
Transaction date
Proposed sale
Price
442.07
Quantity 8,700
Value US$3,846,009
3.3
TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT Officer
Transaction date
Sale
Price
441.56
Quantity 15,584 -53.8%
Value US$6,881,234
3.3
TRUSCOTT WILLIAM F Officer Officer
Transaction date
Proposed sale
Price
441.56
Quantity 15,584
Value US$6,881,233
2.7
Sharpe Robert Francis JR Director Non-Executive Director
Transaction date
Proposed sale
Price
394.46
Quantity 250
Value US$98,615
2.7
Sharpe Robert Francis JR Non-Executive Director
Transaction date
Sale
Price
438.07
Quantity 1,500 -12.0%
Value US$657,101
2.7
Sharpe Robert Francis JR Director Non-Executive Director
Transaction date
Proposed sale
Price
436.20
Quantity 1,500
Value US$654,296
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2026-08-12 2026-08-10 S Sale
3.1
Brockman Dawn M.

SVP AND CONTROLLER

Officer
15,880 +41.5%
237.93
US$4,818,387 		15,880 +41.5% 237.93 US$4,818,387
2026-08-10 2026-08-10 PrS Proposed sale
3.1
Dawn M. Brockman

Officer

Officer
58,626
455.94
US$902,519 		58,626 455.94 US$902,519
2026-08-10 2026-08-06 S Sale
McGraw Deirdre Davey

EVP Mktg, Strat. & Comms.

Officer
68,586 +8.6%
156.95
US$3,555,428 		68,586 +8.6% 156.95 US$3,555,428
2026-08-06 2026-08-06 PrS Proposed sale
Deirdre McGraw

Officer

Officer
2,400
558.28
US$1,339,867 		2,400 558.28 US$1,339,867
2026-07-30 2026-07-28 S Sale
3.5
CRACCHIOLO JAMES M

CHAIRMAN AND CEO

Executive Director
1,900 -1.7%
546.67
US$1,038,665 		1,900 -1.7% 546.67 US$1,038,665
2026-07-30 2026-07-28 S Sale
3.5
CRACCHIOLO JAMES M

CHAIRMAN AND CEO

Executive Director
16,120 -12.8%
545.28
US$8,789,896 		16,120 -12.8% 545.28 US$8,789,896
2026-07-30 2026-07-28 S Sale
3.7
Berman Walter Stanley

EXECUTIVE VP AND CFO

Officer
422 -7.0%
549.76
US$231,998 		422 -7.0% 549.76 US$231,998
2026-07-30 2026-07-28 S Sale
3.7
Berman Walter Stanley

EXECUTIVE VP AND CFO

Officer
10,590 -63.7%
548.92
US$5,813,032 		10,590 -63.7% 548.92 US$5,813,032
2026-07-29 2026-07-28 S Sale
Williams William Jerryl

Pres, Wealth Mgmt Advisor Grp

Officer
908 -11.8%
541.90
US$492,045 		908 -11.8% 541.90 US$492,045
2026-07-29 2026-07-28 S Sale
Williams William Jerryl

Pres, Wealth Mgmt Advisor Grp

Officer
3,200 -29.4%
540.07
US$1,728,221 		3,200 -29.4% 540.07 US$1,728,221
2026-07-29 2026-07-28 S Sale
Williams William Jerryl

Pres, Wealth Mgmt Advisor Grp

Officer
4,102 -27.4%
538.23
US$2,207,819 		4,102 -27.4% 538.23 US$2,207,819
2026-07-28 2026-07-28 PrS Proposed sale
William J. Williams

Officer

Officer
8,210
539.35
US$4,428,085 		8,210 539.35 US$4,428,085
2026-07-28 2026-07-28 PrS Proposed sale
3.5
James M. Cracchiolo

Officer; Director

Executive Director
18,020
545.43
US$9,828,562 		18,020 545.43 US$9,828,562
2026-07-28 2026-07-28 PrS Proposed sale
3.7
Walter Stanley Berman

Officer

Officer
11,012
548.95
US$6,045,030 		11,012 548.95 US$6,045,030
2026-07-29 2026-07-27 S Sale
Williams William Jerryl

Pres, Wealth Mgmt Advisor Grp

Officer
6 -0.1%
537.61
US$3,226 		6 -0.1% 537.61 US$3,226
2026-07-29 2026-07-27 S Sale
Williams William Jerryl

Pres, Wealth Mgmt Advisor Grp

Officer
7,888 -42.0%
537.08
US$4,236,457 		7,888 -42.0% 537.08 US$4,236,457
2026-07-27 2026-07-27 PrS Proposed sale
William J. Williams

Officer

Officer
7,894
537.08
US$4,239,683 		7,894 537.08 US$4,239,683
2026-05-18 2026-05-14 S Sale
2.5
Smyth Gerard P.

EVP & Hd. of Tech. & Serv. Del

Officer
6,255 -50.6%
472.52
US$2,955,607 		6,255 -50.6% 472.52 US$2,955,607
2026-05-18 2026-05-14 S Sale
2.5
Smyth Gerard P.

EVP & Hd. of Tech. & Serv. Del

Officer
6,255 -50.6%
472.52
US$2,955,607 		6,255 -50.6% 472.52 US$2,955,607
2026-05-14 2026-05-14 PrS Proposed sale
2.5
Gerard P. Smyth

Officer

Officer
6,255
472.52
US$2,955,607 		6,255 472.52 US$2,955,607
2026-05-12 2026-05-08 S Sale
2.7
Sharpe Robert Francis JR
Non-Executive Director
1,200 -16.0%
465.83
US$558,996 		1,200 -16.0% 465.83 US$558,996
2026-05-08 2026-05-08 PrS Proposed sale
2.7
Sharpe Robert Francis JR

Director

Non-Executive Director
1,200
461.86
US$554,226 		1,200 461.86 US$554,226
2026-02-12 2026-02-10 S Sale
3.3
TRUSCOTT WILLIAM F

CEO, GLOBAL ASSET MANAGEMENT

Officer
5,000 -29.2%
532.08
US$2,660,400 		5,000 -29.2% 532.08 US$2,660,400
2026-02-10 2026-02-10 PrS Proposed sale
3.3
William Fredrick Truscott

Officer

Officer
5,000
532.08
US$2,660,400 		5,000 532.08 US$2,660,400
2026-02-11 2026-02-09 S Sale
3.5
Alvero Gumer

PRESIDENT-INSURANCE&ANNUITIES

Officer
4,658 -50.2%
542.88
US$2,528,746 		4,658 -50.2% 542.88 US$2,528,746
2026-02-09 2026-02-09 PrS Proposed sale
3.5
GUMER ALVERO

Officer

Officer
4,658
542.88
US$2,528,746 		4,658 542.88 US$2,528,746
2026-02-09 2026-02-05 S Sale
3.7
Berman Walter Stanley

EXECUTIVE VP AND CFO

Officer
7,000 -55.5%
544.22
US$3,809,511 		7,000 -55.5% 544.22 US$3,809,511
2026-02-05 2026-02-05 PrS Proposed sale
3.7
Walter Stanley Berman

Officer

Officer
7,000
544.22
US$3,809,511 		7,000 544.22 US$3,809,511
2026-02-06 2026-02-04 S Sale
3.5
CRACCHIOLO JAMES M

CHAIRMAN AND CEO

Executive Director
15,696 -12.7%
548.61
US$8,610,906 		15,696 -12.7% 548.61 US$8,610,906
2026-02-06 2026-02-04 S Sale
3.5
CRACCHIOLO JAMES M

CHAIRMAN AND CEO

Executive Director
2,928 -2.3%
547.51
US$1,603,105 		2,928 -2.3% 547.51 US$1,603,105
2026-02-06 2026-02-04 S Sale
3.5
CRACCHIOLO JAMES M

CHAIRMAN AND CEO

Executive Director
1,782 -1.4%
545.76
US$972,547 		1,782 -1.4% 545.76 US$972,547
2026-02-06 2026-02-04 S Sale
3.5
CRACCHIOLO JAMES M

CHAIRMAN AND CEO

Executive Director
6,886 -5.1%
545.04
US$3,753,155 		6,886 -5.1% 545.04 US$3,753,155
2026-02-06 2026-02-04 S Sale
3.5
CRACCHIOLO JAMES M

CHAIRMAN AND CEO

Executive Director
4,507 -3.2%
543.88
US$2,451,284 		4,507 -3.2% 543.88 US$2,451,284
2026-02-06 2026-02-04 S Sale
3.5
CRACCHIOLO JAMES M

CHAIRMAN AND CEO

Executive Director
5,643 -3.9%
542.78
US$3,062,934 		5,643 -3.9% 542.78 US$3,062,934
2026-02-06 2026-02-04 S Sale
3.5
CRACCHIOLO JAMES M

CHAIRMAN AND CEO

Executive Director
4,235 -2.8%
541.46
US$2,293,068 		4,235 -2.8% 541.46 US$2,293,068
2026-02-06 2026-02-04 S Sale
3.5
CRACCHIOLO JAMES M

CHAIRMAN AND CEO

Executive Director
7,136 -4.6%
540.11
US$3,854,191 		7,136 -4.6% 540.11 US$3,854,191
2026-02-04 2026-02-04 PrS Proposed sale
3.5
James M. Cracchiolo

Officer; Director

Executive Director
48,813
544.96
US$26,601,189 		48,813 544.96 US$26,601,189
2025-11-25 2025-11-21 S Sale
2.7
Sharpe Robert Francis JR
Non-Executive Director
1,500 -16.7%
450.95
US$676,418 		1,500 -16.7% 450.95 US$676,418
2025-11-21 2025-11-21 PrS Proposed sale
2.7
Sharpe Robert Francis JR

Director

Non-Executive Director
1,500
450.71
US$676,060 		1,500 450.71 US$676,060
2025-09-08 2025-09-04 S Sale
3.6
MELLOH HEATHER J.

EVP AND GENERAL COUNSEL

Officer
1,500 -36.9%
512.34
US$768,502 		1,500 -36.9% 512.34 US$768,502
2025-09-04 2025-09-04 PrS Proposed sale
3.6
Heather J. Melloh

Officer

Officer
1,500
512.34
US$768,502 		1,500 512.34 US$768,502
2025-08-21 2025-08-19 S Sale
3.3
TRUSCOTT WILLIAM F

CEO, GLOBAL ASSET MANAGEMENT

Officer
9,929 -47.3%
506.89
US$5,032,934 		9,929 -47.3% 506.89 US$5,032,934
2025-08-19 2025-08-19 PrS Proposed sale
3.3
William Fredrick Truscott

Officer

Officer
9,929
506.89
US$5,032,934 		9,929 506.89 US$5,032,934
2025-08-13 2025-08-13 PrS Proposed sale
2.7
Sharpe Robert Francis JR

Director

Non-Executive Director
98
507.28
US$49,714 		98 507.28 US$49,714
2025-02-21 2025-02-19 S Sale
3.2
Sweeney Joseph Edward

PRES-AWM PRODUCTS & SERVICES

Officer
4,636 -39.0%
539.07
US$2,499,148 		4,636 -39.0% 539.07 US$2,499,148
2025-02-19 2025-02-19 PrS Proposed sale
3.2
Joseph Edward Sweeney

Officer

Officer
4,636
539.07
US$2,499,148 		4,636 539.07 US$2,499,148
2025-02-20 2025-02-18 S Sale
2.7
Sharpe Robert Francis JR
Non-Executive Director
1,000 -10.0%
551.44
US$551,444 		1,000 -10.0% 551.44 US$551,444
2025-02-20 2025-02-18 S Sale
3.7
Berman Walter Stanley

EXECUTIVE VP AND CFO

Officer
4,000 -39.3%
550.71
US$2,202,826 		4,000 -39.3% 550.71 US$2,202,826
2025-02-20 2025-02-18 S Sale
3.7
Berman Walter Stanley

EXECUTIVE VP AND CFO

Officer
4,000 -29.1%
547.17
US$2,188,690 		4,000 -29.1% 547.17 US$2,188,690
2025-02-18 2025-02-18 PrS Proposed sale
2.7
Sharpe Robert Francis JR

Director

Non-Executive Director
1,000
550.67
US$550,672 		1,000 550.67 US$550,672
2025-02-18 2025-02-18 PrS Proposed sale
3.7
Walter Stanley Berman

Officer

Officer
8,000
548.94
US$4,391,516 		8,000 548.94 US$4,391,516
2025-02-14 2025-02-12 S Sale
2.7
Sharpe Robert Francis JR
Non-Executive Director
1,000 -9.1%
523.13
US$523,125 		1,000 -9.1% 523.13 US$523,125
2025-02-12 2025-02-12 PrS Proposed sale
2.7
Sharpe Robert Francis JR

Director

Non-Executive Director
1,000
522.35
US$522,353 		1,000 522.35 US$522,353
2025-02-10 2025-02-06 S Sale
3.3
TRUSCOTT WILLIAM F

CEO, GLOBAL ASSET MANAGEMENT

Officer
6,000 -30.0%
540.29
US$3,241,744 		6,000 -30.0% 540.29 US$3,241,744
2025-02-06 2025-02-06 PrS Proposed sale
3.3
William Fredrick Truscott

Officer

Officer
6,000
540.29
US$3,241,743 		6,000 540.29 US$3,241,743
2024-11-13 2024-11-11 S Sale
3.7
Berman Walter Stanley

EXECUTIVE VP AND CFO

Officer
3,192 -33.2%
564.78
US$1,802,774 		3,192 -33.2% 564.78 US$1,802,774
2024-11-13 2024-11-11 S Sale
3.7
Berman Walter Stanley

EXECUTIVE VP AND CFO

Officer
5,463 -36.3%
563.79
US$3,080,006 		5,463 -36.3% 563.79 US$3,080,006
2024-11-13 2024-11-11 S Sale
3.5
CRACCHIOLO JAMES M

CHAIRMAN AND CEO

Executive Director
8,638 -5.2%
563.44
US$4,866,966 		8,638 -5.2% 563.44 US$4,866,966
2024-11-12 2024-11-11 PrS Proposed sale
3.7
Walter Stanley Berman

Officer

Officer
8,655
564.16
US$4,882,779 		8,655 564.16 US$4,882,779
2024-11-12 2024-11-11 PrS Proposed sale
3.5
James M. Cracchiolo

Officer; Director

Executive Director
8,638
563.44
US$4,866,966 		8,638 563.44 US$4,866,966
2024-11-13 2024-11-08 S Sale
3.2
Sweeney Joseph Edward

PRES-AWM PRODUCTS & SERVICES

Officer
1,350 -18.9%
551.41
US$744,399 		1,350 -18.9% 551.41 US$744,399
2024-11-13 2024-11-08 S Sale
3.2
Sweeney Joseph Edward

PRES-AWM PRODUCTS & SERVICES

Officer
4,500 -38.6%
550.14
US$2,475,612 		4,500 -38.6% 550.14 US$2,475,612
2024-11-13 2024-11-08 S Sale
3.2
Sweeney Joseph Edward

PRES-AWM PRODUCTS & SERVICES

Officer
4,885 -29.5%
548.78
US$2,680,813 		4,885 -29.5% 548.78 US$2,680,813
2024-11-08 2024-11-08 PrS Proposed sale
3.2
Joseph Edward Sweeney

Officer

Officer
10,735
549.68
US$5,900,823 		10,735 549.68 US$5,900,823
2024-11-08 2024-11-06 S Sale
3.1
Brockman Dawn M.

SVP AND CONTROLLER

Officer
350 -27.0%
560.12
US$196,042 		350 -27.0% 560.12 US$196,042
2024-11-06 2024-11-06 PrS Proposed sale
3.1
Dawn M. Brockman

Officer

Officer
350
560.12
US$196,042 		350 560.12 US$196,042
2024-11-04 2024-10-31 S Sale
3.5
Alvero Gumer

PRESIDENT-INSURANCE&ANNUITIES

Officer
2,325 -33.2%
516.05
US$1,199,812 		2,325 -33.2% 516.05 US$1,199,812
2024-10-31 2024-10-31 PrS Proposed sale
3.5
GUMER ALVERO

Officer

Officer
2,325
516.05
US$1,199,812 		2,325 516.05 US$1,199,812
2024-09-04 2024-08-30 S Sale
0.7
Davies William

EXECUTIVE VP, GLOBAL CIO

Officer
8,700 -39.7%
442.07
US$3,846,009 		8,700 -39.7% 442.07 US$3,846,009
2024-08-30 2024-08-30 PrS Proposed sale
0.7
William Davies

Officer

Officer
8,700
442.07
US$3,846,009 		8,700 442.07 US$3,846,009
2024-08-30 2024-08-28 S Sale
3.3
TRUSCOTT WILLIAM F

CEO, GLOBAL ASSET MANAGEMENT

Officer
15,584 -53.8%
441.56
US$6,881,234 		15,584 -53.8% 441.56 US$6,881,234
2024-08-28 2024-08-28 PrS Proposed sale
3.3
TRUSCOTT WILLIAM F

Officer

Officer
15,584
441.56
US$6,881,233 		15,584 441.56 US$6,881,233
2024-08-05 2024-08-05 PrS Proposed sale
2.7
Sharpe Robert Francis JR

Director

Non-Executive Director
250
394.46
US$98,615 		250 394.46 US$98,615
2024-05-20 2024-05-16 S Sale
2.7
Sharpe Robert Francis JR
Non-Executive Director
1,500 -12.0%
438.07
US$657,101 		1,500 -12.0% 438.07 US$657,101
2024-05-16 2024-05-16 PrS Proposed sale
2.7
Sharpe Robert Francis JR

Director

Non-Executive Director
1,500
436.20
US$654,296 		1,500 436.20 US$654,296

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