United States Collective Investments

Nuveen Floating Rate Income Opportunity Fund (JRO)

Track

Ticker: JRO Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
No insider activity signals detected

Insider trades have not triggered unusual activity signals for this company.

Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
2.9
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
37.73
Quantity 80,946 -16.2%
Value US$2,109,020
2.9
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
432.24
Quantity 62,637 +49.2%
Value US$2,973,475
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
152.81
Quantity 9,544 -10.7%
Value US$1,751,986
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.56
Quantity 5,892 -0.1%
Value US$56,328
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.61
Quantity 4,834 -0.1%
Value US$46,455
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.41
Quantity 47,817 -1.1%
Value US$449,958
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.41
Quantity 36,563 -0.9%
Value US$344,058
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.46
Quantity 17,021 -0.4%
Value US$161,019
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.43
Quantity 5,900 -0.1%
Value US$55,637
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.45
Quantity 72,865 -1.7%
Value US$688,574
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.49
Quantity 16,341 -0.4%
Value US$155,076
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.52
Quantity 4,384 -0.1%
Value US$41,736
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.51
Quantity 43,035 -1.0%
Value US$409,263
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.51
Quantity 6,909 -0.2%
Value US$65,705
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.52
Quantity 22,364 -0.5%
Value US$212,905
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.55
Quantity 28,507 -0.6%
Value US$272,242
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.57
Quantity 11,958 -0.3%
Value US$114,438
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.59
Quantity 4,283 -0.1%
Value US$41,074
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Sale
Price
9.59
Quantity 19,768 -0.4%
Value US$189,575
KNIGHTS OF COLUMBUS Large shareholder
Transaction date
Sale
Price
100.00
Quantity 30,000,000 -100.0%
Value US$3,000,000,000
KNIGHTS OF COLUMBUS Large shareholder
Transaction date
Sale
Price
100.00
Quantity 15,000,000 -33.3%
Value US$1,500,000,000
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.31
Quantity 128,002 +2.9%
Value US$1,063,697
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.19
Quantity 28,905 +0.7%
Value US$236,732
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.22
Quantity 62,000 +1.5%
Value US$509,640
2.9
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
7.37
Quantity 5,000 +15.8%
Value US$36,842
2.9
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
7.02
Quantity 3,000 +10.5%
Value US$21,050
2.9
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
6.65
Quantity 2,000 +7.5%
Value US$13,300
2.9
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
6.04
Quantity 2,500 +10.4%
Value US$15,108
2.9
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
9.44
Quantity 2,000 +9.0%
Value US$18,885
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
10.27
Quantity 2,000 +9.9%
Value US$20,539
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
10.22
Quantity 2,000 +11.0%
Value US$20,440
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
10.18
Quantity 2,200 +13.8%
Value US$22,396
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
10.22
Quantity 3,800 +31.3%
Value US$38,836
SCHNEIDER WILLIAM J other
Transaction date
Sale
Price
11.27
Quantity 38,600 -81.4%
Value US$435,118
Caraher Scott C. Portfolio Manager
Transaction date
Sale
Price
11.80
Quantity 12,000 -49.7%
Value US$141,654
Caraher Scott C. Portfolio Manager
Transaction date
Sale
Price
11.67
Quantity 5,311 -13.3%
Value US$61,979
Caraher Scott C. Portfolio Manager
Transaction date
Sale
Price
11.66
Quantity 2,300 -5.5%
Value US$26,826
Caraher Scott C. Portfolio Manager
Transaction date
Sale
Price
11.64
Quantity 10,353 -24.6%
Value US$120,528
SCHNEIDER WILLIAM J other
Transaction date
Purchase
Price
11.55
Quantity 8,600 +22.2%
Value US$99,337
EVANS JACK other
Transaction date
Purchase
Price
11.73
Quantity 4,225 +inf%
Value US$49,559
Nuveen Fund Advisors, LLC other
Transaction date
Sale
Price
11.62
Quantity 7,000 -100.0%
Value US$81,340
MOSCHNER ALBIN F Trustee
Transaction date
Purchase
Price
12.00
Quantity 1,500 +100.0%
Value US$18,000
MOSCHNER ALBIN F Trustee
Transaction date
Purchase
Price
12.03
Quantity 1,500 +inf%
Value US$18,045
Caraher Scott C. Portfolio Manager
Transaction date
Sale
Price
12.58
Quantity 8,000 -16.0%
Value US$100,640
SCHNEIDER WILLIAM J other
Transaction date
Purchase
Price
11.78
Quantity 30,000 +340.9%
Value US$353,499
ZIMMERMAN GIFFORD R Chief Administrative Officer Officer
Transaction date
Sale
Price
11.08
Quantity 1,000 -100.0%
Value US$11,083
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
9.23
Quantity 2,000 +4.2%
Value US$18,460
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
9.05
Quantity 3,000 +6.7%
Value US$27,150
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
8.94
Quantity 480 +1.1%
Value US$4,291
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
8.96
Quantity 3,520 +8.6%
Value US$31,539
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
8.92
Quantity 4,000 +10.8%
Value US$35,674
SCHNEIDER WILLIAM J other
Transaction date
Purchase
Price
9.43
Quantity 5,300 +151.4%
Value US$49,969
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
9.69
Quantity 11,700 +46.1%
Value US$113,430
EVANS JACK other
Transaction date
Sale
Price
9.52
Quantity 3,000 -100.0%
Value US$28,560
SCHNEIDER WILLIAM J other
Transaction date
Sale
Price
9.17
Quantity 42,274 -92.4%
Value US$387,568
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
10.31
Quantity 200 +0.8%
Value US$2,061
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
10.31
Quantity 1,800 +7.7%
Value US$18,558
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
10.61
Quantity 4,000 +20.6%
Value US$42,427
SCHNEIDER WILLIAM J other
Transaction date
Purchase
Price
11.76
Quantity 17,000 +59.1%
Value US$199,925
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
10.97
Quantity 2,500 +14.8%
Value US$27,425
ZIMMERMAN GIFFORD R Chief Administrative Officer Officer
Transaction date
Purchase
Price
10.88
Quantity 1,000 +inf%
Value US$10,880
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
10.75
Quantity 4,000 +31.0%
Value US$43,000
Caraher Scott C. Portfolio Manager
Transaction date
Purchase
Price
10.73
Quantity 3,000 +30.3%
Value US$32,188
SCHNEIDER WILLIAM J other
Transaction date
Purchase
Price
12.15
Quantity 8,484 +41.8%
Value US$103,080
EVANS JACK other
Transaction date
Purchase
Price
12.06
Quantity 3,000 +inf%
Value US$36,180
SCHNEIDER WILLIAM J other
Transaction date
Purchase
Price
12.28
Quantity 20,290 +inf%
Value US$249,070
Caraher Scott C. Portfolio Manager
Transaction date
Sale
Price
12.28
Quantity 3,000 -23.3%
Value US$36,840
Caraher Scott C. Portfolio Manager
Transaction date
Sale
Price
11.93
Quantity 10,000 -43.7%
Value US$119,300
TOTH TERENCE J Non-Executive Director
Transaction date
Sale
Price
10.12
Quantity 7,259 -100.0%
Value US$73,461
TOTH TERENCE J Non-Executive Director
Transaction date
Sale
Price
11.66
Quantity 1,070 -12.8%
Value US$12,476
TOTH TERENCE J Non-Executive Director
Transaction date
Purchase
Price
8.54
Quantity 1,760 +26.8%
Value US$15,030
TOTH TERENCE J Non-Executive Director
Transaction date
Purchase
Price
8.31
Quantity 1,199 +22.3%
Value US$9,964
TOTH TERENCE J Non-Executive Director
Transaction date
Purchase
Price
7.50
Quantity 2,645 +97.1%
Value US$19,838
TOTH TERENCE J Non-Executive Director
Transaction date
Purchase
Price
7.29
Quantity 2,725 +inf%
Value US$19,865
SCHNEIDER WILLIAM J Trustee
Transaction date
Sale
Price
11.42
Quantity 400 -28.6%
Value US$4,568
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2022-05-13 2022-05-13 B Purchase
2.9
Caraher Scott C.

Portfolio Manager
80,946 -16.2%
37.73
US$2,109,020 		80,946 -16.2% 37.73 US$2,109,020
2022-02-25 2022-02-25 B Purchase
2.9
Caraher Scott C.

Portfolio Manager
62,637 +49.2%
432.24
US$2,973,475 		62,637 +49.2% 432.24 US$2,973,475
2021-05-13 2021-05-12 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
9,544 -10.7%
152.81
US$1,751,986 		9,544 -10.7% 152.81 US$1,751,986
2021-05-13 2021-05-11 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
5,892 -0.1%
9.56
US$56,328 		5,892 -0.1% 9.56 US$56,328
2021-05-13 2021-05-10 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
4,834 -0.1%
9.61
US$46,455 		4,834 -0.1% 9.61 US$46,455
2021-04-29 2021-04-28 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
47,817 -1.1%
9.41
US$449,958 		47,817 -1.1% 9.41 US$449,958
2021-04-29 2021-04-27 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
36,563 -0.9%
9.41
US$344,058 		36,563 -0.9% 9.41 US$344,058
2021-04-27 2021-04-23 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
17,021 -0.4%
9.46
US$161,019 		17,021 -0.4% 9.46 US$161,019
2021-04-23 2021-04-22 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
5,900 -0.1%
9.43
US$55,637 		5,900 -0.1% 9.43 US$55,637
2021-04-23 2021-04-21 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
72,865 -1.7%
9.45
US$688,574 		72,865 -1.7% 9.45 US$688,574
2021-04-21 2021-04-20 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
16,341 -0.4%
9.49
US$155,076 		16,341 -0.4% 9.49 US$155,076
2021-04-21 2021-04-19 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
4,384 -0.1%
9.52
US$41,736 		4,384 -0.1% 9.52 US$41,736
2021-04-21 2021-04-16 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
43,035 -1.0%
9.51
US$409,263 		43,035 -1.0% 9.51 US$409,263
2021-04-16 2021-04-15 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
6,909 -0.2%
9.51
US$65,705 		6,909 -0.2% 9.51 US$65,705
2021-04-16 2021-04-14 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
22,364 -0.5%
9.52
US$212,905 		22,364 -0.5% 9.52 US$212,905
2021-04-14 2021-04-13 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
28,507 -0.6%
9.55
US$272,242 		28,507 -0.6% 9.55 US$272,242
2021-04-14 2021-04-12 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
11,958 -0.3%
9.57
US$114,438 		11,958 -0.3% 9.57 US$114,438
2021-04-12 2021-04-09 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
4,283 -0.1%
9.59
US$41,074 		4,283 -0.1% 9.59 US$41,074
2021-04-12 2021-04-08 S Sale
3.3
Saba Capital Management, L.P.
Large shareholder
19,768 -0.4%
9.59
US$189,575 		19,768 -0.4% 9.59 US$189,575
2020-11-20 2020-11-09 S Sale
KNIGHTS OF COLUMBUS
Large shareholder
30,000,000 -100.0%
100.00
US$3,000,000,000 		30,000,000 -100.0% 100.00 US$3,000,000,000
2020-11-20 2020-10-28 S Sale
KNIGHTS OF COLUMBUS
Large shareholder
15,000,000 -33.3%
100.00
US$1,500,000,000 		15,000,000 -33.3% 100.00 US$1,500,000,000
2020-10-06 2020-10-05 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
128,002 +2.9%
8.31
US$1,063,697 		128,002 +2.9% 8.31 US$1,063,697
2020-10-06 2020-10-02 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
28,905 +0.7%
8.19
US$236,732 		28,905 +0.7% 8.19 US$236,732
2020-10-02 2020-09-30 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
62,000 +1.5%
8.22
US$509,640 		62,000 +1.5% 8.22 US$509,640
2020-08-25 2020-03-31 B Purchase
2.9
Caraher Scott C.

Portfolio Manager
5,000 +15.8%
7.37
US$36,842 		5,000 +15.8% 7.37 US$36,842
2020-04-01 2020-03-30 B Purchase
2.9
Caraher Scott C.

Portfolio Manager
3,000 +10.5%
7.02
US$21,050 		3,000 +10.5% 7.02 US$21,050
2020-03-27 2020-03-25 B Purchase
2.9
Caraher Scott C.

Portfolio Manager
2,000 +7.5%
6.65
US$13,300 		2,000 +7.5% 6.65 US$13,300
2020-03-26 2020-03-24 B Purchase
2.9
Caraher Scott C.

Portfolio Manager
2,500 +10.4%
6.04
US$15,108 		2,500 +10.4% 6.04 US$15,108
2019-01-08 2019-01-04 B Purchase
2.9
Caraher Scott C.

Portfolio Manager
2,000 +9.0%
9.44
US$18,885 		2,000 +9.0% 9.44 US$18,885
2018-10-05 2018-10-03 B Purchase Caraher Scott C.

Portfolio Manager
2,000 +9.9%
10.27
US$20,539 		2,000 +9.9% 10.27 US$20,539
2018-08-08 2018-08-07 B Purchase Caraher Scott C.

Portfolio Manager
2,000 +11.0%
10.22
US$20,440 		2,000 +11.0% 10.22 US$20,440
2018-07-19 2018-07-17 B Purchase Caraher Scott C.

Portfolio Manager
2,200 +13.8%
10.18
US$22,396 		2,200 +13.8% 10.18 US$22,396
2018-07-19 2018-07-17 B Purchase Caraher Scott C.

Portfolio Manager
3,800 +31.3%
10.22
US$38,836 		3,800 +31.3% 10.22 US$38,836
2017-12-19 2017-12-15 S Sale SCHNEIDER WILLIAM J

other
38,600 -81.4%
11.27
US$435,118 		38,600 -81.4% 11.27 US$435,118
2017-07-31 2017-07-27 S Sale Caraher Scott C.

Portfolio Manager
12,000 -49.7%
11.80
US$141,654 		12,000 -49.7% 11.80 US$141,654
2017-07-17 2017-07-13 S Sale Caraher Scott C.

Portfolio Manager
5,311 -13.3%
11.67
US$61,979 		5,311 -13.3% 11.67 US$61,979
2017-07-17 2017-07-13 S Sale Caraher Scott C.

Portfolio Manager
2,300 -5.5%
11.66
US$26,826 		2,300 -5.5% 11.66 US$26,826
2017-07-21 2017-07-12 S Sale Caraher Scott C.

Portfolio Manager
10,353 -24.6%
11.64
US$120,528 		10,353 -24.6% 11.64 US$120,528
2017-07-05 2017-06-30 B Purchase SCHNEIDER WILLIAM J

other
8,600 +22.2%
11.55
US$99,337 		8,600 +22.2% 11.55 US$99,337
2017-04-10 2017-04-06 B Purchase EVANS JACK

other
4,225 +inf%
11.73
US$49,559 		4,225 +inf% 11.73 US$49,559
2017-04-10 2017-04-06 S Sale Nuveen Fund Advisors, LLC

other
7,000 -100.0%
11.62
US$81,340 		7,000 -100.0% 11.62 US$81,340
2017-03-10 2017-03-09 B Purchase MOSCHNER ALBIN F

Trustee
1,500 +100.0%
12.00
US$18,000 		1,500 +100.0% 12.00 US$18,000
2017-03-10 2017-03-09 B Purchase MOSCHNER ALBIN F

Trustee
1,500 +inf%
12.03
US$18,045 		1,500 +inf% 12.03 US$18,045
2017-02-15 2017-02-14 S Sale Caraher Scott C.

Portfolio Manager
8,000 -16.0%
12.58
US$100,640 		8,000 -16.0% 12.58 US$100,640
2016-12-09 2016-12-07 B Purchase SCHNEIDER WILLIAM J

other
30,000 +340.9%
11.78
US$353,499 		30,000 +340.9% 11.78 US$353,499
2016-10-04 2016-10-04 S Sale ZIMMERMAN GIFFORD R

Chief Administrative Officer

Officer
1,000 -100.0%
11.08
US$11,083 		1,000 -100.0% 11.08 US$11,083
2016-03-04 2016-03-03 B Purchase Caraher Scott C.

Portfolio Manager
2,000 +4.2%
9.23
US$18,460 		2,000 +4.2% 9.23 US$18,460
2016-03-03 2016-03-01 B Purchase Caraher Scott C.

Portfolio Manager
3,000 +6.7%
9.05
US$27,150 		3,000 +6.7% 9.05 US$27,150
2016-03-02 2016-02-29 B Purchase Caraher Scott C.

Portfolio Manager
480 +1.1%
8.94
US$4,291 		480 +1.1% 8.94 US$4,291
2016-03-02 2016-02-29 B Purchase Caraher Scott C.

Portfolio Manager
3,520 +8.6%
8.96
US$31,539 		3,520 +8.6% 8.96 US$31,539
2016-03-02 2016-02-26 B Purchase Caraher Scott C.

Portfolio Manager
4,000 +10.8%
8.92
US$35,674 		4,000 +10.8% 8.92 US$35,674
2016-02-04 2016-02-02 B Purchase SCHNEIDER WILLIAM J

other
5,300 +151.4%
9.43
US$49,969 		5,300 +151.4% 9.43 US$49,969
2015-12-31 2015-12-29 B Purchase Caraher Scott C.

Portfolio Manager
11,700 +46.1%
9.69
US$113,430 		11,700 +46.1% 9.69 US$113,430
2015-12-21 2015-12-17 S Sale EVANS JACK

other
3,000 -100.0%
9.52
US$28,560 		3,000 -100.0% 9.52 US$28,560
2015-12-17 2015-12-15 S Sale SCHNEIDER WILLIAM J

other
42,274 -92.4%
9.17
US$387,568 		42,274 -92.4% 9.17 US$387,568
2015-08-28 2015-08-27 B Purchase Caraher Scott C.

Portfolio Manager
200 +0.8%
10.31
US$2,061 		200 +0.8% 10.31 US$2,061
2015-08-28 2015-08-27 B Purchase Caraher Scott C.

Portfolio Manager
1,800 +7.7%
10.31
US$18,558 		1,800 +7.7% 10.31 US$18,558
2015-07-31 2015-07-29 B Purchase Caraher Scott C.

Portfolio Manager
4,000 +20.6%
10.61
US$42,427 		4,000 +20.6% 10.61 US$42,427
2015-04-10 2015-04-08 B Purchase SCHNEIDER WILLIAM J

other
17,000 +59.1%
11.76
US$199,925 		17,000 +59.1% 11.76 US$199,925
2014-10-21 2014-10-17 B Purchase Caraher Scott C.

Portfolio Manager
2,500 +14.8%
10.97
US$27,425 		2,500 +14.8% 10.97 US$27,425
2014-10-20 2014-10-16 B Purchase ZIMMERMAN GIFFORD R

Chief Administrative Officer

Officer
1,000 +inf%
10.88
US$10,880 		1,000 +inf% 10.88 US$10,880
2014-10-17 2014-10-16 B Purchase Caraher Scott C.

Portfolio Manager
4,000 +31.0%
10.75
US$43,000 		4,000 +31.0% 10.75 US$43,000
2014-10-17 2014-10-15 B Purchase Caraher Scott C.

Portfolio Manager
3,000 +30.3%
10.73
US$32,188 		3,000 +30.3% 10.73 US$32,188
2014-04-09 2014-04-07 B Purchase SCHNEIDER WILLIAM J

other
8,484 +41.8%
12.15
US$103,080 		8,484 +41.8% 12.15 US$103,080
2013-12-31 2013-12-30 B Purchase EVANS JACK

other
3,000 +inf%
12.06
US$36,180 		3,000 +inf% 12.06 US$36,180
2013-09-30 2013-09-26 B Purchase SCHNEIDER WILLIAM J

other
20,290 +inf%
12.28
US$249,070 		20,290 +inf% 12.28 US$249,070
2013-09-30 2013-09-26 S Sale Caraher Scott C.

Portfolio Manager
3,000 -23.3%
12.28
US$36,840 		3,000 -23.3% 12.28 US$36,840
2012-05-15 2012-05-11 S Sale Caraher Scott C.

Portfolio Manager
10,000 -43.7%
11.93
US$119,300 		10,000 -43.7% 11.93 US$119,300
2011-08-24 2011-08-22 S Sale TOTH TERENCE J Non-Executive Director
7,259 -100.0%
10.12
US$73,461 		7,259 -100.0% 10.12 US$73,461
2010-10-13 2010-10-12 S Sale TOTH TERENCE J Non-Executive Director
1,070 -12.8%
11.66
US$12,476 		1,070 -12.8% 11.66 US$12,476
2009-09-08 2009-09-04 B Purchase TOTH TERENCE J Non-Executive Director
1,760 +26.8%
8.54
US$15,030 		1,760 +26.8% 8.54 US$15,030
2009-08-03 2009-07-31 B Purchase TOTH TERENCE J Non-Executive Director
1,199 +22.3%
8.31
US$9,964 		1,199 +22.3% 8.31 US$9,964
2009-06-11 2009-06-09 B Purchase TOTH TERENCE J Non-Executive Director
2,645 +97.1%
7.50
US$19,838 		2,645 +97.1% 7.50 US$19,838
2009-06-08 2009-06-04 B Purchase TOTH TERENCE J Non-Executive Director
2,725 +inf%
7.29
US$19,865 		2,725 +inf% 7.29 US$19,865
2008-01-30 2008-01-29 S Sale SCHNEIDER WILLIAM J

Trustee
400 -28.6%
11.42
US$4,568 		400 -28.6% 11.42 US$4,568
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