Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX)

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Ticker: DIAX Exchange: NYS

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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ZIMMERMAN GIFFORD R

CCO and Vice President

1 sale — total 17,194 USD

Sale 30 Nov 2021

Value US$4,652,325.41 | Price 348.06 | Shares 72,830

ZIMMERMAN GIFFORD R

Secretary

1 purchase — total 14,127 USD

Buy 10 Nov 2020

Value US$1,447,706.22 | Price 388.39 | Shares 90,131

Nuveen Fund Advisors, LLC

Investment Adviser

1 sale — total 16 USD

Sale 17 May 2017

Value US$15.83 | Price 15.83 | Shares 1

Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Value
2021-11-30	2021-11-30	S Sale	3.3 ZIMMERMAN GIFFORD R CCO and Vice President Officer	72,830 -26.7% 348.06 US$4,652,325	72,830 -26.7%	348.06	US$4,652,325
2020-11-12	2020-11-10	B Purchase	3.3 ZIMMERMAN GIFFORD R Secretary Officer	90,131 +46.4% 388.39 US$1,447,706	90,131 +46.4%	388.39	US$1,447,706
2017-05-18	2017-05-17	S Sale	Nuveen Fund Advisors, LLC Investment Adviser	25,982 -41.3% 496.37 US$961,884	25,982 -41.3%	496.37	US$961,884

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