Fidus Investment Corp (FDUS)

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Ticker: FDUS Exchange: NSM

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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

Earnings

Value bought

Past 90 days

Value sold

Past 90 days

Net insiders buying

Past 90 days

Trades (buy and sell)

Past 90 days

Company data

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Value
2020-03-16	2020-03-13	B Purchase	HYMAN CHARLES D Non-Executive Director	2,000 +8.6% 9.84 USD 19,680	2,000 +8.6%	9.84	USD 19,680
2020-03-16	2020-03-12	B Purchase	Tune Edward X. Non-Executive Director	3,000 +100.0% 9.43 USD 28,290	3,000 +100.0%	9.43	USD 28,290
2020-03-12	2020-03-12	B Purchase	Anstiss Raymond L. Jr. Non-Executive Director	1,500 +16.7% 9.00 USD 13,500	1,500 +16.7%	9.00	USD 13,500
2020-03-12	2020-03-12	B Purchase	ROSS EDWARD H See Remarks Executive Director	4,000 +2.3% 9.31 USD 37,240	4,000 +2.3%	9.31	USD 37,240
2020-03-12	2020-03-12	B Purchase	Sherard Shelby E See Remarks Officer	5,000 +18.8% 9.36 USD 46,800	5,000 +18.8%	9.36	USD 46,800
2020-03-12	2020-03-11	B Purchase	Lauer Thomas Charles President Executive Director	2,000 +2.5% 11.45 USD 22,900	2,000 +2.5%	11.45	USD 22,900
2020-03-12	2020-03-11	B Purchase	Anstiss Raymond L. Jr. Non-Executive Director	6,150 +117.2% 11.66 USD 71,709	6,150 +117.2%	11.66	USD 71,709
2020-03-10	2020-03-10	B Purchase	ROSS EDWARD H See Remarks Executive Director	2,000 +1.2% 11.81 USD 23,620	2,000 +1.2%	11.81	USD 23,620
2020-03-10	2020-03-09	B Purchase	Sherard Shelby E See Remarks Officer	2,100 +8.6% 11.99 USD 25,179	2,100 +8.6%	11.99	USD 25,179
2020-03-10	2020-03-09	B Purchase	Sherard Shelby E See Remarks Officer	3,850 +18.6% 12.99 USD 50,012	3,850 +18.6%	12.99	USD 50,012
2020-03-10	2020-03-09	B Purchase	Lauer Thomas Charles President Executive Director	5,000 +6.7% 12.40 USD 62,000	5,000 +6.7%	12.40	USD 62,000
2019-08-09	2019-08-08	B Purchase	Sherard Shelby E See Remarks Officer	1,750 +9.2% 14.25 USD 24,938	1,750 +9.2%	14.25	USD 24,938
2019-08-09	2019-08-07	B Purchase	Sherard Shelby E See Remarks Officer	1,350 +7.7% 14.40 USD 19,440	1,350 +7.7%	14.40	USD 19,440
2019-08-07	2019-08-06	B Purchase	Anstiss Raymond L. Jr. Non-Executive Director	1,000 +12.5% 14.65 USD 14,650	1,000 +12.5%	14.65	USD 14,650
2019-06-04	2019-06-03	B Purchase	Anstiss Raymond L. Jr.	1,740 +27.8% 15.93 USD 27,718	1,740 +27.8%	15.93	USD 27,718
2019-06-04	2019-06-03	B Purchase	Anstiss Raymond L. Jr.	1,000 +19.0% 15.97 USD 15,970	1,000 +19.0%	15.97	USD 15,970
2019-05-15	2019-05-13	B Purchase	Anstiss Raymond L. Jr.	500 +10.5% 15.99 USD 7,995	500 +10.5%	15.99	USD 7,995
2019-05-15	2019-05-13	B Purchase	Anstiss Raymond L. Jr.	1,750 +58.1% 16.00 USD 28,000	1,750 +58.1%	16.00	USD 28,000
2018-12-06	2018-12-06	B Purchase	Sherard Shelby E See Remarks Officer	3,675 +26.4% 13.60 USD 49,980	3,675 +26.4%	13.60	USD 49,980
2018-03-12	2018-03-09	B Purchase	Sherard Shelby E See Remarks	2,186 +18.6% 12.75 USD 27,872	2,186 +18.6%	12.75	USD 27,872
2018-03-12	2018-03-08	B Purchase	Lauer Thomas Charles President Executive Director	4,000 +5.7% 12.80 USD 51,200	4,000 +5.7%	12.80	USD 51,200
2018-03-12	2018-03-08	B Purchase	HYMAN CHARLES D	1,500 +6.9% 12.79 USD 19,192	1,500 +6.9%	12.79	USD 19,192
2018-03-12	2018-03-08	B Purchase	Sherard Shelby E See Remarks	1,314 +12.6% 12.75 USD 16,754	1,314 +12.6%	12.75	USD 16,754
2018-03-12	2018-03-07	B Purchase	ROSS EDWARD H See Remarks Executive Director	3,500 +2.1% 13.18 USD 46,130	3,500 +2.1%	13.18	USD 46,130
2018-03-12	2018-03-07	B Purchase	Sherard Shelby E See Remarks	7,000 +203.8% 13.10 USD 91,700	7,000 +203.8%	13.10	USD 91,700
2015-08-24	2015-08-24	B Purchase	Lauer Thomas Charles Non-Executive Director	100 +0.1% 7.49 USD 749	100 +0.1%	7.49	USD 749
2015-08-24	2015-08-21	B Purchase	Sherard Shelby E Chief Financial Officer Officer	3,435 +inf% 14.50 USD 49,808	3,435 +inf%	14.50	USD 49,808
2014-12-04	2014-12-04	B Purchase	HYMAN CHARLES D Non-Executive Director	1,700 +8.5% 15.11 USD 25,680	1,700 +8.5%	15.11	USD 25,680
2014-12-02	2014-12-01	B Purchase	Lauer Thomas Charles Non-Executive Director	1,500 +2.2% 16.11 USD 24,165	1,500 +2.2%	16.11	USD 24,165
2014-11-25	2014-11-24	B Purchase	Mazzarino John A. Non-Executive Director	3,658 +57.7% 16.58 USD 60,648	3,658 +57.7%	16.58	USD 60,648
2014-11-25	2014-11-24	B Purchase	Mazzarino John A. Non-Executive Director	5,600 +754.7% 16.58 USD 92,842	5,600 +754.7%	16.58	USD 92,842
2014-11-25	2014-11-24	B Purchase	Mazzarino John A. Non-Executive Director	742 +inf% 16.50 USD 12,243	742 +inf%	16.50	USD 12,243
2014-05-15	2014-05-14	B Purchase	HYMAN CHARLES D Non-Executive Director	2,000 +11.1% 16.99 USD 33,980	2,000 +11.1%	16.99	USD 33,980
2012-11-09	2012-11-09	B Purchase	Lauer Thomas Charles Non-Executive Director	1,202 +1.8% 15.30 USD 18,391	1,202 +1.8%	15.30	USD 18,391
2012-08-08	2012-08-08	B Purchase	HYMAN CHARLES D Non-Executive Director	1,495 +9.1% 15.36 USD 22,963	1,495 +9.1%	15.36	USD 22,963
2012-05-11	2012-05-10	B Purchase	Anstiss Raymond L. Jr. Non-Executive Director	1,250 +166.7% 13.67 USD 17,088	1,250 +166.7%	13.67	USD 17,088
2012-05-11	2012-05-10	B Purchase	Anstiss Raymond L. Jr. Non-Executive Director	1,250 +166.7% 13.79 USD 17,238	1,250 +166.7%	13.79	USD 17,238
2012-05-11	2012-05-10	B Purchase	Anstiss Raymond L. Jr. Non-Executive Director	1,800 +54.0% 13.66 USD 24,588	1,800 +54.0%	13.66	USD 24,588
2012-05-11	2012-05-10	B Purchase	Anstiss Raymond L. Jr. Non-Executive Director	1,500 +99.3% 13.64 USD 20,460	1,500 +99.3%	13.64	USD 20,460
2012-03-16	2012-03-15	B Purchase	Lauer Thomas Charles Non-Executive Director	1,500 +2.3% 13.50 USD 20,250	1,500 +2.3%	13.50	USD 20,250
2012-03-14	2012-03-14	B Purchase	ROSS EDWARD H Chairman of the Board and CEO Executive Director	2,000 +1.3% 13.79 USD 27,580	2,000 +1.3%	13.79	USD 27,580
2012-03-14	2012-03-14	B Purchase	Schaefer Cary L CFO, CCO & Secretary Officer	1,500 +8.0% 13.74 USD 20,610	1,500 +8.0%	13.74	USD 20,610
2012-03-14	2012-03-12	B Purchase	HYMAN CHARLES D Non-Executive Director	1,500 +10.0% 13.80 USD 20,700	1,500 +10.0%	13.80	USD 20,700
2012-02-09	2012-02-07	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	7,700 -0.8% 13.70 USD 105,490	7,700 -0.8%	13.70	USD 105,490
2012-02-09	2012-02-06	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	4,400 -0.5% 13.65 USD 60,060	4,400 -0.5%	13.65	USD 60,060
2012-02-09	2012-02-03	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	5,705 -0.6% 13.73 USD 78,330	5,705 -0.6%	13.73	USD 78,330
2012-02-09	2012-02-02	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	3,382 -0.4% 13.60 USD 45,995	3,382 -0.4%	13.60	USD 45,995
2012-02-09	2012-02-01	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	22,116 -2.2% 13.56 USD 299,893	22,116 -2.2%	13.56	USD 299,893
2012-02-09	2012-01-31	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	15,244 -1.5% 13.64 USD 207,928	15,244 -1.5%	13.64	USD 207,928
2012-02-09	2012-01-30	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	3,599 -0.4% 13.61 USD 48,982	3,599 -0.4%	13.61	USD 48,982
2012-02-09	2012-01-27	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	7,970 -0.8% 14.00 USD 111,580	7,970 -0.8%	14.00	USD 111,580
2012-02-09	2012-01-26	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	4,432 -0.4% 13.87 USD 61,472	4,432 -0.4%	13.87	USD 61,472
2012-02-09	2012-01-25	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	19,287 -1.9% 13.94 USD 268,861	19,287 -1.9%	13.94	USD 268,861
2012-02-09	2012-01-24	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	21,168 -2.0% 13.92 USD 294,659	21,168 -2.0%	13.92	USD 294,659
2012-02-09	2012-01-23	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	12,681 -1.2% 13.83 USD 175,378	12,681 -1.2%	13.83	USD 175,378
2012-02-09	2012-01-20	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	25,819 -2.4% 13.67 USD 352,946	25,819 -2.4%	13.67	USD 352,946
2012-02-09	2012-01-19	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	14,017 -1.3% 13.56 USD 190,071	14,017 -1.3%	13.56	USD 190,071
2012-02-09	2012-01-18	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	3,076 -0.3% 13.56 USD 41,711	3,076 -0.3%	13.56	USD 41,711
2012-02-09	2012-01-10	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	30,016 -2.6% 13.56 USD 407,017	30,016 -2.6%	13.56	USD 407,017
2012-02-09	2012-01-09	S Sale	PineBridge Secondary Partners II Holdings, L.P. Large shareholder	19,945 -1.7% 13.57 USD 270,654	19,945 -1.7%	13.57	USD 270,654
2011-11-23	2011-11-22	B Purchase	HYMAN CHARLES D Non-Executive Director	2,000 +15.4% 12.04 USD 24,080	2,000 +15.4%	12.04	USD 24,080
2011-11-14	2011-11-10	B Purchase	Anstiss Raymond L. Jr. Non-Executive Director	1,000 +196.1% 12.26 USD 12,259	1,000 +196.1%	12.26	USD 12,259

Fidus Investment Corp (FDUS)

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