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United States Collective Investments

Gladstone Capital Corp (GLAD)

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Ticker: GLAD Exchange: NSM
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
Schaltenbrand Nicole Frances Dubas
CFO and Treasurer
1 purchase — total 9,999 USD
Buy 20 Nov 2025
Value US$438,010.19 | Price 73.30 | Shares 19,274
Sale 11 Apr 2025
Value US$1,794,169.65 | Price 30.67 | Shares 15,626
Proposed sale 11 Dec 2024
Value US$425,320.00 | Price 27.44 | Shares 15,500
Proposed sale 11 Dec 2024
Value US$421,445.00 | Price 27.19 | Shares 15,500
Sale 11 Dec 2024
Value US$423,925.00 | Price 27.35 | Shares 15,500
Proposed sale 11 Dec 2024
Value US$421,445.00 | Price 27.19 | Shares 15,500
Buy 22 Feb 2022
Value US$2,495.50 | Price 10.85 | Shares 230
Buy 16 Mar 2020
Value US$4,997.65 | Price 6.55 | Shares 763
Buy 16 Mar 2020
Value US$6,744.00 | Price 6.74 | Shares 1,000
Buy 12 Mar 2020
Value US$35,000.00 | Price 7.00 | Shares 5,000
Buy 12 Mar 2020
Value US$34,950.00 | Price 6.99 | Shares 5,000
Buy 12 Mar 2020
Value US$3,336.76 | Price 7.01 | Shares 476
Buy 9 Mar 2020
Value US$2,006.60 | Price 7.90 | Shares 254
Buy 25 Feb 2020
Value US$47,450.00 | Price 9.49 | Shares 5,000
Buy 25 Feb 2020
Value US$47,200.00 | Price 9.44 | Shares 5,000
Buy 7 Dec 2018
Value US$25,260.00 | Price 8.42 | Shares 3,000
Buy 6 Dec 2018
Value US$74,700.00 | Price 8.30 | Shares 9,000
Buy 21 Nov 2018
Value US$5,015.97 | Price 8.62 | Shares 582
Buy 20 Nov 2018
Value US$87,100.00 | Price 8.71 | Shares 10,000
Buy 8 May 2018
Value US$89,100.00 | Price 8.91 | Shares 10,000
Buy 8 Feb 2018
Value US$11,991.57 | Price 9.02 | Shares 1,329
Buy 8 Feb 2018
Value US$9,030.00 | Price 9.03 | Shares 1,000
Buy 8 Feb 2018
Value US$103,017.24 | Price 9.04 | Shares 11,400
Buy 8 Feb 2018
Value US$9,119.80 | Price 9.12 | Shares 1,000
Buy 15 Dec 2017
Value US$77,044.74 | Price 9.40 | Shares 8,200
Buy 29 Nov 2017
Value US$36,159.35 | Price 9.85 | Shares 3,671
Buy 28 Nov 2017
Value US$42,380.91 | Price 9.79 | Shares 4,329
Buy 27 Nov 2017
Value US$60,029.16 | Price 9.79 | Shares 6,134
Buy 31 Aug 2017
Value US$36,880.00 | Price 9.22 | Shares 4,000
Buy 9 Mar 2017
Value US$88,748.55 | Price 8.96 | Shares 9,900
Buy 9 Mar 2017
Value US$894.00 | Price 8.94 | Shares 100
Sale 7 Mar 2017
Value US$183.20 | Price 9.16 | Shares 20
Buy 28 Feb 2017
Value US$9,140.00 | Price 9.14 | Shares 1,000
Buy 28 Feb 2017
Value US$27,330.00 | Price 9.11 | Shares 3,000
Buy 28 Feb 2017
Value US$36,480.00 | Price 9.12 | Shares 4,000
Buy 28 Feb 2017
Value US$73,200.00 | Price 9.15 | Shares 8,000
Planned sale 12 Dec 2016
Value US$832,109.94 | Price 8.92 | Shares 93,334
Buy 25 Oct 2016
Value US$199,500.00 | Price 7.98 | Shares 25,000
Buy 22 Aug 2016
Value US$34,080.00 | Price 8.52 | Shares 4,000
Buy 19 Aug 2016
Value US$17,040.00 | Price 8.52 | Shares 2,000
Sale 15 Aug 2016
Value US$136,625.63 | Price 8.39 | Shares 16,276
Sale 12 Aug 2016
Value US$38,517.64 | Price 8.37 | Shares 4,600
Buy 11 Aug 2016
Value US$66,780.00 | Price 8.35 | Shares 8,000
Buy 20 May 2016
Value US$35,050.00 | Price 7.01 | Shares 5,000
Buy 4 Mar 2016
Value US$42,775.80 | Price 7.13 | Shares 6,000
Buy 26 Feb 2016
Value US$25,002.25 | Price 6.37 | Shares 3,925
Buy 15 Dec 2015
Value US$3,373.00 | Price 6.75 | Shares 500
Buy 15 Dec 2015
Value US$1,349.98 | Price 6.75 | Shares 200
Buy 15 Dec 2015
Value US$66,700.00 | Price 6.67 | Shares 10,000
Buy 15 Dec 2015
Value US$19,380.00 | Price 6.46 | Shares 3,000
Buy 11 Dec 2015
Value US$79,700.00 | Price 7.97 | Shares 10,000
Buy 4 Dec 2015
Value US$17,080.00 | Price 8.54 | Shares 2,000
Buy 3 Dec 2015
Value US$26,181.00 | Price 8.73 | Shares 3,000
Buy 27 Oct 2015
Value US$641,250.00 | Price 8.55 | Shares 75,000
Buy 1 Jun 2015
Value US$14,991.77 | Price 8.17 | Shares 1,835
Buy 29 May 2015
Value US$9,575.04 | Price 7.98 | Shares 1,200
Buy 29 May 2015
Value US$54,196.00 | Price 7.97 | Shares 6,800
Buy 21 May 2015
Value US$30,752.75 | Price 8.79 | Shares 3,500
Buy 12 May 2015
Value US$49,852.50 | Price 8.67 | Shares 5,750
Buy 12 May 2015
Value US$29,820.00 | Price 8.52 | Shares 3,500
Buy 20 Feb 2015
Value US$76,663.58 | Price 8.16 | Shares 9,400
Buy 19 Feb 2015
Value US$33,341.28 | Price 7.94 | Shares 4,200
Buy 10 Dec 2014
Value US$119,192.74 | Price 8.70 | Shares 13,700
Buy 9 Dec 2014
Value US$2,578.98 | Price 8.60 | Shares 300
Buy 8 Dec 2014
Value US$8,674.00 | Price 8.67 | Shares 1,000
Buy 4 Sep 2014
Value US$1,211.25 | Price 9.69 | Shares 125
Buy 8 Aug 2014
Value US$97,360.00 | Price 9.74 | Shares 10,000
Buy 7 Aug 2014
Value US$96,900.00 | Price 9.69 | Shares 10,000
Buy 6 Aug 2014
Value US$80,817.62 | Price 9.62 | Shares 8,401
Buy 5 Aug 2014
Value US$108,414.00 | Price 9.51 | Shares 11,400
Buy 28 May 2014
Value US$136,854.20 | Price 9.78 | Shares 14,000
Buy 27 May 2014
Value US$169,320.40 | Price 9.77 | Shares 17,331
Buy 23 May 2014
Value US$32,343.85 | Price 9.73 | Shares 3,324
Buy 14 Mar 2014
Value US$973.50 | Price 9.74 | Shares 100
Sale 3 Mar 2014
Value US$22,026.37 | Price 10.13 | Shares 2,174
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2025-11-21 2025-11-20 B Purchase
2.7
Schaltenbrand Nicole Frances Dubas

CFO and Treasurer

Officer
19,274 +41.6%
73.30
US$438,010 		19,274 +41.6% 73.30 US$438,010
2025-04-14 2025-04-11 S Sale
1.9
ENGLISH MICHELA A
Non-Executive Director
15,626 +16.8%
30.67
US$1,794,170 		15,626 +16.8% 30.67 US$1,794,170
2024-12-11 2024-12-11 PrS Proposed sale
2.7
Marcotte Bob

Officer

Officer
40,486
92.37
US$2,620,836 		40,486 92.37 US$2,620,836
2024-12-11 2024-12-11 PrS Proposed sale
2.7
Marcotte Bob

Officer

Officer
15,500
27.19
US$421,445 		15,500 27.19 US$421,445
2024-12-11 2024-12-11 S Sale
2.7
Marcotte Bob

President

Officer
15,500 -5.9%
27.35
US$423,925 		15,500 -5.9% 27.35 US$423,925
2024-12-09 2024-12-11 PrS Proposed sale
2.7
Marcotte Robert L

Officer

Officer
15,500
27.19
US$421,445 		15,500 27.19 US$421,445
2022-02-23 2022-02-22 B Purchase
2.7
Schaltenbrand Nicole Frances Dubas

CFO and Treasurer

Officer
230 +6.5%
10.85
US$2,496 		230 +6.5% 10.85 US$2,496
2020-03-17 2020-03-16 B Purchase
2.7
Schaltenbrand Nicole Frances Dubas

CFO and Treasurer

Officer
763 +inf%
6.55
US$4,998 		763 +inf% 6.55 US$4,998
2020-03-16 2020-03-16 B Purchase
2.9
LiCalsi Michael

General Counsel and Secretary

Officer
1,000 +13.6%
6.74
US$6,744 		1,000 +13.6% 6.74 US$6,744
2020-03-13 2020-03-12 B Purchase
2.7
Marcotte Robert L

President

Officer
5,000 +1.0%
7.00
US$35,000 		5,000 +1.0% 7.00 US$35,000
2020-03-13 2020-03-12 B Purchase
2.7
Marcotte Robert L

President

Officer
5,000 +1.0%
6.99
US$34,950 		5,000 +1.0% 6.99 US$34,950
2020-03-13 2020-03-12 B Purchase
2.7
Schaltenbrand Nicole Frances Dubas

CFO and Treasurer

Officer
476 +19.0%
7.01
US$3,337 		476 +19.0% 7.01 US$3,337
2020-03-10 2020-03-09 B Purchase
2.7
Schaltenbrand Nicole Frances Dubas

CFO and Treasurer

Officer
254 +11.3%
7.90
US$2,007 		254 +11.3% 7.90 US$2,007
2020-02-25 2020-02-25 B Purchase
2.7
Marcotte Robert L

President

Officer
5,000 +1.0%
9.49
US$47,450 		5,000 +1.0% 9.49 US$47,450
2020-02-25 2020-02-25 B Purchase
2.7
Marcotte Robert L

President

Officer
5,000 +1.0%
9.44
US$47,200 		5,000 +1.0% 9.44 US$47,200
2018-12-07 2018-12-07 B Purchase Marcotte Robert L

President

Officer
3,000 +0.7%
8.42
US$25,260 		3,000 +0.7% 8.42 US$25,260
2018-12-07 2018-12-06 B Purchase Marcotte Robert L

President

Officer
9,000 +2.0%
8.30
US$74,700 		9,000 +2.0% 8.30 US$74,700
2018-11-21 2018-11-21 B Purchase Schaltenbrand Nicole Frances Dubas

CFO and Treasurer

Officer
582 +41.2%
8.62
US$5,016 		582 +41.2% 8.62 US$5,016
2018-11-20 2018-11-20 B Purchase Marcotte Robert L

President

Officer
10,000 +2.3%
8.71
US$87,100 		10,000 +2.3% 8.71 US$87,100
2018-05-08 2018-05-08 B Purchase Marcotte Robert L

President

Officer
10,000 +2.4%
8.91
US$89,100 		10,000 +2.4% 8.91 US$89,100
2018-02-09 2018-02-08 B Purchase Schaltenbrand Nicole Frances Dubas

CFO and Treasurer

Officer
1,329 +inf%
9.02
US$11,992 		1,329 +inf% 9.02 US$11,992
2018-02-09 2018-02-08 B Purchase Merrick Caren D Non-Executive Director
1,000 +54.5%
9.03
US$9,030 		1,000 +54.5% 9.03 US$9,030
2018-02-09 2018-02-08 B Purchase Marcotte Robert L

President

Officer
11,400 +2.9%
9.04
US$103,017 		11,400 +2.9% 9.04 US$103,017
2018-02-09 2018-02-08 B Purchase GLADSTONE DAVID

CEO

Executive Director
1,000 +0.1%
9.12
US$9,120 		1,000 +0.1% 9.12 US$9,120
2017-12-18 2017-12-15 B Purchase Marcotte Robert L

President
8,200 +2.1%
9.40
US$77,045 		8,200 +2.1% 9.40 US$77,045
2017-11-30 2017-11-29 B Purchase Marcotte Robert L

President
3,671 +1.0%
9.85
US$36,159 		3,671 +1.0% 9.85 US$36,159
2017-11-30 2017-11-28 B Purchase Marcotte Robert L

President
4,329 +1.1%
9.79
US$42,381 		4,329 +1.1% 9.79 US$42,381
2017-11-28 2017-11-27 B Purchase WILKINSON WALTER H
6,134 +83.1%
9.79
US$60,029 		6,134 +83.1% 9.79 US$60,029
2017-09-01 2017-08-31 B Purchase Marcotte Robert L

President
4,000 +1.1%
9.22
US$36,880 		4,000 +1.1% 9.22 US$36,880
2017-03-13 2017-03-09 B Purchase Marcotte Robert L

President

Officer
9,900 +2.9%
8.96
US$88,749 		9,900 +2.9% 8.96 US$88,749
2017-03-13 2017-03-09 B Purchase Marcotte Robert L

President

Officer
100 +0.0%
8.94
US$894 		100 +0.0% 8.94 US$894
2017-03-08 2017-03-07 S Sale Marcotte Robert L

President

Officer
20 -0.0%
9.16
US$183 		20 -0.0% 9.16 US$183
2017-03-01 2017-02-28 B Purchase Marcotte Robert L

President

Officer
1,000 +0.3%
9.14
US$9,140 		1,000 +0.3% 9.14 US$9,140
2017-03-01 2017-02-28 B Purchase Marcotte Robert L

President

Officer
3,000 +0.9%
9.11
US$27,330 		3,000 +0.9% 9.11 US$27,330
2017-03-01 2017-02-28 B Purchase Marcotte Robert L

President

Officer
4,000 +1.2%
9.12
US$36,480 		4,000 +1.2% 9.12 US$36,480
2017-03-01 2017-02-28 B Purchase Marcotte Robert L

President

Officer
8,000 +2.4%
9.15
US$73,200 		8,000 +2.4% 9.15 US$73,200
2016-12-13 2016-12-12 PlS Planned sale BRUBAKER TERRY LEE

COO

Executive Director
93,334 -100.0%
8.92
US$832,110 		93,334 -100.0% 8.92 US$832,110
2016-10-26 2016-10-25 B Purchase Marcotte Robert L

President

Officer
25,000 +8.4%
7.98
US$199,500 		25,000 +8.4% 7.98 US$199,500
2016-08-25 2016-08-22 B Purchase Marcotte Robert L

President

Officer
4,000 +1.4%
8.52
US$34,080 		4,000 +1.4% 8.52 US$34,080
2016-08-25 2016-08-19 B Purchase Marcotte Robert L

President

Officer
2,000 +0.7%
8.52
US$17,040 		2,000 +0.7% 8.52 US$17,040
2016-08-16 2016-08-15 S Sale BRUBAKER TERRY LEE

Chief Operating Officer

Executive Director
16,276 -14.8%
8.39
US$136,626 		16,276 -14.8% 8.39 US$136,626
2016-08-16 2016-08-12 S Sale BRUBAKER TERRY LEE

Chief Operating Officer

Executive Director
4,600 -4.0%
8.37
US$38,518 		4,600 -4.0% 8.37 US$38,518
2016-08-15 2016-08-11 B Purchase Marcotte Robert L

President

Officer
8,000 +2.9%
8.35
US$66,780 		8,000 +2.9% 8.35 US$66,780
2016-05-23 2016-05-20 B Purchase Marcotte Robert L

President

Officer
5,000 +1.9%
7.01
US$35,050 		5,000 +1.9% 7.01 US$35,050
2016-03-07 2016-03-04 B Purchase Marcotte Robert L

President

Officer
6,000 +2.3%
7.13
US$42,776 		6,000 +2.3% 7.13 US$42,776
2016-02-29 2016-02-26 B Purchase GLADSTONE DAVID

CEO

Executive Director
3,925 +0.3%
6.37
US$25,002 		3,925 +0.3% 6.37 US$25,002
2015-12-16 2015-12-15 B Purchase Dellafiora John

Chief Compliance Officer

Officer
500 +250.0%
6.75
US$3,373 		500 +250.0% 6.75 US$3,373
2015-12-16 2015-12-15 B Purchase Dellafiora John

Chief Compliance Officer

Officer
200 +inf%
6.75
US$1,350 		200 +inf% 6.75 US$1,350
2015-12-15 2015-12-15 B Purchase Marcotte Robert L

President

Officer
10,000 +4.2%
6.67
US$66,700 		10,000 +4.2% 6.67 US$66,700
2015-12-15 2015-12-15 B Purchase LiCalsi Michael

General Counsel and Secretary
3,000 +83.4%
6.46
US$19,380 		3,000 +83.4% 6.46 US$19,380
2015-12-14 2015-12-11 B Purchase Marcotte Robert L

President

Officer
10,000 +4.4%
7.97
US$79,700 		10,000 +4.4% 7.97 US$79,700
2015-12-07 2015-12-04 B Purchase Marcotte Robert L

President

Officer
2,000 +0.9%
8.54
US$17,080 		2,000 +0.9% 8.54 US$17,080
2015-12-07 2015-12-03 B Purchase Marcotte Robert L

President

Officer
3,000 +1.3%
8.73
US$26,181 		3,000 +1.3% 8.73 US$26,181
2015-10-27 2015-10-27 B Purchase Marcotte Robert L

President

Officer
75,000 +51.3%
8.55
US$641,250 		75,000 +51.3% 8.55 US$641,250
2015-06-03 2015-06-01 B Purchase Merrick Caren D Non-Executive Director
1,835 +inf%
8.17
US$14,992 		1,835 +inf% 8.17 US$14,992
2015-06-01 2015-05-29 B Purchase Marcotte Robert L

President

Officer
1,200 +0.9%
7.98
US$9,575 		1,200 +0.9% 7.98 US$9,575
2015-06-01 2015-05-29 B Purchase Marcotte Robert L

President

Officer
6,800 +5.1%
7.97
US$54,196 		6,800 +5.1% 7.97 US$54,196
2015-05-21 2015-05-21 B Purchase Marcotte Robert L

President

Officer
3,500 +2.7%
8.79
US$30,753 		3,500 +2.7% 8.79 US$30,753
2015-05-14 2015-05-12 B Purchase WILKINSON WALTER H Non-Executive Director
5,750 +inf%
8.67
US$49,852 		5,750 +inf% 8.67 US$49,852
2015-05-14 2015-05-12 B Purchase Marcotte Robert L

President

Officer
3,500 +2.8%
8.52
US$29,820 		3,500 +2.8% 8.52 US$29,820
2015-02-23 2015-02-20 B Purchase Marcotte Robert L

President

Officer
9,400 +8.3%
8.16
US$76,664 		9,400 +8.3% 8.16 US$76,664
2015-02-23 2015-02-19 B Purchase Marcotte Robert L

President

Officer
4,200 +3.8%
7.94
US$33,341 		4,200 +3.8% 7.94 US$33,341
2014-12-11 2014-12-10 B Purchase Marcotte Robert L

President

Officer
13,700 +14.3%
8.70
US$119,193 		13,700 +14.3% 8.70 US$119,193
2014-12-10 2014-12-09 B Purchase Marcotte Robert L

President

Officer
300 +0.3%
8.60
US$2,579 		300 +0.3% 8.60 US$2,579
2014-12-10 2014-12-08 B Purchase Marcotte Robert L

President

Officer
1,000 +1.1%
8.67
US$8,674 		1,000 +1.1% 8.67 US$8,674
2014-09-04 2014-09-04 B Purchase Morrison Melissa

Chief Financial Officer

Officer
125 +50.0%
9.69
US$1,211 		125 +50.0% 9.69 US$1,211
2014-08-11 2014-08-08 B Purchase Marcotte Robert L

President

Officer
10,000 +11.9%
9.74
US$97,360 		10,000 +11.9% 9.74 US$97,360
2014-08-08 2014-08-07 B Purchase Marcotte Robert L

President

Officer
10,000 +13.5%
9.69
US$96,900 		10,000 +13.5% 9.69 US$96,900
2014-08-07 2014-08-06 B Purchase Marcotte Robert L

President

Officer
8,401 +12.8%
9.62
US$80,818 		8,401 +12.8% 9.62 US$80,818
2014-08-06 2014-08-05 B Purchase Marcotte Robert L

President

Officer
11,400 +20.9%
9.51
US$108,414 		11,400 +20.9% 9.51 US$108,414
2014-06-02 2014-05-28 B Purchase Marcotte Robert L

President

Officer
14,000 +34.6%
9.78
US$136,854 		14,000 +34.6% 9.78 US$136,854
2014-05-28 2014-05-27 B Purchase Marcotte Robert L

President

Officer
17,331 +74.9%
9.77
US$169,320 		17,331 +74.9% 9.77 US$169,320
2014-05-28 2014-05-23 B Purchase Marcotte Robert L

President

Officer
3,324 +16.8%
9.73
US$32,344 		3,324 +16.8% 9.73 US$32,344
2014-03-18 2014-03-14 B Purchase LiCalsi Michael

Internal Counsel and Secretary

Officer
100 +4.7%
9.74
US$974 		100 +4.7% 9.74 US$974
2014-03-05 2014-03-03 S Sale BRUBAKER TERRY LEE

Chief Operating Officer

Executive Director
2,174 -1.9%
10.13
US$22,026 		2,174 -1.9% 10.13 US$22,026
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