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United States Collective Investments

Capitala Finance Corp (CPTA)

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Ticker: CPTA Exchange: NSM
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
Goldthorpe Edward J.
President, CEO
1 purchase — total 14,839 USD
Buy 13 May 2025
Value US$3,000,546.77 | Price 211.37 | Shares 54,971
Buy 13 May 2025
Value US$1,694,249.36 | Price 388.61 | Shares 70,753
Buy 16 Nov 2021
Value US$12,723.00 | Price 25.45 | Shares 500
Buy 15 Nov 2021
Value US$12,495.50 | Price 24.99 | Shares 500
Buy 16 Jun 2021
Value US$87,958.00 | Price 25.87 | Shares 3,400
Buy 17 Dec 2020
Value US$24,724.00 | Price 14.00 | Shares 1,766
Buy 16 Dec 2020
Value US$36,236.16 | Price 13.98 | Shares 2,592
Buy 15 Dec 2020
Value US$49,503.18 | Price 13.98 | Shares 3,541
Buy 8 Dec 2020
Value US$28,300.00 | Price 14.15 | Shares 2,000
Buy 20 Nov 2020
Value US$52,350.00 | Price 10.47 | Shares 5,000
Buy 18 Nov 2020
Value US$35,328.08 | Price 10.48 | Shares 3,371
Buy 6 Nov 2020
Value US$58,200.53 | Price 9.75 | Shares 5,968
Buy 31 Aug 2020
Value US$68,668.10 | Price 10.30 | Shares 6,667
Sale 13 Jun 2019
Value US$23,621.92 | Price 9.17 | Shares 2,576
Buy 13 Jun 2019
Value US$23,621.92 | Price 9.17 | Shares 2,576
Buy 20 Dec 2018
Value US$10,140.00 | Price 6.76 | Shares 1,500
Buy 25 May 2018
Value US$36,986.11 | Price 8.16 | Shares 4,533
Buy 23 Mar 2018
Value US$16,052.40 | Price 7.80 | Shares 2,058
Buy 22 Mar 2018
Value US$26,590.20 | Price 7.80 | Shares 3,409
Buy 21 Dec 2017
Value US$75,000.00 | Price 7.50 | Shares 10,000
Buy 1 Dec 2017
Value US$76,200.00 | Price 7.62 | Shares 10,000
Buy 1 Dec 2017
Value US$1,981.20 | Price 7.62 | Shares 260
Buy 1 Dec 2017
Value US$1,981.20 | Price 7.62 | Shares 260
Buy 14 Nov 2017
Value US$70,173.90 | Price 7.80 | Shares 9,000
Buy 14 Nov 2017
Value US$155,588.00 | Price 7.78 | Shares 20,000
Buy 13 Nov 2017
Value US$76,197.00 | Price 7.62 | Shares 10,000
Buy 13 Nov 2017
Value US$465,600.00 | Price 7.76 | Shares 60,000
Buy 21 Sep 2017
Value US$910.60 | Price 9.11 | Shares 100
Buy 21 Sep 2017
Value US$911.80 | Price 9.12 | Shares 100
Buy 14 Aug 2017
Value US$4,600.00 | Price 9.20 | Shares 500
Buy 11 Aug 2017
Value US$86,497.08 | Price 9.00 | Shares 9,611
Buy 11 Aug 2017
Value US$9,988.67 | Price 8.99 | Shares 1,111
Buy 11 Aug 2017
Value US$22,524.75 | Price 9.01 | Shares 2,500
Buy 11 Aug 2017
Value US$4,499.05 | Price 9.00 | Shares 500
Buy 11 Aug 2017
Value US$4,499.05 | Price 9.00 | Shares 500
Buy 11 Aug 2017
Value US$39,996.00 | Price 9.00 | Shares 4,444
Buy 11 Aug 2017
Value US$163,066.89 | Price 9.14 | Shares 17,850
Buy 10 Aug 2017
Value US$9,959.40 | Price 9.05 | Shares 1,100
Buy 10 Aug 2017
Value US$19,866.00 | Price 9.24 | Shares 2,150
Buy 15 Nov 2016
Value US$84,093.10 | Price 12.01 | Shares 7,000
Buy 21 Mar 2016
Value US$80,935.40 | Price 11.56 | Shares 7,000
Buy 18 Mar 2016
Value US$34,599.60 | Price 11.53 | Shares 3,000
Buy 14 Mar 2016
Value US$24,966.00 | Price 11.40 | Shares 2,190
Buy 23 Dec 2015
Value US$985,420.00 | Price 11.60 | Shares 84,950
Buy 15 Dec 2015
Value US$48,818.50 | Price 11.98 | Shares 4,075
Buy 10 Dec 2015
Value US$38,700.00 | Price 12.90 | Shares 3,000
Buy 13 Nov 2015
Value US$10,124.92 | Price 13.50 | Shares 750
Buy 23 Sep 2015
Value US$99,056.26 | Price 13.35 | Shares 7,420
Buy 25 Aug 2015
Value US$29,971.00 | Price 13.94 | Shares 2,150
Buy 25 Aug 2015
Value US$67,500.00 | Price 13.50 | Shares 5,000
Buy 24 Aug 2015
Value US$99,350.25 | Price 13.25 | Shares 7,500
Buy 24 Aug 2015
Value US$139,883.00 | Price 13.99 | Shares 10,000
Buy 21 Aug 2015
Value US$72,500.00 | Price 14.50 | Shares 5,000
Buy 13 Aug 2015
Value US$18,165.80 | Price 14.89 | Shares 1,220
Buy 13 Aug 2015
Value US$80,377.20 | Price 14.94 | Shares 5,380
Buy 13 Aug 2015
Value US$49,956.50 | Price 14.65 | Shares 3,410
Buy 12 Jun 2015
Value US$82,200.00 | Price 16.44 | Shares 5,000
Buy 10 Jun 2015
Value US$67,150.00 | Price 17.00 | Shares 3,950
Buy 27 May 2015
Value US$10,301.52 | Price 17.17 | Shares 600
Buy 22 May 2015
Value US$17,850.00 | Price 17.00 | Shares 1,050
Buy 20 May 2015
Value US$99,470.00 | Price 17.15 | Shares 5,800
Buy 20 May 2015
Value US$25,061.76 | Price 17.11 | Shares 1,465
Buy 20 May 2015
Value US$8,583.60 | Price 17.17 | Shares 500
Buy 19 May 2015
Value US$99,180.00 | Price 17.10 | Shares 5,800
Buy 19 May 2015
Value US$20,007.00 | Price 17.10 | Shares 1,170
Buy 15 May 2015
Value US$34,980.00 | Price 17.49 | Shares 2,000
Buy 23 Mar 2015
Value US$138,993.58 | Price 18.76 | Shares 7,409
Buy 20 Mar 2015
Value US$46,988.00 | Price 18.80 | Shares 2,500
Buy 23 Dec 2014
Value US$85,493.00 | Price 18.19 | Shares 4,700
Buy 22 Dec 2014
Value US$175,020.00 | Price 20.00 | Shares 8,751
Buy 19 Dec 2014
Value US$9,396.30 | Price 18.79 | Shares 500
Buy 18 Dec 2014
Value US$35,055.00 | Price 18.45 | Shares 1,900
Buy 26 Nov 2014
Value US$18,744.00 | Price 18.74 | Shares 1,000
Buy 25 Nov 2014
Value US$187,500.00 | Price 18.75 | Shares 10,000
Buy 19 Nov 2014
Value US$282,753.00 | Price 18.85 | Shares 15,000
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2025-05-15 2025-05-13 B Purchase
2.2
Goldthorpe Edward J.

President, CEO

Executive Director
54,971 -14.3%
211.37
US$3,000,547 		54,971 -14.3% 211.37 US$3,000,547
2025-05-15 2025-05-13 B Purchase
3.0
Schafer Patrick

Chief Investment Officer

Officer
70,753 +0.6%
388.61
US$1,694,249 		70,753 +0.6% 388.61 US$1,694,249
2021-11-17 2021-11-16 B Purchase
3.0
Schafer Patrick

Chief Investment Officer

Officer
91,488 +10.1%
59.19
US$1,738,690 		91,488 +10.1% 59.19 US$1,738,690
2021-11-16 2021-11-15 B Purchase
3.0
Schafer Patrick

Chief Investment Officer

Officer
500 +inf%
24.99
US$12,496 		500 +inf% 24.99 US$12,496
2021-06-17 2021-06-16 B Purchase
Carroll Larry W.
Non-Executive Director
3,400 +5.9%
25.87
US$87,958 		3,400 +5.9% 25.87 US$87,958
2020-12-18 2020-12-17 B Purchase
Carroll Larry W.
Non-Executive Director
1,766 +3.4%
14.00
US$24,724 		1,766 +3.4% 14.00 US$24,724
2020-12-17 2020-12-16 B Purchase
Carroll Larry W.
Non-Executive Director
2,592 +5.2%
13.98
US$36,236 		2,592 +5.2% 13.98 US$36,236
2020-12-16 2020-12-15 B Purchase
Carroll Larry W.
Non-Executive Director
3,541 +7.7%
13.98
US$49,503 		3,541 +7.7% 13.98 US$49,503
2020-12-09 2020-12-08 B Purchase
Carroll Larry W.
Non-Executive Director
2,000 +4.5%
14.15
US$28,300 		2,000 +4.5% 14.15 US$28,300
2020-11-24 2020-11-20 B Purchase
Carroll Larry W.
Non-Executive Director
5,000 +12.7%
10.47
US$52,350 		5,000 +12.7% 10.47 US$52,350
2020-11-19 2020-11-18 B Purchase
Carroll Larry W.
Non-Executive Director
3,371 +9.4%
10.48
US$35,328 		3,371 +9.4% 10.48 US$35,328
2020-11-10 2020-11-06 B Purchase
Carroll Larry W.
Non-Executive Director
5,968 +19.9%
9.75
US$58,201 		5,968 +19.9% 9.75 US$58,201
2020-09-01 2020-08-31 B Purchase
Carroll Larry W.
Non-Executive Director
6,667 +4.8%
10.30
US$68,668 		6,667 +4.8% 10.30 US$68,668
2019-06-14 2019-06-13 S Sale
Wheelahan Richard

Chief Compliance Officer
2,576 -16.2%
9.17
US$23,622 		2,576 -16.2% 9.17 US$23,622
2019-06-14 2019-06-13 B Purchase
Alala Joseph B III

See Remarks

Executive Director
2,576 +26.8%
9.17
US$23,622 		2,576 +26.8% 9.17 US$23,622
2018-12-21 2018-12-20 B Purchase Arnall Stephen A.

Chief Financial Officer

Officer
1,500 +5.6%
6.76
US$10,140 		1,500 +5.6% 6.76 US$10,140
2018-05-29 2018-05-25 B Purchase Carroll Larry W. Non-Executive Director
4,533 +3.3%
8.16
US$36,986 		4,533 +3.3% 8.16 US$36,986
2018-03-27 2018-03-23 B Purchase Carroll Larry W.
2,058 +1.5%
7.80
US$16,052 		2,058 +1.5% 7.80 US$16,052
2018-03-23 2018-03-22 B Purchase Carroll Larry W.
3,409 +2.6%
7.80
US$26,590 		3,409 +2.6% 7.80 US$26,590
2017-12-22 2017-12-21 B Purchase Carroll Larry W.
10,000 +8.3%
7.50
US$75,000 		10,000 +8.3% 7.50 US$75,000
2017-12-04 2017-12-01 B Purchase Carroll Larry W.
10,000 +9.1%
7.62
US$76,200 		10,000 +9.1% 7.62 US$76,200
2017-12-04 2017-12-01 B Purchase Alala Joseph B III

See Remarks

Executive Director
260 +260.0%
7.62
US$1,981 		260 +260.0% 7.62 US$1,981
2017-12-04 2017-12-01 B Purchase Alala Joseph B III

See Remarks

Executive Director
260 +260.0%
7.62
US$1,981 		260 +260.0% 7.62 US$1,981
2017-11-15 2017-11-14 B Purchase Alala Joseph B III

See Remarks

Executive Director
9,000 +2.0%
7.80
US$70,174 		9,000 +2.0% 7.80 US$70,174
2017-11-15 2017-11-14 B Purchase Alala Joseph B III

See Remarks

Executive Director
20,000 +4.7%
7.78
US$155,588 		20,000 +4.7% 7.78 US$155,588
2017-11-15 2017-11-13 B Purchase Carroll Larry W.
10,000 +10.0%
7.62
US$76,197 		10,000 +10.0% 7.62 US$76,197
2017-11-15 2017-11-13 B Purchase Alala Joseph B III

See Remarks

Executive Director
60,000 +16.4%
7.76
US$465,600 		60,000 +16.4% 7.76 US$465,600
2017-09-25 2017-09-21 B Purchase Alala Joseph B III

See Remarks

Executive Director
100 +inf%
9.11
US$911 		100 +inf% 9.11 US$911
2017-09-25 2017-09-21 B Purchase Alala Joseph B III

See Remarks

Executive Director
100 +inf%
9.12
US$912 		100 +inf% 9.12 US$912
2017-08-15 2017-08-14 B Purchase BROYHILL MARKHAM HUNT
500 +0.6%
9.20
US$4,600 		500 +0.6% 9.20 US$4,600
2017-08-15 2017-08-11 B Purchase Alala Joseph B III

See Remarks

Executive Director
9,611 +inf%
9.00
US$86,497 		9,611 +inf% 9.00 US$86,497
2017-08-15 2017-08-11 B Purchase Wheelahan Richard

Chief Compliance Officer
1,111 +8.8%
8.99
US$9,989 		1,111 +8.8% 8.99 US$9,989
2017-08-15 2017-08-11 B Purchase BROYHILL MARKHAM HUNT
2,500 +3.2%
9.01
US$22,525 		2,500 +3.2% 9.01 US$22,525
2017-08-15 2017-08-11 B Purchase BROYHILL MARKHAM HUNT
500 +60.7%
9.00
US$4,499 		500 +60.7% 9.00 US$4,499
2017-08-15 2017-08-11 B Purchase BROYHILL MARKHAM HUNT
500 +45.5%
9.00
US$4,499 		500 +45.5% 9.00 US$4,499
2017-08-15 2017-08-11 B Purchase McGlinn John F.

See Remarks
4,444 +4.1%
9.00
US$39,996 		4,444 +4.1% 9.00 US$39,996
2017-08-14 2017-08-11 B Purchase Carroll Larry W.
17,850 +227.4%
9.14
US$163,067 		17,850 +227.4% 9.14 US$163,067
2017-08-14 2017-08-10 B Purchase Arnall Stephen A.

Chief Financial Officer
1,100 +10.1%
9.05
US$9,959 		1,100 +10.1% 9.05 US$9,959
2017-08-14 2017-08-10 B Purchase Carroll Larry W.
2,150 +2.7%
9.24
US$19,866 		2,150 +2.7% 9.24 US$19,866
2016-11-16 2016-11-15 B Purchase Carroll Larry W. Non-Executive Director
7,000 +9.6%
12.01
US$84,093 		7,000 +9.6% 12.01 US$84,093
2016-03-22 2016-03-21 B Purchase BROYHILL MARKHAM HUNT Non-Executive Director
7,000 +9.8%
11.56
US$80,935 		7,000 +9.8% 11.56 US$80,935
2016-03-22 2016-03-18 B Purchase BROYHILL MARKHAM HUNT Non-Executive Director
3,000 +4.4%
11.53
US$34,600 		3,000 +4.4% 11.53 US$34,600
2016-03-14 2016-03-14 B Purchase McGlinn John F.

COO, Secretary and Treasurer

Officer
2,190 +2.4%
11.40
US$24,966 		2,190 +2.4% 11.40 US$24,966
2015-12-23 2015-12-23 B Purchase Alala Joseph B III

See Remarks

Executive Director
84,950 +42.4%
11.60
US$985,420 		84,950 +42.4% 11.60 US$985,420
2015-12-18 2015-12-15 B Purchase Alala Joseph B III

See Remarks

Executive Director
4,075 +2.1%
11.98
US$48,818 		4,075 +2.1% 11.98 US$48,818
2015-12-11 2015-12-10 B Purchase Carroll Larry W. Non-Executive Director
3,000 +4.3%
12.90
US$38,700 		3,000 +4.3% 12.90 US$38,700
2015-11-16 2015-11-13 B Purchase Arnall Stephen A.

Chief Financial Officer

Officer
750 +9.3%
13.50
US$10,125 		750 +9.3% 13.50 US$10,125
2015-09-25 2015-09-23 B Purchase Alala Joseph B III

Chmn BOD, CEO & Pres

Executive Director
7,420 +3.9%
13.35
US$99,056 		7,420 +3.9% 13.35 US$99,056
2015-08-25 2015-08-25 B Purchase McGlinn John F.

COO, Secretary and Treasurer

Officer
2,150 +2.9%
13.94
US$29,971 		2,150 +2.9% 13.94 US$29,971
2015-08-25 2015-08-25 B Purchase Carroll Larry W. Non-Executive Director
5,000 +7.7%
13.50
US$67,500 		5,000 +7.7% 13.50 US$67,500
2015-08-26 2015-08-24 B Purchase Alala Joseph B III

See Remarks

Executive Director
7,500 +4.8%
13.25
US$99,350 		7,500 +4.8% 13.25 US$99,350
2015-08-25 2015-08-24 B Purchase BROYHILL MARKHAM HUNT Non-Executive Director
10,000 +17.1%
13.99
US$139,883 		10,000 +17.1% 13.99 US$139,883
2015-08-21 2015-08-21 B Purchase Carroll Larry W. Non-Executive Director
5,000 +8.3%
14.50
US$72,500 		5,000 +8.3% 14.50 US$72,500
2015-08-14 2015-08-13 B Purchase Alala Joseph B III

See Remarks

Executive Director
1,220 +0.8%
14.89
US$18,166 		1,220 +0.8% 14.89 US$18,166
2015-08-14 2015-08-13 B Purchase Alala Joseph B III

See Remarks

Executive Director
5,380 +3.6%
14.94
US$80,377 		5,380 +3.6% 14.94 US$80,377
2015-08-13 2015-08-13 B Purchase McGlinn John F.

COO, Secretary and Treasurer

Officer
3,410 +4.8%
14.65
US$49,956 		3,410 +4.8% 14.65 US$49,956
2015-06-12 2015-06-12 B Purchase Carroll Larry W. Non-Executive Director
5,000 +9.1%
16.44
US$82,200 		5,000 +9.1% 16.44 US$82,200
2015-06-10 2015-06-10 B Purchase Carroll Larry W. Non-Executive Director
3,950 +7.7%
17.00
US$67,150 		3,950 +7.7% 17.00 US$67,150
2015-05-28 2015-05-27 B Purchase Arnall Stephen A.

Chief Financial Officer

Officer
600 +12.4%
17.17
US$10,302 		600 +12.4% 17.17 US$10,302
2015-05-22 2015-05-22 B Purchase Carroll Larry W. Non-Executive Director
1,050 +2.1%
17.00
US$17,850 		1,050 +2.1% 17.00 US$17,850
2015-05-20 2015-05-20 B Purchase Alala Joseph B III

See remarks

Executive Director
5,800 +4.0%
17.15
US$99,470 		5,800 +4.0% 17.15 US$99,470
2015-05-20 2015-05-20 B Purchase Wheelahan Richard

Chief Compliance Officer

Officer
1,465 +33.5%
17.11
US$25,062 		1,465 +33.5% 17.11 US$25,062
2015-05-20 2015-05-20 B Purchase MOYER CHARLES Non-Executive Director
500 +8.5%
17.17
US$8,584 		500 +8.5% 17.17 US$8,584
2015-05-20 2015-05-19 B Purchase Alala Joseph B III

See remarks

Executive Director
5,800 +4.2%
17.10
US$99,180 		5,800 +4.2% 17.10 US$99,180
2015-05-20 2015-05-19 B Purchase McGlinn John F.

COO, Secretary and Treasurer

Officer
1,170 +1.7%
17.10
US$20,007 		1,170 +1.7% 17.10 US$20,007
2015-05-15 2015-05-15 B Purchase McGlinn John F.

COO, Secretary and Treasurer

Officer
2,000 +2.9%
17.49
US$34,980 		2,000 +2.9% 17.49 US$34,980
2015-03-24 2015-03-23 B Purchase Alala Joseph B III

Chairman BoD, CEO, President

Executive Director
7,409 +5.7%
18.76
US$138,994 		7,409 +5.7% 18.76 US$138,994
2015-03-20 2015-03-20 B Purchase Chapman H. Paul Non-Executive Director
2,500 +33.3%
18.80
US$46,988 		2,500 +33.3% 18.80 US$46,988
2014-12-24 2014-12-23 B Purchase Carroll Larry W. Non-Executive Director
4,700 +10.4%
18.19
US$85,493 		4,700 +10.4% 18.19 US$85,493
2014-12-22 2014-12-22 B Purchase Alala Joseph B III

Chairman BoD, CEO, President

Executive Director
8,751 +7.2%
20.00
US$175,020 		8,751 +7.2% 20.00 US$175,020
2014-12-22 2014-12-19 B Purchase Arnall Stephen A.

Chief Financial Officer

Officer
500 +11.5%
18.79
US$9,396 		500 +11.5% 18.79 US$9,396
2014-12-18 2014-12-18 B Purchase McGlinn John F.

COO, Secretary and Treasurer

Officer
1,900 +3.2%
18.45
US$35,055 		1,900 +3.2% 18.45 US$35,055
2014-12-01 2014-11-26 B Purchase BROYHILL MARKHAM HUNT Non-Executive Director
1,000 +2.6%
18.74
US$18,744 		1,000 +2.6% 18.74 US$18,744
2014-11-26 2014-11-25 B Purchase Alala Joseph B III

Chairman BoD, CEO, President

Executive Director
10,000 +8.9%
18.75
US$187,500 		10,000 +8.9% 18.75 US$187,500
2014-11-21 2014-11-19 B Purchase BROYHILL MARKHAM HUNT Non-Executive Director
15,000 +35.7%
18.85
US$282,753 		15,000 +35.7% 18.85 US$282,753
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