United States Collective Investments

DWS Strategic Municipal Income Trust (KSM)

Track

Track

Ticker: KSM Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
37.60
Quantity 76,796 +8.3%
Value US$1,634,325
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
353.31
Quantity 63,556 -34.1%
Value US$47,337
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
263.47
Quantity 13,544 -25.3%
Value US$1,740,208
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.81
Quantity 2,434 +0.2%
Value US$21,444
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.80
Quantity 3,345 +0.2%
Value US$29,436
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.74
Quantity 9,353 +0.6%
Value US$81,745
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.78
Quantity 900 +0.1%
Value US$7,902
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.76
Quantity 4,402 +0.3%
Value US$38,562
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.70
Quantity 14,810 +1.0%
Value US$128,847
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.68
Quantity 833 +0.1%
Value US$7,230
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.68
Quantity 3,508 +0.2%
Value US$30,449
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.50
Quantity 15,802 +1.0%
Value US$134,317
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.49
Quantity 9,599 +0.6%
Value US$81,496
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.48
Quantity 900 +0.1%
Value US$7,632
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.48
Quantity 239,580 +18.6%
Value US$2,031,638
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.27
Quantity 10,348 +0.8%
Value US$85,578
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.10
Quantity 1,837 +0.1%
Value US$14,880
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.07
Quantity 4,126 +0.3%
Value US$33,297
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.12
Quantity 8,983 +0.7%
Value US$72,942
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.14
Quantity 17,930 +1.4%
Value US$145,950
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.11
Quantity 19,315 +1.6%
Value US$156,645
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.04
Quantity 1,612 +0.1%
Value US$12,960
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
7.88
Quantity 12,794 +1.1%
Value US$100,817
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
7.81
Quantity 3,729 +0.3%
Value US$29,123
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
7.77
Quantity 600 +0.0%
Value US$4,662
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
7.65
Quantity 400 +0.0%
Value US$3,060
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
7.58
Quantity 5,514 +0.5%
Value US$41,796
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
7.52
Quantity 2,592 +0.2%
Value US$19,492
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.13
Quantity 100 +0.0%
Value US$813
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.13
Quantity 10,269 +0.9%
Value US$83,487
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.12
Quantity 24,662 +2.1%
Value US$200,255
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.06
Quantity 1,077 +0.1%
Value US$8,681
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.10
Quantity 2,610 +0.2%
Value US$21,141
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.07
Quantity 8 +0.0%
Value US$65
3.3
Saba Capital Management, L.P. Large shareholder
Transaction date
Purchase
Price
8.20
Quantity 210 +0.0%
Value US$1,722
1.3
HERRING RICHARD J Non-Executive Director
Transaction date
Sale
Price
8.19
Quantity 600 -100.0%
Value US$4,914
2.1
BALLANTINE JOHN W Non-Executive Director
Transaction date
Purchase
Price
12.26
Quantity 2,335 +inf%
Value US$28,627
2.9
Fox Keith R
Transaction date
Sale
Price
11.75
Quantity 1,000 -100.0%
Value US$11,753
MCCLAYTON WILLIAM R Non-Executive Director
Transaction date
Purchase
Price
10.43
Quantity 21,093 +inf%
Value US$220,000
CITIGROUP INC Large shareholder
Transaction date
Sale
Price
25,000.00
Quantity 2,419 -100.0%
Value US$60,475,000
HERRING RICHARD J Non-Executive Director
Transaction date
Purchase
Price
13.40
Quantity 600 +inf%
Value US$8,039
FROEWISS KENNETH C Non-Executive Director
Transaction date
Purchase
Price
13.38
Quantity 1,000 +1000.0%
Value US$13,380
FREEMAN PAUL K Non-Executive Director
Transaction date
Purchase
Price
13.38
Quantity 750 +inf%
Value US$10,032
RIMEL REBECCA W Non-Executive Director
Transaction date
Purchase
Price
13.40
Quantity 405 +inf%
Value US$5,427
3.1
WADSWORTH ROBERT H
Transaction date
Purchase
Price
11.98
Quantity 1,000 +15.4%
Value US$11,980
FREEMAN PAUL K Non-Executive Director
Transaction date
Sale
Price
12.59
Quantity 1,829 -100.0%
Value US$23,029
FREEMAN PAUL K Non-Executive Director
Transaction date
Sale
Price
12.60
Quantity 2,600 -58.7%
Value US$32,753
1.3
Driscoll Dawn Marie Non-Executive Director
Transaction date
Purchase
Price
15.51
Quantity 323 +inf%
Value US$5,011
CITIGROUP INC Large shareholder
Transaction date
Purchase
Price
25,000.00
Quantity 2,419 +inf%
Value US$60,475,000
CITIGROUP INC Large shareholder
Transaction date
Purchase
Price
25,000.00
Quantity 7 +0.4%
Value US$175,000
CITIGROUP INC Large shareholder
Transaction date
Purchase
Price
23,260.75
Quantity 140 +7.8%
Value US$3,256,505
FROEWISS KENNETH C Non-Executive Director
Transaction date
Purchase
Price
12.26
Quantity 100 +inf%
Value US$1,226
2.9
Fox Keith R Non-Executive Director
Transaction date
Purchase
Price
11.79
Quantity 1,000 +inf%
Value US$11,789
HERRING RICHARD J Non-Executive Director
Transaction date
Sale
Price
13.03
Quantity 1,300 -100.0%
Value US$16,939
CONDON PHILIP G Portfolio Manager Officer
Transaction date
Sale
Price
12.35
Quantity 6,944 -100.0%
Value US$85,758
CONDON PHILIP G Portfolio Manager
Transaction date
Sale
Price
12.97
Quantity 6,216 -47.2%
Value US$80,622
CONDON PHILIP G Portfolio Manager
Transaction date
Sale
Price
12.86
Quantity 13,750 -51.1%
Value US$176,825
CONDON PHILIP G Portfolio Manager
Transaction date
Sale
Price
12.73
Quantity 263 -1.0%
Value US$3,348
CONDON PHILIP G Portfolio Manager
Transaction date
Sale
Price
12.66
Quantity 9,000 -24.9%
Value US$113,940
CONDON PHILIP G Portfolio Manager
Transaction date
Sale
Price
12.62
Quantity 771 -2.1%
Value US$9,730
CONDON PHILIP G Portfolio Manager
Transaction date
Sale
Price
11.43
Quantity 87 -0.2%
Value US$994
CONDON PHILIP G Portfolio Manager Officer
Transaction date
Sale
Price
11.26
Quantity 835 -2.2%
Value US$9,402
CONDON PHILIP G Portfolio Manager Officer
Transaction date
Sale
Price
11.25
Quantity 2,400 -6.0%
Value US$27,000
CONDON PHILIP G Portfolio Manager Officer
Transaction date
Sale
Price
11.23
Quantity 484 -1.2%
Value US$5,435
WADSWORTH ROBERT H Non-Executive Director
Transaction date
Purchase
Price
9.63
Quantity 1,000 +18.2%
Value US$9,630
CONDON PHILIP G Portfolio Manager Officer
Transaction date
Purchase
Price
8.94
Quantity 3,000 +6.0%
Value US$26,820
CONDON PHILIP G Portfolio Manager Officer
Transaction date
Purchase
Price
9.08
Quantity 6,000 +13.6%
Value US$54,480
CONDON PHILIP G Portfolio Manager Officer
Transaction date
Purchase
Price
8.64
Quantity 3,000 +7.3%
Value US$25,920
CONDON PHILIP G Portfolio Manager Officer
Transaction date
Purchase
Price
6.86
Quantity 4,500 +12.3%
Value US$30,870
CONDON PHILIP G Portfolio Manager Officer
Transaction date
Purchase
Price
7.03
Quantity 5,500 +17.7%
Value US$38,665
CONDON PHILIP G Portfolio Manager Officer
Transaction date
Purchase
Price
7.50
Quantity 10,000 +47.6%
Value US$74,960
WADSWORTH ROBERT H Non-Executive Director
Transaction date
Purchase
Price
7.50
Quantity 1,000 +22.2%
Value US$7,500
CONDON PHILIP G Portfolio Manager Officer
Transaction date
Purchase
Price
7.71
Quantity 4,800 +29.6%
Value US$37,008
CONDON PHILIP G Portfolio Manager Officer
Transaction date
Purchase
Price
7.70
Quantity 2,000 +14.1%
Value US$15,400
CONDON PHILIP G Vice President (Portfolio Mgr) Officer
Transaction date
Purchase
Price
7.58
Quantity 3,200 +29.1%
Value US$24,256
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2024-03-12 2024-03-12 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
76,796 +8.3%
37.60
US$1,634,325 		76,796 +8.3% 37.60 US$1,634,325
2024-03-12 2024-03-11 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
63,556 -34.1%
353.31
US$47,337 		63,556 -34.1% 353.31 US$47,337
2024-03-11 2024-03-08 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
13,544 -25.3%
263.47
US$1,740,208 		13,544 -25.3% 263.47 US$1,740,208
2024-03-06 2024-03-05 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
2,434 +0.2%
8.81
US$21,444 		2,434 +0.2% 8.81 US$21,444
2024-03-04 2024-03-01 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
3,345 +0.2%
8.80
US$29,436 		3,345 +0.2% 8.80 US$29,436
2024-01-18 2024-01-17 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
9,353 +0.6%
8.74
US$81,745 		9,353 +0.6% 8.74 US$81,745
2024-01-12 2024-01-11 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
900 +0.1%
8.78
US$7,902 		900 +0.1% 8.78 US$7,902
2024-01-12 2024-01-10 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
4,402 +0.3%
8.76
US$38,562 		4,402 +0.3% 8.76 US$38,562
2024-01-08 2024-01-05 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
14,810 +1.0%
8.70
US$128,847 		14,810 +1.0% 8.70 US$128,847
2024-01-08 2024-01-04 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
833 +0.1%
8.68
US$7,230 		833 +0.1% 8.68 US$7,230
2024-01-03 2024-01-03 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
3,508 +0.2%
8.68
US$30,449 		3,508 +0.2% 8.68 US$30,449
2023-12-14 2023-12-13 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
15,802 +1.0%
8.50
US$134,317 		15,802 +1.0% 8.50 US$134,317
2023-12-13 2023-12-11 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
9,599 +0.6%
8.49
US$81,496 		9,599 +0.6% 8.49 US$81,496
2023-12-11 2023-12-08 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
900 +0.1%
8.48
US$7,632 		900 +0.1% 8.48 US$7,632
2023-12-11 2023-12-07 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
239,580 +18.6%
8.48
US$2,031,638 		239,580 +18.6% 8.48 US$2,031,638
2023-12-01 2023-11-30 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
10,348 +0.8%
8.27
US$85,578 		10,348 +0.8% 8.27 US$85,578
2023-11-28 2023-11-27 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
1,837 +0.1%
8.10
US$14,880 		1,837 +0.1% 8.10 US$14,880
2023-11-24 2023-11-24 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
4,126 +0.3%
8.07
US$33,297 		4,126 +0.3% 8.07 US$33,297
2023-11-24 2023-11-22 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
8,983 +0.7%
8.12
US$72,942 		8,983 +0.7% 8.12 US$72,942
2023-11-21 2023-11-21 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
17,930 +1.4%
8.14
US$145,950 		17,930 +1.4% 8.14 US$145,950
2023-11-21 2023-11-20 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
19,315 +1.6%
8.11
US$156,645 		19,315 +1.6% 8.11 US$156,645
2023-11-17 2023-11-16 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
1,612 +0.1%
8.04
US$12,960 		1,612 +0.1% 8.04 US$12,960
2023-11-14 2023-11-13 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
12,794 +1.1%
7.88
US$100,817 		12,794 +1.1% 7.88 US$100,817
2023-11-13 2023-11-09 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
3,729 +0.3%
7.81
US$29,123 		3,729 +0.3% 7.81 US$29,123
2023-11-09 2023-11-08 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
600 +0.0%
7.77
US$4,662 		600 +0.0% 7.77 US$4,662
2023-11-09 2023-11-07 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
400 +0.0%
7.65
US$3,060 		400 +0.0% 7.65 US$3,060
2023-11-07 2023-11-06 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
5,514 +0.5%
7.58
US$41,796 		5,514 +0.5% 7.58 US$41,796
2023-10-03 2023-10-03 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
2,592 +0.2%
7.52
US$19,492 		2,592 +0.2% 7.52 US$19,492
2023-08-31 2023-08-31 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
100 +0.0%
8.13
US$813 		100 +0.0% 8.13 US$813
2023-08-31 2023-08-30 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
10,269 +0.9%
8.13
US$83,487 		10,269 +0.9% 8.13 US$83,487
2023-08-29 2023-08-28 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
24,662 +2.1%
8.12
US$200,255 		24,662 +2.1% 8.12 US$200,255
2023-08-29 2023-08-25 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
1,077 +0.1%
8.06
US$8,681 		1,077 +0.1% 8.06 US$8,681
2023-08-24 2023-08-23 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
2,610 +0.2%
8.10
US$21,141 		2,610 +0.2% 8.10 US$21,141
2023-08-22 2023-08-21 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
8 +0.0%
8.07
US$65 		8 +0.0% 8.07 US$65
2023-08-21 2023-08-17 B Purchase
3.3
Saba Capital Management, L.P.
Large shareholder
210 +0.0%
8.20
US$1,722 		210 +0.0% 8.20 US$1,722
2022-12-21 2022-12-21 S Sale
1.3
HERRING RICHARD J
Non-Executive Director
600 -100.0%
8.19
US$4,914 		600 -100.0% 8.19 US$4,914
2019-08-13 2019-08-09 B Purchase
2.1
BALLANTINE JOHN W
Non-Executive Director
2,335 +inf%
12.26
US$28,627 		2,335 +inf% 12.26 US$28,627
2019-06-05 2019-06-05 S Sale
2.9
Fox Keith R
1,000 -100.0%
11.75
US$11,753 		1,000 -100.0% 11.75 US$11,753
2019-08-30 2018-11-15 B Purchase MCCLAYTON WILLIAM R Non-Executive Director
21,093 +inf%
10.43
US$220,000 		21,093 +inf% 10.43 US$220,000
2015-03-11 2015-03-10 S Sale CITIGROUP INC Large shareholder
2,419 -100.0%
25,000.00
US$60,475,000 		2,419 -100.0% 25,000.00 US$60,475,000
2014-07-02 2014-07-01 B Purchase HERRING RICHARD J Non-Executive Director
600 +inf%
13.40
US$8,039 		600 +inf% 13.40 US$8,039
2014-06-23 2014-06-20 B Purchase FROEWISS KENNETH C Non-Executive Director
1,000 +1000.0%
13.38
US$13,380 		1,000 +1000.0% 13.38 US$13,380
2014-06-04 2014-06-03 B Purchase FREEMAN PAUL K Non-Executive Director
750 +inf%
13.38
US$10,032 		750 +inf% 13.38 US$10,032
2014-05-27 2014-05-23 B Purchase RIMEL REBECCA W Non-Executive Director
405 +inf%
13.40
US$5,427 		405 +inf% 13.40 US$5,427
2013-09-10 2013-09-06 B Purchase
3.1
WADSWORTH ROBERT H
1,000 +15.4%
11.98
US$11,980 		1,000 +15.4% 11.98 US$11,980
2014-06-04 2013-07-23 S Sale FREEMAN PAUL K Non-Executive Director
1,829 -100.0%
12.59
US$23,029 		1,829 -100.0% 12.59 US$23,029
2014-06-04 2013-07-23 S Sale FREEMAN PAUL K Non-Executive Director
2,600 -58.7%
12.60
US$32,753 		2,600 -58.7% 12.60 US$32,753
2012-12-05 2012-11-26 B Purchase
1.3
Driscoll Dawn Marie
Non-Executive Director
323 +inf%
15.51
US$5,011 		323 +inf% 15.51 US$5,011
2012-11-21 2012-11-20 B Purchase CITIGROUP INC Large shareholder
2,419 +inf%
25,000.00
US$60,475,000 		2,419 +inf% 25,000.00 US$60,475,000
2011-04-13 2011-04-12 B Purchase CITIGROUP INC Large shareholder
7 +0.4%
25,000.00
US$175,000 		7 +0.4% 25,000.00 US$175,000
2011-03-23 2011-03-22 B Purchase CITIGROUP INC Large shareholder
140 +7.8%
23,260.75
US$3,256,505 		140 +7.8% 23,260.75 US$3,256,505
2011-03-14 2011-03-14 B Purchase FROEWISS KENNETH C Non-Executive Director
100 +inf%
12.26
US$1,226 		100 +inf% 12.26 US$1,226
2011-01-26 2011-01-25 B Purchase
2.9
Fox Keith R
Non-Executive Director
1,000 +inf%
11.79
US$11,789 		1,000 +inf% 11.79 US$11,789
2010-07-12 2010-06-21 S Sale HERRING RICHARD J Non-Executive Director
1,300 -100.0%
13.03
US$16,939 		1,300 -100.0% 13.03 US$16,939
2009-12-28 2009-12-24 S Sale CONDON PHILIP G

Portfolio Manager

Officer
6,944 -100.0%
12.35
US$85,758 		6,944 -100.0% 12.35 US$85,758
2009-10-13 2009-10-09 S Sale CONDON PHILIP G

Portfolio Manager
6,216 -47.2%
12.97
US$80,622 		6,216 -47.2% 12.97 US$80,622
2009-10-08 2009-10-06 S Sale CONDON PHILIP G

Portfolio Manager
13,750 -51.1%
12.86
US$176,825 		13,750 -51.1% 12.86 US$176,825
2009-10-05 2009-10-01 S Sale CONDON PHILIP G

Portfolio Manager
263 -1.0%
12.73
US$3,348 		263 -1.0% 12.73 US$3,348
2009-10-01 2009-09-30 S Sale CONDON PHILIP G

Portfolio Manager
9,000 -24.9%
12.66
US$113,940 		9,000 -24.9% 12.66 US$113,940
2009-10-01 2009-09-29 S Sale CONDON PHILIP G

Portfolio Manager
771 -2.1%
12.62
US$9,730 		771 -2.1% 12.62 US$9,730
2009-10-01 2009-09-01 S Sale CONDON PHILIP G

Portfolio Manager
87 -0.2%
11.43
US$994 		87 -0.2% 11.43 US$994
2009-08-27 2009-08-26 S Sale CONDON PHILIP G

Portfolio Manager

Officer
835 -2.2%
11.26
US$9,402 		835 -2.2% 11.26 US$9,402
2009-08-24 2009-08-21 S Sale CONDON PHILIP G

Portfolio Manager

Officer
2,400 -6.0%
11.25
US$27,000 		2,400 -6.0% 11.25 US$27,000
2009-08-21 2009-08-20 S Sale CONDON PHILIP G

Portfolio Manager

Officer
484 -1.2%
11.23
US$5,435 		484 -1.2% 11.23 US$5,435
2009-04-15 2009-04-14 B Purchase WADSWORTH ROBERT H Non-Executive Director
1,000 +18.2%
9.63
US$9,630 		1,000 +18.2% 9.63 US$9,630
2009-01-16 2009-01-15 B Purchase CONDON PHILIP G

Portfolio Manager

Officer
3,000 +6.0%
8.94
US$26,820 		3,000 +6.0% 8.94 US$26,820
2009-01-09 2009-01-08 B Purchase CONDON PHILIP G

Portfolio Manager

Officer
6,000 +13.6%
9.08
US$54,480 		6,000 +13.6% 9.08 US$54,480
2009-01-08 2009-01-07 B Purchase CONDON PHILIP G

Portfolio Manager

Officer
3,000 +7.3%
8.64
US$25,920 		3,000 +7.3% 8.64 US$25,920
2008-12-17 2008-12-16 B Purchase CONDON PHILIP G

Portfolio Manager

Officer
4,500 +12.3%
6.86
US$30,870 		4,500 +12.3% 6.86 US$30,870
2008-12-11 2008-12-11 B Purchase CONDON PHILIP G

Portfolio Manager

Officer
5,500 +17.7%
7.03
US$38,665 		5,500 +17.7% 7.03 US$38,665
2008-12-09 2008-12-08 B Purchase CONDON PHILIP G

Portfolio Manager

Officer
10,000 +47.6%
7.50
US$74,960 		10,000 +47.6% 7.50 US$74,960
2008-12-05 2008-12-04 B Purchase WADSWORTH ROBERT H Non-Executive Director
1,000 +22.2%
7.50
US$7,500 		1,000 +22.2% 7.50 US$7,500
2008-12-04 2008-12-03 B Purchase CONDON PHILIP G

Portfolio Manager

Officer
4,800 +29.6%
7.71
US$37,008 		4,800 +29.6% 7.71 US$37,008
2008-12-04 2008-11-26 B Purchase CONDON PHILIP G

Portfolio Manager

Officer
2,000 +14.1%
7.70
US$15,400 		2,000 +14.1% 7.70 US$15,400
2008-11-26 2008-11-25 B Purchase CONDON PHILIP G

Vice President (Portfolio Mgr)

Officer
3,200 +29.1%
7.58
US$24,256 		3,200 +29.1% 7.58 US$24,256
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