Cion Investment Corp (CION)

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Ticker: CION Exchange: NYS


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Total value Details
Aug. 23, 2023 Aug. 22, 2023 B Purchase

Reisner Michael A

Co-Chairman & Co-CEO

Executive Director
460 +1.1%
10.89
5,009 USD 		460 +1.1% 10.89 5,009 USD
June 5, 2023 June 1, 2023 B Purchase

Franz Keith S

CFO & Treasurer

Officer
15,715 +28.1%
9.52
149,607 USD 		15,715 +28.1% 9.52 149,607 USD
June 2, 2023 June 1, 2023 B Purchase

BRESNER GREGG A.

President & CIO

Officer
1,000 +2.2%
9.58
9,580 USD 		1,000 +2.2% 9.58 9,580 USD
June 2, 2023 May 31, 2023 B Purchase

BRESNER GREGG A.

President & CIO

Officer
1,000 +2.3%
9.32
9,320 USD 		1,000 +2.3% 9.32 9,320 USD
May 26, 2023 May 26, 2023 B Purchase

BRESNER GREGG A.

President & CIO

Officer
2,000 +4.8%
9.90
19,800 USD 		2,000 +4.8% 9.90 19,800 USD
May 26, 2023 May 25, 2023 B Purchase

BRESNER GREGG A.

President & CIO

Officer
1,000 +2.4%
9.81
9,810 USD 		1,000 +2.4% 9.81 9,810 USD
May 26, 2023 May 24, 2023 B Purchase

BRESNER GREGG A.

President & CIO

Officer
1,000 +2.5%
9.91
9,910 USD 		1,000 +2.5% 9.91 9,910 USD
May 23, 2023 May 22, 2023 B Purchase

Choi Catherine

Non-Executive Director
2,000 +inf%
9.92
19,840 USD 		2,000 +inf% 9.92 19,840 USD
May 22, 2023 May 19, 2023 B Purchase

Reisner Michael A

Co-Chairman & Co-CEO

Executive Director
500 +1.2%
9.78
4,890 USD 		500 +1.2% 9.78 4,890 USD
May 16, 2023 May 15, 2023 B Purchase

Schwartz Aron I

Non-Executive Director
2,000 +inf%
9.25
18,500 USD 		2,000 +inf% 9.25 18,500 USD
May 16, 2023 May 15, 2023 B Purchase

ROMAN STEPHEN

CCO & Secretary

Officer
1,100 +16.7%
9.26
10,186 USD 		1,100 +16.7% 9.26 10,186 USD
May 15, 2023 May 12, 2023 B Purchase

Pinero Eric A.

Chief Legal Officer

Officer
1,070 +22.1%
9.42
10,079 USD 		1,070 +22.1% 9.42 10,079 USD
May 15, 2023 May 12, 2023 B Purchase

Breakstone Robert A

Non-Executive Director
2,395 +35.7%
9.33
22,345 USD 		2,395 +35.7% 9.33 22,345 USD
Dec. 2, 2022 Nov. 30, 2022 B Purchase

Breakstone Robert A

Non-Executive Director
1,000 +20.0%
10.10
10,100 USD 		1,000 +20.0% 10.10 10,100 USD
Dec. 1, 2022 Nov. 30, 2022 B Purchase

Franz Keith S

CFO & Treasurer

Officer
10,000 +22.0%
10.01
100,100 USD 		10,000 +22.0% 10.01 100,100 USD
Nov. 25, 2022 Nov. 23, 2022 B Purchase

Reisner Michael A

Co-Chairman & Co-CEO

Executive Director
1,000 +2.7%
10.35
10,350 USD 		1,000 +2.7% 10.35 10,350 USD
Nov. 22, 2022 Nov. 22, 2022 B Purchase

FINLAY PETER I.

Non-Executive Director
1,000 +100.0%
10.25
10,250 USD 		1,000 +100.0% 10.25 10,250 USD
Sept. 2, 2022 Sept. 1, 2022 B Purchase

BRESNER GREGG A.

President & CIO

Officer
3,000 +8.1%
9.17
27,510 USD 		3,000 +8.1% 9.17 27,510 USD
Sept. 2, 2022 Sept. 1, 2022 B Purchase

BRESNER GREGG A.

President & CIO

Officer
2,000 +5.7%
9.16
18,320 USD 		2,000 +5.7% 9.16 18,320 USD
Sept. 1, 2022 Sept. 1, 2022 B Purchase

Pinero Eric A.

Chief Legal Officer

Officer
3,000 +200.0%
9.32
27,960 USD 		3,000 +200.0% 9.32 27,960 USD
Sept. 1, 2022 Aug. 31, 2022 B Purchase

BRESNER GREGG A.

President & CIO

Officer
4,000 +12.9%
9.69
38,760 USD 		4,000 +12.9% 9.69 38,760 USD
Sept. 1, 2022 Aug. 30, 2022 B Purchase

Franz Keith S

CFO & Treasurer

Officer
8,000 +21.3%
10.28
82,240 USD 		8,000 +21.3% 10.28 82,240 USD
Sept. 1, 2022 Aug. 30, 2022 B Purchase

BRESNER GREGG A.

President & CIO

Officer
1,000 +3.3%
10.20
10,200 USD 		1,000 +3.3% 10.20 10,200 USD
Aug. 23, 2022 Aug. 23, 2022 B Purchase

Reisner Michael A

Co-Chairman & Co-CEO

Executive Director
5,000 +15.4%
10.47
52,350 USD 		5,000 +15.4% 10.47 52,350 USD
Aug. 24, 2022 Aug. 22, 2022 B Purchase

Gatto Mark

Co-Chairman & Co-CEO

Executive Director
5,000 +15.2%
10.29
51,450 USD 		5,000 +15.2% 10.29 51,450 USD
Aug. 19, 2022 Aug. 18, 2022 B Purchase

FINLAY PETER I.

Non-Executive Director
640 +177.8%
10.50
6,720 USD 		640 +177.8% 10.50 6,720 USD
Aug. 17, 2022 Aug. 17, 2022 B Purchase

ROMAN STEPHEN

CCO & Secretary

Officer
3,000 +100.0%
10.22
30,660 USD 		3,000 +100.0% 10.22 30,660 USD
Aug. 17, 2022 Aug. 16, 2022 B Purchase

Breakstone Robert A

Non-Executive Director
2,000 +66.7%
10.08
20,160 USD 		2,000 +66.7% 10.08 20,160 USD
Aug. 17, 2022 Aug. 15, 2022 B Purchase

BRESNER GREGG A.

President & CIO

Officer
5,000 +19.9%
10.29
51,450 USD 		5,000 +19.9% 10.29 51,450 USD
June 6, 2022 June 2, 2022 B Purchase

Breakstone Robert A

Non-Executive Director
3,000 +inf%
10.76
32,280 USD 		3,000 +inf% 10.76 32,280 USD
June 1, 2022 May 31, 2022 B Purchase

FINLAY PETER I.

Non-Executive Director
360 +inf%
10.97
3,949 USD 		360 +inf% 10.97 3,949 USD
May 23, 2022 May 19, 2022 B Purchase

Gatto Mark

Co-Chairman & Co-CEO

Executive Director
5,000 +18.0%
10.98
54,900 USD 		5,000 +18.0% 10.98 54,900 USD
May 23, 2022 May 19, 2022 B Purchase

Reisner Michael A

Co-Chairman & Co-CEO

Executive Director
4,591 +16.5%
10.95
50,271 USD 		4,591 +16.5% 10.95 50,271 USD
May 19, 2022 May 18, 2022 B Purchase

BRESNER GREGG A.

President & CIO

Officer
1,000 +4.1%
11.20
11,200 USD 		1,000 +4.1% 11.20 11,200 USD
May 19, 2022 May 18, 2022 B Purchase

BRESNER GREGG A.

President & CIO

Officer
9,000 +59.6%
11.08
99,720 USD 		9,000 +59.6% 11.08 99,720 USD
May 17, 2022 May 13, 2022 B Purchase

Franz Keith S

CFO & Treasurer

Officer
2,500 +7.1%
10.53
26,325 USD 		2,500 +7.1% 10.53 26,325 USD
May 17, 2022 May 13, 2022 B Purchase

Franz Keith S

CFO & Treasurer

Officer
20,000 +133.3%
10.50
210,000 USD 		20,000 +133.3% 10.50 210,000 USD
March 14, 2022 March 11, 2022 B Purchase

Pinero Eric A.

Chief Legal Officer

Officer
1,500 +inf%
12.74
19,110 USD 		1,500 +inf% 12.74 19,110 USD
Nov. 26, 2021 Nov. 24, 2021 B Purchase

Franz Keith S

CFO & Treasurer

Officer
10,000 +200.0%
14.13
141,300 USD 		10,000 +200.0% 14.13 141,300 USD
Nov. 26, 2021 Nov. 23, 2021 B Purchase

Franz Keith S

CFO & Treasurer

Officer
5,000 +inf%
13.50
67,500 USD 		5,000 +inf% 13.50 67,500 USD
Nov. 24, 2021 Nov. 23, 2021 B Purchase

Estrada Edward J.

Non-Executive Director
3,695 +inf%
13.57
50,141 USD 		3,695 +inf% 13.57 50,141 USD
Nov. 23, 2021 Nov. 23, 2021 B Purchase

BRESNER GREGG A.

President & CIO

Officer
3,200 +26.9%
13.54
43,328 USD 		3,200 +26.9% 13.54 43,328 USD
Nov. 19, 2021 Nov. 18, 2021 B Purchase

BRESNER GREGG A.

President & CIO

Officer
1,500 +14.4%
13.31
19,965 USD 		1,500 +14.4% 13.31 19,965 USD
Nov. 19, 2021 Nov. 18, 2021 B Purchase

BRESNER GREGG A.

President & CIO

Officer
5,130 +97.4%
13.06
66,998 USD 		5,130 +97.4% 13.06 66,998 USD
Nov. 19, 2021 Nov. 17, 2021 B Purchase

BRESNER GREGG A.

President & CIO

Officer
5,269 +inf%
13.21
69,603 USD 		5,269 +inf% 13.21 69,603 USD
Nov. 18, 2021 Nov. 17, 2021 B Purchase

ROMAN STEPHEN

CCO & Secretary

Officer
3,000 +inf%
13.32
39,960 USD 		3,000 +inf% 13.32 39,960 USD
Jan. 7, 2013 Dec. 17, 2012 B Purchase

Reisner Michael A

Co-CEO and Co-President

Executive Director
111,111 +100001.0%
9.00
1,000,000 USD 		111,111 +100001.0% 9.00 1,000,000 USD
Jan. 7, 2013 Dec. 17, 2012 B Purchase

ICON Investment Group, LLC

Major owner
111,111 +100001.0%
9.00
1,000,000 USD 		111,111 +100001.0% 9.00 1,000,000 USD
Jan. 7, 2013 Dec. 17, 2012 B Purchase

Gatto Mark

Co-CEO and Co-President

Executive Director
111,111 +100001.0%
9.00
1,000,000 USD 		111,111 +100001.0% 9.00 1,000,000 USD

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