|
2019-02-01 |
2019-01-30 |
PlS
Planned sale
|
SEE REMARKS
Officer
|
61,606
+20.3%
239.50
US$2,250,308
|
61,606
+20.3%
|
239.50
|
US$2,250,308
|
|
|
2018-12-17 |
2018-12-17 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
81,801
-2.3%
466.25
US$84,815
|
81,801
-2.3%
|
466.25
|
US$84,815
|
|
|
2018-11-09 |
2018-11-07 |
PlS
Planned sale
|
HEINEN ERNST
Chief Development Officer
Officer
|
49,501
-30.4%
263.83
US$143,362
|
49,501
-30.4%
|
263.83
|
US$143,362
|
|
|
2018-11-06 |
2018-11-02 |
PlS
Planned sale
|
HEINEN ERNST
Chief Development Officer
Officer
|
692
-0.4%
6.95
US$4,809
|
692
-0.4%
|
6.95
|
US$4,809
|
|
|
2018-10-31 |
2018-10-30 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
11,513
-2.0%
5.86
US$67,454
|
11,513
-2.0%
|
5.86
|
US$67,454
|
|
|
2018-09-21 |
2018-09-21 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
75,000
-11.6%
6.06
US$454,305
|
75,000
-11.6%
|
6.06
|
US$454,305
|
|
|
2018-08-14 |
2018-08-14 |
PlS
Planned sale
|
HEINEN ERNST
Chief Development Officer
Officer
|
1,712
-1.1%
5.15
US$8,817
|
1,712
-1.1%
|
5.15
|
US$8,817
|
|
|
2018-08-14 |
2018-08-13 |
PlS
Planned sale
|
HEINEN ERNST
Chief Development Officer
Officer
|
8,660
-5.2%
5.15
US$44,599
|
8,660
-5.2%
|
5.15
|
US$44,599
|
|
|
2018-08-10 |
2018-08-10 |
PlS
Planned sale
|
HEINEN ERNST
Chief Development Officer
Officer
|
1,954
-1.2%
5.15
US$10,063
|
1,954
-1.2%
|
5.15
|
US$10,063
|
|
|
2018-08-10 |
2018-08-08 |
PlS
Planned sale
|
HEINEN ERNST
Chief Development Officer
Officer
|
2,674
-1.6%
5.15
US$13,771
|
2,674
-1.6%
|
5.15
|
US$13,771
|
|
|
2018-07-30 |
2018-07-30 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
11,513
-1.7%
4.33
US$49,842
|
11,513
-1.7%
|
4.33
|
US$49,842
|
|
|
2018-06-27 |
2018-06-25 |
PlS
Planned sale
|
Standridge Brent
Chief Operating Officer
Officer
|
10,000
-9.1%
4.56
US$45,644
|
10,000
-9.1%
|
4.56
|
US$45,644
|
|
|
2018-02-01 |
2018-01-30 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
19,367
-2.8%
4.77
US$92,301
|
19,367
-2.8%
|
4.77
|
US$92,301
|
|
|
2018-01-12 |
2018-01-11 |
PlS
Planned sale
|
TOOMAN CRAIG A
CHIEF FINANCIAL OFFICER
Officer
|
30,000
-28.6%
5.27
US$158,040
|
30,000
-28.6%
|
5.27
|
US$158,040
|
|
|
2017-12-01 |
2017-12-01 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
425,298
-9.0%
5.40
US$2,296,609
|
425,298
-9.0%
|
5.40
|
US$2,296,609
|
|
|
2017-12-01 |
2017-12-01 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
1,900
-0.0%
5.44
US$10,336
|
1,900
-0.0%
|
5.44
|
US$10,336
|
|
|
2017-12-01 |
2017-12-01 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
50,000
-1.0%
5.45
US$272,500
|
50,000
-1.0%
|
5.45
|
US$272,500
|
|
|
2017-12-01 |
2017-12-01 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
100
-0.0%
5.47
US$547
|
100
-0.0%
|
5.47
|
US$547
|
|
|
2017-12-01 |
2017-12-01 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
5,110
-0.1%
5.52
US$28,207
|
5,110
-0.1%
|
5.52
|
US$28,207
|
|
|
2017-12-01 |
2017-12-01 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
8,020
-0.2%
5.53
US$44,351
|
8,020
-0.2%
|
5.53
|
US$44,351
|
|
|
2017-12-01 |
2017-12-01 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
72,000
-1.5%
5.65
US$406,800
|
72,000
-1.5%
|
5.65
|
US$406,800
|
|
|
2017-12-01 |
2017-11-30 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
50,000
-1.0%
5.90
US$295,000
|
50,000
-1.0%
|
5.90
|
US$295,000
|
|
|
2017-12-01 |
2017-11-30 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
50,000
-1.0%
5.95
US$297,500
|
50,000
-1.0%
|
5.95
|
US$297,500
|
|
|
2017-12-01 |
2017-11-30 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
100,000
-2.0%
5.95
US$595,000
|
100,000
-2.0%
|
5.95
|
US$595,000
|
|
|
2017-12-01 |
2017-11-30 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
11,472
-0.2%
5.97
US$68,488
|
11,472
-0.2%
|
5.97
|
US$68,488
|
|
|
2017-12-01 |
2017-11-30 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
100
-0.0%
6.03
US$603
|
100
-0.0%
|
6.03
|
US$603
|
|
|
2017-12-01 |
2017-11-29 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
1,900
-0.0%
6.26
US$11,894
|
1,900
-0.0%
|
6.26
|
US$11,894
|
|
|
2017-12-01 |
2017-11-29 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
300
-0.0%
6.28
US$1,884
|
300
-0.0%
|
6.28
|
US$1,884
|
|
|
2017-12-01 |
2017-11-29 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
7,700
-0.2%
6.35
US$48,895
|
7,700
-0.2%
|
6.35
|
US$48,895
|
|
|
2017-12-01 |
2017-11-29 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
50,000
-1.0%
6.50
US$325,000
|
50,000
-1.0%
|
6.50
|
US$325,000
|
|
|
2017-12-01 |
2017-11-29 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
5,751
-0.1%
6.55
US$37,669
|
5,751
-0.1%
|
6.55
|
US$37,669
|
|
|
2017-12-01 |
2017-11-29 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
49,865
-1.0%
6.60
US$329,109
|
49,865
-1.0%
|
6.60
|
US$329,109
|
|
|
2017-12-01 |
2017-11-29 |
S
Sale
|
Broadfin Healthcare Master Fund Ltd
Large shareholder
|
1,000
-0.0%
6.66
US$6,660
|
1,000
-0.0%
|
6.66
|
US$6,660
|
|
|
2017-11-13 |
2017-11-10 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
50,000
-8.6%
7.00
US$350,000
|
50,000
-8.6%
|
7.00
|
US$350,000
|
|
|
2017-10-04 |
2017-10-02 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
50,000
-7.9%
6.24
US$312,115
|
50,000
-7.9%
|
6.24
|
US$312,115
|
|
|
2017-09-27 |
2017-09-25 |
PlS
Planned sale
|
Standridge Brent
Chief Operating Officer
|
10,000
-12.5%
6.11
US$61,127
|
10,000
-12.5%
|
6.11
|
US$61,127
|
|
|
2017-09-19 |
2017-09-15 |
PlS
Planned sale
|
HEINEN ERNST
Chief Development Officer
|
10,000
-7.1%
6.25
US$62,500
|
10,000
-7.1%
|
6.25
|
US$62,500
|
|
|
2017-04-18 |
2017-04-17 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
50,000
-7.9%
5.54
US$277,150
|
50,000
-7.9%
|
5.54
|
US$277,150
|
|
|
2017-01-31 |
2017-01-27 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
50,000
-7.3%
7.72
US$385,875
|
50,000
-7.3%
|
7.72
|
US$385,875
|
|
|
2016-12-16 |
2016-12-15 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
50,000
-8.4%
7.63
US$381,380
|
50,000
-8.4%
|
7.63
|
US$381,380
|
|
|
2016-10-04 |
2016-10-03 |
PlS
Planned sale
|
HEINEN ERNST
Chief Development Officer
Officer
|
10,000
-8.0%
10.00
US$100,006
|
10,000
-8.0%
|
10.00
|
US$100,006
|
|
|
2016-09-12 |
2016-09-09 |
PlS
Planned sale
|
TOOMAN CRAIG A
CHIEF FINANCIAL OFFICER
Officer
|
30,000
-29.3%
9.25
US$277,599
|
30,000
-29.3%
|
9.25
|
US$277,599
|
|
|
2016-08-10 |
2016-08-09 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
50,000
-7.2%
9.25
US$462,500
|
50,000
-7.2%
|
9.25
|
US$462,500
|
|
|
2016-06-28 |
2016-06-28 |
PlS
Planned sale
|
STEPHANUS JULIA A
CHIEF COMMERCIAL OFFICER
Officer
|
30,000
-19.0%
6.25
US$187,500
|
30,000
-19.0%
|
6.25
|
US$187,500
|
|
|
2016-06-17 |
2016-06-17 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
25,000
-3.5%
6.32
US$158,020
|
25,000
-3.5%
|
6.32
|
US$158,020
|
|
|
2016-06-17 |
2016-06-16 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
75,000
-9.5%
6.24
US$468,292
|
75,000
-9.5%
|
6.24
|
US$468,292
|
|
|
2016-06-13 |
2016-06-10 |
PlS
Planned sale
|
HEINEN ERNST
Chief Development Officer
Officer
|
15,000
-10.7%
6.72
US$100,862
|
15,000
-10.7%
|
6.72
|
US$100,862
|
|
|
2016-02-02 |
2016-02-01 |
PlS
Planned sale
|
TOOMAN CRAIG A
CHIEF FINANCIAL OFFICER
Officer
|
2,806
-2.7%
3.36
US$9,436
|
2,806
-2.7%
|
3.36
|
US$9,436
|
|
|
2015-04-28 |
2015-04-27 |
PlS
Planned sale
|
Rhodes Linda
CHIEF SCIENTIFIC OFFICER
Officer
|
3,300
-0.8%
15.78
US$52,073
|
3,300
-0.8%
|
15.78
|
US$52,073
|
|
|
2015-04-28 |
2015-04-27 |
PlS
Planned sale
|
Rhodes Linda
CHIEF SCIENTIFIC OFFICER
Officer
|
11,700
-2.7%
14.78
US$172,912
|
11,700
-2.7%
|
14.78
|
US$172,912
|
|
|
2015-01-06 |
2015-01-02 |
PlS
Planned sale
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
25,000
-3.5%
17.87
US$446,648
|
25,000
-3.5%
|
17.87
|
US$446,648
|
|
|
2014-03-12 |
2014-03-10 |
S
Sale
|
MPM BIOVENTURES V, L.P.
Large shareholder
|
600,000
-17.9%
20.02
US$12,012,000
|
600,000
-17.9%
|
20.02
|
US$12,012,000
|
|
|
2014-03-11 |
2014-03-07 |
S
Sale
|
Foley Todd
Large shareholder
|
12,539
-100.0%
19.95
US$250,153
|
12,539
-100.0%
|
19.95
|
US$250,153
|
|
|
2014-03-11 |
2014-03-07 |
S
Sale
|
GADICKE ANSBERT
Large shareholder
|
26,713
-100.0%
20.16
US$538,534
|
26,713
-100.0%
|
20.16
|
US$538,534
|
|
|
2014-02-05 |
2014-02-03 |
S
Sale
|
MEEUSEN RONALD L
Non-Executive Director
|
45,100
-37.4%
19.00
US$856,900
|
45,100
-37.4%
|
19.00
|
US$856,900
|
|
|
2014-02-05 |
2014-02-03 |
S
Sale
|
MEEUSEN RONALD L
Non-Executive Director
|
454,900
-37.4%
19.00
US$8,643,100
|
454,900
-37.4%
|
19.00
|
US$8,643,100
|
|
|
2014-02-05 |
2014-02-03 |
S
Sale
|
Avalon Ventures IX, L.P.
Large shareholder
|
825,000
-19.8%
19.00
US$15,675,000
|
825,000
-19.8%
|
19.00
|
US$15,675,000
|
|
|
2014-02-05 |
2014-02-03 |
S
Sale
|
Lichter Jay
Non-Executive Director
Large shareholder
|
825,000
-19.8%
19.00
US$15,675,000
|
825,000
-19.8%
|
19.00
|
US$15,675,000
|
|
|
2013-07-03 |
2013-07-02 |
B
Purchase
|
St Peter Steven
PRESIDENT AND CEO
Executive Director
|
8,333
+1.6%
6.00
US$49,998
|
8,333
+1.6%
|
6.00
|
US$49,998
|
|
|
2013-07-03 |
2013-07-02 |
B
Purchase
|
STEPHANUS JULIA A
CHIEF COMMERCIAL OFFICER
Officer
|
2,000
+1.5%
6.00
US$12,000
|
2,000
+1.5%
|
6.00
|
US$12,000
|
|
|
2013-07-02 |
2013-07-02 |
B
Purchase
|
Vander Vort John
Non-Executive Director
Large shareholder
|
500,000
+13.0%
6.00
US$3,000,000
|
500,000
+13.0%
|
6.00
|
US$3,000,000
|
|
|
2013-07-02 |
2013-07-02 |
B
Purchase
|
MPM BIOVENTURES V, L.P.
Large shareholder
|
500,000
+13.0%
6.00
US$3,000,000
|
500,000
+13.0%
|
6.00
|
US$3,000,000
|
|