SNYDER JAMES W

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings

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First Trust Mortgage Income Fund (FMY)

Transaction date 15 Jan 2019

Sale

Price

280.20

Quantity 25,187 +27.6%

Value US$4,500,385

First Trust Mortgage Income Fund (FMY)

Transaction date 15 Jan 2019

Sale

Price

357.98

Quantity 4,892 +47.1%

Value US$591,541

First Trust Mortgage Income Fund (FMY)

Transaction date 15 Jan 2019

Sale

Price

51.30

Quantity 14,412 +20.5%

Value US$1,157,110

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2019-01-16	2019-01-15	First Trust Mortgage Income Fund (FMY)	S Sale	25,187 +27.6% 280.20 US$4,500,385	25,187 +27.6%	280.20	US$4,500,385
2019-01-16	2019-01-15	First Trust Mortgage Income Fund (FMY)	S Sale	4,892 +47.1% 357.98 US$591,541	4,892 +47.1%	357.98	US$591,541
2019-01-16	2019-01-15	First Trust Mortgage Income Fund (FMY)	S Sale	14,412 +20.5% 51.30 US$1,157,110	14,412 +20.5%	51.30	US$1,157,110