KADLEC THOMAS R

2.8

2.8

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings

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First Trust Mortgage Income Fund (FMY)

Transaction date 31 Oct 2025

Purchase

Price

21.83

Quantity 41,145 +47.1%

Value US$3,191,497

First Trust Mortgage Income Fund (FMY)

Transaction date 10 Oct 2025

Purchase

Price

377.02

Quantity 31,652 +37.1%

Value US$2,935,569

First Trust Specialty Finance and Financial Opportunities Fund (FGB)

Transaction date 2 Oct 2019

Purchase

Price

206.60

Quantity 88,410 -16.4%

Value US$2,674,145

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2025-11-04	2025-10-31	First Trust Mortgage Income Fund (FMY)	B Purchase	41,145 +47.1% 21.83 US$3,191,497	41,145 +47.1%	21.83	US$3,191,497
2025-10-14	2025-10-10	First Trust Mortgage Income Fund (FMY)	B Purchase	31,652 +37.1% 377.02 US$2,935,569	31,652 +37.1%	377.02	US$2,935,569
2019-10-03	2019-10-02	First Trust Specialty Finance and Financial Opportunities Fund (FGB)	B Purchase	88,410 -16.4% 206.60 US$2,674,145	88,410 -16.4%	206.60	US$2,674,145