Arnoult J Tim

1.7

1.7

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2020-03-23	2020-03-23	Stellus Capital Investment Corp (SCM)	B Purchase	28,294 -26.1% 432.31 US$820,623	28,294 -26.1%	432.31	US$820,623
2020-03-23	2020-03-19	Stellus Capital Investment Corp (SCM)	B Purchase	28,684 -40.4% 107.54 US$4,871,360	28,684 -40.4%	107.54	US$4,871,360
2020-03-23	2020-03-13	Stellus Capital Investment Corp (SCM)	B Purchase	36,167 -46.4% 90.93 US$4,112,313	36,167 -46.4%	90.93	US$4,112,313
2020-03-11	2020-03-09	Stellus Capital Investment Corp (SCM)	B Purchase	10,000 +92.0% 10.74 US$107,400	10,000 +92.0%	10.74	US$107,400