LAWSON RODGER A

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2020-02-14	2020-02-12	E*TRADE Financial Corp (ETFC)	PlS Planned sale	38,762 +3.4% 366.32 US$1,669,075	38,762 +3.4%	366.32	US$1,669,075
2019-09-16	2019-09-13	E*TRADE Financial Corp (ETFC)	PlS Planned sale	5,728 -40.9% 308.00 US$4,928,299	5,728 -40.9%	308.00	US$4,928,299
2019-05-21	2019-05-17	E*TRADE Financial Corp (ETFC)	PlS Planned sale	44,382 -19.9% 428.80 US$3,964,074	44,382 -19.9%	428.80	US$3,964,074