United States Investment Banking & Investment Services

E*TRADE Financial Corp (ETFC)

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Ticker: ETFC Exchange: NSM
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
No insider activity signals detected

Insider trades have not triggered unusual activity signals for this company.

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Sale 6 Aug 2020
Value US$2,154,698.10 | Price 279.21 | Shares 58,842 (-4.9%)
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2020-08-10 2020-08-06 S Sale
Murphy Michael Jos.

Sr. MD, Retail Brokerage

Officer
58,842 -4.9%
279.21
US$2,154,698 		58,842 -4.9% 279.21 US$2,154,698
2020-03-02 2020-02-27 PlS Planned sale
Curcio Michael John

EVP, Institutional

Officer
55,811 -11.0%
310.24
US$1,798,530 		55,811 -11.0% 310.24 US$1,798,530
2020-02-14 2020-02-12 PlS Planned sale
LAWSON RODGER A
Non-Executive Director
38,762 +3.4%
366.32
US$1,669,075 		38,762 +3.4% 366.32 US$1,669,075
2019-09-16 2019-09-13 PlS Planned sale
LAWSON RODGER A
5,109 -4.5%
45.18
US$230,848 		5,109 -4.5% 45.18 US$230,848
2019-09-16 2019-09-13 PlS Planned sale
Curcio Michael John

EVP, Institutional
53,584 -35.9%
45.18
US$2,421,113 		53,584 -35.9% 45.18 US$2,421,113
2019-05-21 2019-05-17 PlS Planned sale
LAWSON RODGER A
Non-Executive Director
41,322 -26.5%
48.13
US$1,988,654 		41,322 -26.5% 48.13 US$1,988,654
2019-02-12 2019-02-12 PlS Planned sale
Curcio Michael John

EVP, Institutional

Officer
2,482 -1.3%
47.70
US$118,391 		2,482 -1.3% 47.70 US$118,391
2019-02-12 2019-02-12 PlS Planned sale
Curcio Michael John

EVP, Institutional

Officer
19,446 -9.1%
47.32
US$920,117 		19,446 -9.1% 47.32 US$920,117
2019-02-12 2019-02-12 PlS Planned sale
Roessner Karl A

Chief Executive Officer

Executive Director
4,567 -3.4%
47.70
US$217,826 		4,567 -3.4% 47.70 US$217,826
2019-02-12 2019-02-12 PlS Planned sale
Roessner Karl A

Chief Executive Officer

Executive Director
41,157 -23.5%
47.32
US$1,947,393 		41,157 -23.5% 47.32 US$1,947,393
2019-02-01 2019-01-30 B Purchase
1.2
Chersi Robert J
Non-Executive Director
2,200 +208.9%
46.24
US$101,734 		2,200 +208.9% 46.24 US$101,734
2018-12-13 2018-12-11 B Purchase Healy James P Non-Executive Director
5,000 +11.2%
45.36
US$226,790 		5,000 +11.2% 45.36 US$226,790
2018-11-08 2018-11-06 B Purchase WEINREICH JOSHUA Non-Executive Director
5,725 +359.4%
52.33
US$299,588 		5,725 +359.4% 52.33 US$299,588
2018-11-05 2018-11-05 B Purchase LAWSON RODGER A

Executive Chairman

Executive Director
5,000 +4.6%
51.27
US$256,350 		5,000 +4.6% 51.27 US$256,350
2018-11-05 2018-11-02 B Purchase LAWSON RODGER A

Executive Chairman

Executive Director
5,000 +4.8%
51.26
US$256,300 		5,000 +4.8% 51.26 US$256,300
2018-11-05 2018-11-02 B Purchase Pizzi Michael A.

Chief Operating Officer & CFO

Officer
10,000 +12.8%
51.67
US$516,735 		10,000 +12.8% 51.67 US$516,735
2018-11-05 2018-11-02 B Purchase Simonich Brent

Principal Accounting Officer

Officer
1,943 +8.0%
51.50
US$100,072 		1,943 +8.0% 51.50 US$100,072
2018-03-08 2018-03-06 S Sale Simonich Brent

Principal Accounting Officer
7,680 -22.6%
53.00
US$407,040 		7,680 -22.6% 53.00 US$407,040
2018-02-09 2018-02-08 PlS Planned sale Roessner Karl A

Chief Executive Officer

Executive Director
3,650 -3.6%
51.46
US$187,826 		3,650 -3.6% 51.46 US$187,826
2018-02-09 2018-02-08 PlS Planned sale Roessner Karl A

Chief Executive Officer

Executive Director
10,519 -9.3%
50.92
US$535,626 		10,519 -9.3% 50.92 US$535,626
2018-02-09 2018-02-08 PlS Planned sale Roessner Karl A

Chief Executive Officer

Executive Director
6,451 -5.4%
49.82
US$321,402 		6,451 -5.4% 49.82 US$321,402
2018-02-09 2018-02-08 PlS Planned sale Curcio Michael John

Chief Brokerage Officer

Officer
4,500 -2.1%
51.38
US$231,219 		4,500 -2.1% 51.38 US$231,219
2018-02-09 2018-02-08 PlS Planned sale Curcio Michael John

Chief Brokerage Officer

Officer
5,126 -2.4%
50.64
US$259,557 		5,126 -2.4% 50.64 US$259,557
2018-02-09 2018-02-08 PlS Planned sale Pizzi Michael A.

Chief Financial Officer

Officer
4,104 -8.1%
51.46
US$211,180 		4,104 -8.1% 51.46 US$211,180
2018-02-09 2018-02-08 PlS Planned sale Pizzi Michael A.

Chief Financial Officer

Officer
10,088 -16.6%
50.94
US$513,893 		10,088 -16.6% 50.94 US$513,893
2018-02-09 2018-02-08 PlS Planned sale Pizzi Michael A.

Chief Financial Officer

Officer
8,424 -12.2%
49.83
US$419,747 		8,424 -12.2% 49.83 US$419,747
2018-02-09 2018-02-08 PlS Planned sale LAWSON RODGER A

Executive Chairman

Executive Director
4,100 -4.6%
51.39
US$210,704 		4,100 -4.6% 51.39 US$210,704
2018-02-09 2018-02-08 PlS Planned sale LAWSON RODGER A

Executive Chairman

Executive Director
5,221 -5.5%
50.67
US$264,534 		5,221 -5.5% 50.67 US$264,534
2018-02-09 2018-02-07 PlS Planned sale Roessner Karl A

Chief Executive Officer

Executive Director
1,366 -1.3%
52.52
US$71,743 		1,366 -1.3% 52.52 US$71,743
2018-02-09 2018-02-07 PlS Planned sale Roessner Karl A

Chief Executive Officer

Executive Director
93,073 -47.3%
52.03
US$4,842,244 		93,073 -47.3% 52.03 US$4,842,244
2018-02-09 2018-02-07 PlS Planned sale Curcio Michael John

Chief Brokerage Officer

Officer
280 -0.1%
52.57
US$14,719 		280 -0.1% 52.57 US$14,719
2018-02-09 2018-02-07 PlS Planned sale Curcio Michael John

Chief Brokerage Officer

Officer
24,252 -10.5%
52.03
US$1,261,878 		24,252 -10.5% 52.03 US$1,261,878
2018-02-09 2018-02-07 PlS Planned sale Pizzi Michael A.

Chief Financial Officer

Officer
1,018 -1.7%
52.56
US$53,505 		1,018 -1.7% 52.56 US$53,505
2018-02-09 2018-02-07 PlS Planned sale Pizzi Michael A.

Chief Financial Officer

Officer
46,195 -44.1%
52.03
US$2,403,457 		46,195 -44.1% 52.03 US$2,403,457
2018-02-09 2018-02-07 PlS Planned sale LAWSON RODGER A

Executive Chairman

Executive Director
3,853 -3.9%
51.95
US$200,180 		3,853 -3.9% 51.95 US$200,180
2018-02-01 2018-01-30 S Sale SCLAFANI JOSEPH L Non-Executive Director
2,000 -5.5%
52.75
US$105,500 		2,000 -5.5% 52.75 US$105,500
2017-09-14 2017-09-13 PlS Planned sale LAWSON RODGER A

Executive Chairman

Executive Director
900 -1.0%
40.46
US$36,417 		900 -1.0% 40.46 US$36,417
2017-09-14 2017-09-13 PlS Planned sale LAWSON RODGER A

Executive Chairman

Executive Director
562 -0.6%
40.46
US$22,740 		562 -0.6% 40.46 US$22,740
2017-09-14 2017-09-13 PlS Planned sale Curcio Michael John

Chief Brokerage Officer
19,096 -7.6%
40.38
US$771,056 		19,096 -7.6% 40.38 US$771,056
2017-09-14 2017-09-13 PlS Planned sale Curcio Michael John

Chief Brokerage Officer
14,378 -5.4%
40.38
US$580,555 		14,378 -5.4% 40.38 US$580,555
2017-09-14 2017-09-13 PlS Planned sale Roessner Karl A

Chief Executive Officer

Executive Director
6,705 -3.0%
40.49
US$271,475 		6,705 -3.0% 40.49 US$271,475
2017-09-14 2017-09-13 PlS Planned sale Roessner Karl A

Chief Executive Officer

Executive Director
1,873 -0.8%
40.49
US$75,835 		1,873 -0.8% 40.49 US$75,835
2017-08-22 2017-08-18 PlS Planned sale Roessner Karl A

Chief Executive Officer

Executive Director
14,898 -6.0%
39.41
US$587,066 		14,898 -6.0% 39.41 US$587,066
2017-08-22 2017-08-18 PlS Planned sale Pizzi Michael A.

Chief Financial Officer
9,977 -8.3%
39.41
US$393,178 		9,977 -8.3% 39.41 US$393,178
2017-07-28 2017-07-26 S Sale Simonich Brent

Principal Accounting Officer

Officer
1,934 -6.1%
41.50
US$80,258 		1,934 -6.1% 41.50 US$80,258
2017-07-28 2017-07-26 S Sale Simonich Brent

Principal Accounting Officer

Officer
3,762 -10.7%
41.50
US$156,118 		3,762 -10.7% 41.50 US$156,118
2017-07-27 2017-07-25 B Purchase Healy James P Non-Executive Director
5,000 +14.0%
41.97
US$209,855 		5,000 +14.0% 41.97 US$209,855
2017-03-29 2017-03-27 PlS Planned sale LAWSON RODGER A

Executive Chairman

Executive Director
4,887 -5.1%
33.04
US$161,481 		4,887 -5.1% 33.04 US$161,481
2017-03-29 2017-03-27 PlS Planned sale LAWSON RODGER A

Executive Chairman

Executive Director
3,060 -3.1%
33.02
US$101,040 		3,060 -3.1% 33.02 US$101,040
2017-02-14 2017-02-10 S Sale Simonich Brent

Principal Accounting Officer

Officer
6,968 -15.8%
35.60
US$248,061 		6,968 -15.8% 35.60 US$248,061
2017-02-14 2017-02-10 PlS Planned sale Pizzi Michael A.

Chief Financial Officer

Officer
32,274 -21.2%
35.60
US$1,149,096 		32,274 -21.2% 35.60 US$1,149,096
2017-02-14 2017-02-10 PlS Planned sale Pizzi Michael A.

Chief Financial Officer

Officer
11,249 -6.9%
35.60
US$400,512 		11,249 -6.9% 35.60 US$400,512
2017-02-14 2017-02-10 PlS Planned sale Pizzi Michael A.

Chief Financial Officer

Officer
3,387 -2.0%
35.60
US$120,584 		3,387 -2.0% 35.60 US$120,584
2017-02-09 2017-02-08 PlS Planned sale Roessner Karl A

Chief Executive Officer

Executive Director
8,074 -3.2%
34.72
US$280,368 		8,074 -3.2% 34.72 US$280,368
2017-02-09 2017-02-08 PlS Planned sale Roessner Karl A

Chief Executive Officer

Executive Director
4,690 -1.8%
34.72
US$162,855 		4,690 -1.8% 34.72 US$162,855
2017-02-09 2017-02-08 PlS Planned sale Roessner Karl A

Chief Executive Officer

Executive Director
3,712 -1.4%
34.73
US$128,902 		3,712 -1.4% 34.73 US$128,902
2016-11-16 2016-11-14 S Sale Simonich Brent

Principal Accounting Officer

Officer
7,996 -18.2%
32.68
US$261,290 		7,996 -18.2% 32.68 US$261,290
2016-04-28 2016-04-26 S Sale Simonich Brent

Principal Accounting Officer

Officer
3,994 -8.0%
26.22
US$104,716 		3,994 -8.0% 26.22 US$104,716
2016-04-27 2016-04-25 PlS Planned sale Roessner Karl A

EVP & General Counsel

Officer
16,828 -7.2%
25.93
US$436,283 		16,828 -7.2% 25.93 US$436,283
2016-02-11 2016-02-10 PlS Planned sale Roessner Karl A

EVP & General Counsel

Officer
19,594 -7.7%
21.23
US$415,898 		19,594 -7.7% 21.23 US$415,898
2016-02-11 2016-02-10 PlS Planned sale Roessner Karl A

EVP & General Counsel

Officer
6,916 -2.7%
21.28
US$147,204 		6,916 -2.7% 21.28 US$147,204
2016-02-11 2016-02-10 PlS Planned sale Pizzi Michael A.

EVP & Chief Financial Officer

Officer
3,078 -2.1%
21.37
US$65,766 		3,078 -2.1% 21.37 US$65,766
2016-02-11 2016-02-10 PlS Planned sale Pizzi Michael A.

EVP & Chief Financial Officer

Officer
14,180 -8.7%
21.22
US$300,921 		14,180 -8.7% 21.22 US$300,921
2016-02-11 2016-02-10 PlS Planned sale Pizzi Michael A.

EVP & Chief Financial Officer

Officer
5,004 -3.0%
21.28
US$106,510 		5,004 -3.0% 21.28 US$106,510
2016-01-26 2016-01-25 PlS Planned sale
Idzik Paul

Chief Executive Officer

Executive Director
10,950 -2.4%
23.69
US$259,370 		10,950 -2.4% 23.69 US$259,370
2015-03-06 2015-03-04 B Purchase Healy James P Non-Executive Director
10,000 +494.3%
26.75
US$267,466 		10,000 +494.3% 26.75 US$267,466
2015-03-06 2015-03-04 S Sale Roessner Karl A

EVP & General Counsel

Officer
5,472 -2.1%
26.49
US$144,966 		5,472 -2.1% 26.49 US$144,966
2015-02-12 2015-02-11 PlS Planned sale Roessner Karl A

EVP & General Counsel

Officer
349 -0.1%
25.49
US$8,896 		349 -0.1% 25.49 US$8,896
2015-02-12 2015-02-11 PlS Planned sale Roessner Karl A

EVP & General Counsel

Officer
179 -0.1%
25.49
US$4,563 		179 -0.1% 25.49 US$4,563
2015-02-12 2015-02-11 PlS Planned sale Audette Matthew J

EVP & Chief Financial Officer

Officer
21,000 -10.3%
25.44
US$534,230 		21,000 -10.3% 25.44 US$534,230
2015-02-12 2015-02-10 PlS Planned sale Roessner Karl A

EVP & General Counsel

Officer
2,721 -1.0%
25.28
US$68,788 		2,721 -1.0% 25.28 US$68,788
2015-02-12 2015-02-10 PlS Planned sale Roessner Karl A

EVP & General Counsel

Officer
5,111 -1.9%
25.39
US$129,792 		5,111 -1.9% 25.39 US$129,792
2015-02-12 2015-02-10 PlS Planned sale Roessner Karl A

EVP & General Counsel

Officer
3,491 -1.3%
25.39
US$88,641 		3,491 -1.3% 25.39 US$88,641
2015-02-10 2015-02-09 PlS Planned sale Roessner Karl A

EVP & General Counsel

Officer
12,687 -4.3%
25.22
US$320,028 		12,687 -4.3% 25.22 US$320,028
2015-02-10 2015-02-09 PlS Planned sale Roessner Karl A

EVP & General Counsel

Officer
2,611 -0.9%
25.22
US$65,855 		2,611 -0.9% 25.22 US$65,855
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