MVC CAPITAL, INC.

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2020-07-17	2020-07-16	EQUUS Total Return Inc (EQS)	S Sale	11,063 +20.8% 281.69 US$2,348,712	11,063 +20.8%	281.69	US$2,348,712
2019-07-30	2019-07-29	EQUUS Total Return Inc (EQS)	S Sale	12,791 -13.1% 496.18 US$2,863,634	12,791 -13.1%	496.18	US$2,863,634
2019-07-26	2019-07-24	EQUUS Total Return Inc (EQS)	S Sale	58,714 +37.7% 195.32 US$1,909,872	58,714 +37.7%	195.32	US$1,909,872
2019-07-26	2019-07-24	EQUUS Total Return Inc (EQS)	S Sale	608,310 -13.7% 1.70 US$1,034,127	608,310 -13.7%	1.70	US$1,034,127