Guthrie Stephen Edward

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2021-06-23	2021-06-21	Hawthorn Bancshares Inc (HWBK)	PP Planned purchase	90,795 -48.7% 286.06 US$2,133,360	90,795 -48.7%	286.06	US$2,133,360
2021-06-21	2021-06-18	Hawthorn Bancshares Inc (HWBK)	PP Planned purchase	3,826 +43.7% 69.23 US$1,783,140	3,826 +43.7%	69.23	US$1,783,140
2021-06-21	2021-06-18	Hawthorn Bancshares Inc (HWBK)	PP Planned purchase	13,910 -7.8% 231.30 US$3,347,188	13,910 -7.8%	231.30	US$3,347,188
2021-06-21	2021-06-17	Hawthorn Bancshares Inc (HWBK)	PP Planned purchase	308 +3.8% 21.90 US$6,745	308 +3.8%	21.90	US$6,745
2021-06-03	2021-06-02	Hawthorn Bancshares Inc (HWBK)	PP Planned purchase	1,285 +18.8% 23.90 US$30,712	1,285 +18.8%	23.90	US$30,712
2021-06-03	2021-06-01	Hawthorn Bancshares Inc (HWBK)	PP Planned purchase	1,715 +33.5% 23.90 US$40,988	1,715 +33.5%	23.90	US$40,988
2020-09-28	2020-09-24	Hawthorn Bancshares Inc (HWBK)	PP Planned purchase	3,000 +inf% 17.00 US$51,000	3,000 +inf%	17.00	US$51,000