MAIER PAUL V

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2019-04-22	2019-04-18	International Stem Cell Corp (ISCO)	S Sale	66,506 -29.9% 158.18 US$4,808,417	66,506 -29.9%	158.18	US$4,808,417
2004-07-06	2004-07-01	Ligand Pharmaceuticals Inc (LGND)	PlS Planned sale	25,286 -27.8% 291.35 US$774,478	25,286 -27.8%	291.35	US$774,478
2004-07-06	2004-07-01	Ligand Pharmaceuticals Inc (LGND)	PlS Planned sale	10,609 -2.7% 32.76 US$356,323	10,609 -2.7%	32.76	US$356,323
2004-05-27	2004-05-26	Ligand Pharmaceuticals Inc (LGND)	PlS Planned sale	2,000 -3.4% 19.50 US$39,000	2,000 -3.4%	19.50	US$39,000
2004-05-17	2004-05-17	Ligand Pharmaceuticals Inc (LGND)	PlS Planned sale	4,000 -6.4% 17.43 US$69,720	4,000 -6.4%	17.43	US$69,720