Kaplan Matthew D

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2023-03-14	2023-03-10	Great Elm Capital Corp (GECC)	B Purchase	1,100 +10.1% 9.29 USD 10,219	1,100 +10.1%	9.29	USD 10,219
2023-03-09	2023-03-09	Great Elm Capital Corp (GECC)	B Purchase	1,679 +18.2% 9.41 USD 15,799	1,679 +18.2%	9.41	USD 15,799
2023-03-09	2023-03-08	Great Elm Capital Corp (GECC)	B Purchase	2,201 +31.4% 9.46 USD 20,821	2,201 +31.4%	9.46	USD 20,821
2023-03-09	2023-03-07	Great Elm Capital Corp (GECC)	B Purchase	5,020 +251.0% 9.13 USD 45,833	5,020 +251.0%	9.13	USD 45,833
2022-03-10	2022-03-08	Great Elm Capital Corp (GECC)	B Purchase	1,000 +inf% 14.00 USD 14,000	1,000 +inf%	14.00	USD 14,000