Kleinman Adam M

3.2

3.2

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2019-09-03	2019-08-30	Great Elm Capital Corp (GECC)	B Purchase	88,015 +37.9% 291.06 US$2,087,229	88,015 +37.9%	291.06	US$2,087,229
2019-09-03	2019-08-29	Great Elm Capital Corp (GECC)	B Purchase	72,218 +37.0% 260.24 US$1,478,626	72,218 +37.0%	260.24	US$1,478,626
2019-06-06	2019-06-04	Great Elm Capital Corp (GECC)	B Purchase	33,179 -34.8% 255.89 US$2,031,958	33,179 -34.8%	255.89	US$2,031,958