Positions

Position Company Period
Chief Compliance Officer, Director Special Opportunities Fund Inc Dec. 1, 2013 -
Chief Compliance Officer, Director Mexico Equity and Income Fund Inc Jan. 1, 2014 -
Director Crossroads Liquidating Trust Aug. 12, 2015 -
Independent Director MVC Capital Inc None -
Independent Trustee High Income Securities Fund Jan. 1, 2018 -
Independent Director Emergent Capital Inc Aug. 2, 2012 - July 28, 2017
Chief Financial Officer, Chief Compliance Officer, Director Mexico Equity and Income Fund Inc Jan. 1, 2004 - Jan. 1, 2014
Chief Financial Officer, Chief Compliance Officer, Director Special Opportunities Fund Inc Jan. 1, 2010 - Dec. 1, 2013
Jerry Hellerman's trades of Swiss Helvetia Fund Inc's stock


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value 		Number of shares Price Value Details
2025-04-03 2025-04-02
S Sale
41 -0.8%
9.24
USD 379 		41 -0.8% 9.24 USD 379
2024-12-30 2024-12-26
S Sale
259 -0.7%
6.47
USD 1,676 		259 -0.7% 6.47 USD 1,676
2024-12-23 2024-12-19
B Purchase
2,000 +5.7%
6.34
USD 12,680 		2,000 +5.7% 6.34 USD 12,680
2024-12-18 2024-12-17
B Purchase
2,525 +7.7%
6.50
USD 16,413 		2,525 +7.7% 6.50 USD 16,413
2024-12-18 2024-12-17
B Purchase
12,000 +57.9%
6.60
USD 79,200 		12,000 +57.9% 6.60 USD 79,200
2024-12-18 2024-12-17
B Purchase
6,409 +44.7%
6.50
USD 41,659 		6,409 +44.7% 6.50 USD 41,659
2024-12-18 2024-12-16
B Purchase
5,000 +53.6%
6.63
USD 33,150 		5,000 +53.6% 6.63 USD 33,150
2024-12-18 2024-12-16
B Purchase
5,000 +115.6%
6.69
USD 33,450 		5,000 +115.6% 6.69 USD 33,450
2024-06-06 2024-06-04
B Purchase
100 +0.3%
6.81
USD 681 		100 +0.3% 6.81 USD 681
2022-04-07 2022-04-06
B Purchase
1,000 +2.3%
14.66
USD 14,660 		1,000 +2.3% 14.66 USD 14,660
2022-04-07 2022-04-06
B Purchase
100 +0.2%
14.65
USD 1,465 		100 +0.2% 14.65 USD 1,465
2022-04-07 2022-04-06
B Purchase
1,000 +2.4%
14.73
USD 14,730 		1,000 +2.4% 14.73 USD 14,730
2022-04-07 2022-04-06
B Purchase
2,000 +5.1%
14.77
USD 29,540 		2,000 +5.1% 14.77 USD 29,540
2022-04-07 2022-04-06
B Purchase
1,500 +3.9%
14.94
USD 22,410 		1,500 +3.9% 14.94 USD 22,410
2022-03-03 2022-03-02
B Purchase
498 +10.3%
8.84
USD 4,402 		498 +10.3% 8.84 USD 4,402
2022-03-03 2022-03-02
B Purchase
235 +5.1%
8.85
USD 2,080 		235 +5.1% 8.85 USD 2,080
2022-03-03 2022-03-02
B Purchase
267 +6.2%
8.87
USD 2,368 		267 +6.2% 8.87 USD 2,368
2022-01-28 2022-01-28
B Purchase
532 +1.2%
14.50
USD 7,714 		532 +1.2% 14.50 USD 7,714
2022-01-28 2022-01-28
B Purchase
68 +0.2%
14.59
USD 992 		68 +0.2% 14.59 USD 992
2022-01-28 2022-01-26
B Purchase
785 +1.9%
14.63
USD 11,485 		785 +1.9% 14.63 USD 11,485
2022-01-28 2022-01-26
B Purchase
285 +0.7%
14.72
USD 4,195 		285 +0.7% 14.72 USD 4,195
2022-01-24 2022-01-21
B Purchase
700 +2.2%
8.28
USD 5,796 		700 +2.2% 8.28 USD 5,796
2020-11-02 2020-10-30
B Purchase
1,900 +32.3%
7.25
USD 13,775 		1,900 +32.3% 7.25 USD 13,775
2020-11-02 2020-10-30
B Purchase
100 +1.7%
7.24
USD 724 		100 +1.7% 7.24 USD 724
2020-10-28 2020-10-28
B Purchase
2,000 +5.9%
11.48
USD 22,960 		2,000 +5.9% 11.48 USD 22,960
2020-09-15 2020-09-11
B Purchase
50 +0.9%
8.26
USD 413 		50 +0.9% 8.26 USD 413
2020-04-07 2020-04-03
B Purchase
140 +0.4%
8.75
USD 1,225 		140 +0.4% 8.75 USD 1,225
2020-04-07 2020-04-03
B Purchase
220 +0.7%
8.73
USD 1,921 		220 +0.7% 8.73 USD 1,921
2020-04-07 2020-04-03
B Purchase
630 +1.9%
8.71
USD 5,487 		630 +1.9% 8.71 USD 5,487
2020-04-07 2020-04-03
B Purchase
10 +0.0%
8.70
USD 87 		10 +0.0% 8.70 USD 87
2020-04-06 2020-04-03
B Purchase
1,000 +22.6%
5.91
USD 5,910 		1,000 +22.6% 5.91 USD 5,910
2020-04-03 2020-04-03
B Purchase
1,000 +32.6%
6.90
USD 6,900 		1,000 +32.6% 6.90 USD 6,900
2020-03-10 2020-03-09
B Purchase
238 +0.7%
12.49
USD 2,973 		238 +0.7% 12.49 USD 2,973
2020-03-10 2020-03-09
B Purchase
762 +2.4%
12.55
USD 9,563 		762 +2.4% 12.55 USD 9,563
2020-03-02 2020-02-27
B Purchase
1,000 +48.6%
8.00
USD 8,000 		1,000 +48.6% 8.00 USD 8,000
2019-10-24 2019-10-23
B Purchase
1,750 +70.0%
8.48
USD 14,840 		1,750 +70.0% 8.48 USD 14,840
2019-10-10 2019-10-08
B Purchase
1,000 +1.5%
8.88
USD 8,880 		1,000 +1.5% 8.88 USD 8,880
2019-10-09 2019-10-08
B Purchase
1,000 +66.7%
8.46
USD 8,460 		1,000 +66.7% 8.46 USD 8,460
2019-10-09 2019-10-08
B Purchase
1,000 +96.1%
7.93
USD 7,930 		1,000 +96.1% 7.93 USD 7,930
2019-10-04 2019-10-03
B Purchase
1,500 +inf%
8.52
USD 12,780 		1,500 +inf% 8.52 USD 12,780
2019-10-01 2019-09-30
B Purchase
29 +0.0%
8.95
USD 260 		29 +0.0% 8.95 USD 260
2019-10-01 2019-09-30
B Purchase
322 +0.5%
8.97
USD 2,888 		322 +0.5% 8.97 USD 2,888
2019-10-01 2019-09-30
B Purchase
1,649 +2.5%
8.97
USD 14,792 		1,649 +2.5% 8.97 USD 14,792
2019-07-29 2019-07-25
B Purchase
2,700 +10.1%
13.98
USD 37,746 		2,700 +10.1% 13.98 USD 37,746
2019-05-24 2019-05-23
B Purchase
1,500 +5.9%
13.31
USD 19,965 		1,500 +5.9% 13.31 USD 19,965
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