Andrew Dakos

(Mr. Andrew Dakos)

Currently holds positions in Crossroads Liquidating Trust, Swiss Helvetia Fund Inc, Special Opportunities Fund Inc and High Income Securities Fund

Positions

Position Company Period
Chairman of the Board Crossroads Liquidating Trust Aug. 12, 2015 -
Director Swiss Helvetia Fund Inc Jan. 1, 2017 -
President, Director Special Opportunities Fund Inc Oct. 1, 2009 -
President, Trustee High Income Securities Fund Jan. 1, 2018 -
Independent Director Mexico Equity and Income Fund Inc Jan. 1, 2001 - Jan. 1, 2016
Andrew Dakos's trades of Special Opportunities Fund Inc's stock


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value 		Number of shares Price Value Details
2024-09-23 2024-09-20
S Sale
377 -7.2%
13.74
USD 5,180 		377 -7.2% 13.74 USD 5,180
2022-03-04 2022-03-03
B Purchase
1,000 +50.0%
8.82
USD 8,820 		1,000 +50.0% 8.82 USD 8,820
2022-02-04 2022-02-03
B Purchase
572 +40.1%
9.31
USD 5,325 		572 +40.1% 9.31 USD 5,325
2022-02-04 2022-02-02
B Purchase
428 +42.8%
9.38
USD 4,015 		428 +42.8% 9.38 USD 4,015
2021-09-17 2021-09-16
S Sale
10,000 -85.1%
10.02
USD 100,226 		10,000 -85.1% 10.02 USD 100,226
2021-09-17 2021-09-15
S Sale
20,000 -63.0%
9.96
USD 199,254 		20,000 -63.0% 9.96 USD 199,254
2021-01-22 2021-01-21
S Sale
9,355 -42.3%
8.59
USD 80,359 		9,355 -42.3% 8.59 USD 80,359
2021-01-22 2021-01-20
S Sale
1,900 -7.9%
8.72
USD 16,568 		1,900 -7.9% 8.72 USD 16,568
2020-12-18 2020-12-17
S Sale
1,299 -5.1%
8.96
USD 11,639 		1,299 -5.1% 8.96 USD 11,639
2020-12-18 2020-12-16
S Sale
5,000 -16.5%
8.83
USD 44,150 		5,000 -16.5% 8.83 USD 44,150
2020-10-15 2020-10-14
S Sale
5,000 -14.2%
8.40
USD 42,001 		5,000 -14.2% 8.40 USD 42,001
2020-10-15 2020-10-13
S Sale
2,819 -7.4%
8.35
USD 23,539 		2,819 -7.4% 8.35 USD 23,539
2020-09-21 2020-09-21
S Sale
5,303 -9.0%
8.45
USD 44,810 		5,303 -9.0% 8.45 USD 44,810
2020-09-21 2020-09-18
S Sale
1,190 -2.0%
8.54
USD 10,160 		1,190 -2.0% 8.54 USD 10,160
2020-09-21 2020-09-17
S Sale
10,000 -14.3%
8.61
USD 86,140 		10,000 -14.3% 8.61 USD 86,140
2020-03-03 2020-02-28
B Purchase
1,000 +1562.5%
7.75
USD 7,750 		1,000 +1562.5% 7.75 USD 7,750
2020-03-03 2020-02-28
B Purchase
1,000 +20.3%
13.25
USD 13,250 		1,000 +20.3% 13.25 USD 13,250
2020-03-03 2020-02-28
B Purchase
1,000 +20.3%
13.25
USD 13,250 		1,000 +20.3% 13.25 USD 13,250
2019-10-18 2019-10-16
S Sale
107 -100.0%
8.46
USD 906 		107 -100.0% 8.46 USD 906
2019-03-27 2019-03-25
S Sale
220,000 -100.0%
9.25
USD 2,035,000 		220,000 -100.0% 9.25 USD 2,035,000
2019-03-27 2019-03-25
B Purchase
70,000 +inf%
9.25
USD 647,500 		70,000 +inf% 9.25 USD 647,500
2016-02-04 2016-02-03
B Purchase
2,000 +50.0%
12.46
USD 24,920 		2,000 +50.0% 12.46 USD 24,920
2015-02-03 2015-02-02
B Purchase
200 +5.3%
14.94
USD 2,988 		200 +5.3% 14.94 USD 2,988
2015-02-03 2015-02-02
B Purchase
3,800 +inf%
14.95
USD 56,810 		3,800 +inf% 14.95 USD 56,810
2011-03-30 2011-03-29
B Purchase
200 +100.0%
15.37
USD 3,074 		200 +100.0% 15.37 USD 3,074
2011-03-30 2011-03-29
B Purchase
700 +100.0%
15.38
USD 10,766 		700 +100.0% 15.38 USD 10,766
2011-03-29 2011-03-28
B Purchase
100 +100.0%
15.22
USD 1,522 		100 +100.0% 15.22 USD 1,522
2010-01-26 2010-01-22
S Sale
49,931 -100.0%
14.18
USD 708,022 		49,931 -100.0% 14.18 USD 708,022
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