Phil Goldstein

Track

Insider profile

Currently holds positions in Special Opportunities Fund Inc, High Income Securities Fund, Mexico Equity and Income Fund Inc, MVC Capital Inc and Crossroads Liquidating Trust

Performance

Overall performance
3.4
Performance over holding periods
4.2
30 days 90 days 120 days
Average return 0% 8.2% 15.1%
Success rate 62% 68% 82%
Transactions
127 71% Buy
34 71% Buy
47 69% Buy
Ranking by holding-period performance
Performance for realised trades
4.4
Average return 29%
Success rate 73%
Average holding period 220
Transactions 28
Ranking by realised performance

Positions

Position Company Period
Chairman of the Board, Secretary Special Opportunities Fund Inc Oct. 1, 2009 -
Chairman of the Board, Secretary, Trustee High Income Securities Fund Jan. 1, 2018 -
Independent Chairman of the Board Mexico Equity and Income Fund Inc Jan. 1, 2000 -
Independent Director MVC Capital Inc Sept. 27, 2012 -
Independent Director Crossroads Liquidating Trust June 30, 2016 -
Independent Chairman of the Board Emergent Capital Inc Aug. 14, 2012 - July 28, 2017
Independent Director ASA Gold and Precious Metals Ltd April 29, 2008 - March 13, 2014
Independent Director Korea Equity Fund Inc Jan. 1, 2010 - Aug. 20, 2012
Director Emergent Capital Inc Aug. 2, 2012 - Aug. 14, 2012
Phil Goldstein's trades of Total Return Securities Fund's stock


• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date Company B/S Transaction type Nb. shares
Price
Value 		Number of shares Price Value Details
2026-07-08 2026-07-06
B Purchase
95,473 +25.0%
390.87
US$364,366 		95,473 +25.0% 390.87 US$364,366
2026-04-09 2026-04-08
B Purchase
32,077 -12.9%
326.27
US$831,708 		32,077 -12.9% 326.27 US$831,708
2026-04-09 2026-04-07
B Purchase
63,389 +16.2%
464.98
US$1,399,917 		63,389 +16.2% 464.98 US$1,399,917
2026-03-19 2026-03-18
B Purchase
10,000 +9.7%
5.98
US$59,800 		10,000 +9.7% 5.98 US$59,800
2026-03-19 2026-03-18
B Purchase
17,905 +76.4%
5.46
US$97,761 		17,905 +76.4% 5.46 US$97,761
2026-03-09 2026-03-05
B Purchase
10,000 +10.7%
5.99
US$59,900 		10,000 +10.7% 5.99 US$59,900
2026-03-05 2026-03-03
B Purchase
5,000 +5.7%
6.01
US$30,050 		5,000 +5.7% 6.01 US$30,050
2026-02-25 2026-02-23
B Purchase
5,000 +6.0%
6.13
US$30,650 		5,000 +6.0% 6.13 US$30,650
2026-02-10 2026-02-06
B Purchase
10,000 +13.7%
6.07
US$60,700 		10,000 +13.7% 6.07 US$60,700
2026-02-04 2026-02-03
B Purchase
10,000 +74.4%
6.05
US$60,500 		10,000 +74.4% 6.05 US$60,500
2026-02-04 2026-02-03
B Purchase
10,000 +74.4%
6.05
US$60,500 		10,000 +74.4% 6.05 US$60,500
2026-02-04 2026-02-02
B Purchase
7,514 +126.6%
6.05
US$45,460 		7,514 +126.6% 6.05 US$45,460
2026-02-03 2026-01-30
B Purchase
10,000 +15.9%
5.92
US$59,200 		10,000 +15.9% 5.92 US$59,200
2025-12-18 2025-12-18
B Purchase
2,500 +72.8%
5.99
US$14,975 		2,500 +72.8% 5.99 US$14,975
2025-12-18 2025-12-17
B Purchase
800 +30.4%
6.03
US$4,824 		800 +30.4% 6.03 US$4,824
2025-12-18 2025-12-16
B Purchase
2,487 +1691.8%
6.04
US$15,021 		2,487 +1691.8% 6.04 US$15,021
2025-04-08 2025-04-04
B Purchase
3,000 +9.4%
13.80
US$41,400 		3,000 +9.4% 13.80 US$41,400
2025-02-26 2025-02-25
S Sale
6,984 -97.9%
6.85
US$47,852 		6,984 -97.9% 6.85 US$47,852
2025-02-26 2025-02-24
S Sale
9,296 -56.6%
6.85
US$63,678 		9,296 -56.6% 6.85 US$63,678
2025-02-26 2025-02-24
S Sale
10,000 -37.8%
6.84
US$68,400 		10,000 -37.8% 6.84 US$68,400
2025-01-21 2025-01-17
S Sale
4,535 -27.0%
8.45
US$38,321 		4,535 -27.0% 8.45 US$38,321
2024-07-01 2024-06-28
S Sale
10,000 -50.6%
6.94
US$69,400 		10,000 -50.6% 6.94 US$69,400
2024-07-01 2024-06-28
S Sale
10,000 -33.6%
6.93
US$69,300 		10,000 -33.6% 6.93 US$69,300
2024-07-01 2024-06-28
S Sale
10,000 -25.1%
6.92
US$69,200 		10,000 -25.1% 6.92 US$69,200
2024-07-01 2024-06-28
S Sale
60,000 -60.1%
6.93
US$415,800 		60,000 -60.1% 6.93 US$415,800
2024-06-28 2024-06-27
S Sale
10,000 -9.1%
6.84
US$68,400 		10,000 -9.1% 6.84 US$68,400
2024-06-28 2024-06-27
S Sale
10,000 -8.3%
6.91
US$69,100 		10,000 -8.3% 6.91 US$69,100
2024-06-28 2024-06-27
S Sale
10,000 -7.7%
6.91
US$69,137 		10,000 -7.7% 6.91 US$69,137
2024-06-28 2024-06-27
S Sale
24,600 -15.9%
6.92
US$170,232 		24,600 -15.9% 6.92 US$170,232
2024-06-28 2024-06-26
S Sale
10,000 -6.1%
6.81
US$68,122 		10,000 -6.1% 6.81 US$68,122
2024-06-28 2024-06-26
S Sale
10,000 -5.7%
6.83
US$68,301 		10,000 -5.7% 6.83 US$68,301
2024-06-28 2024-06-26
S Sale
40,000 -18.7%
6.81
US$272,400 		40,000 -18.7% 6.81 US$272,400
2024-06-28 2024-06-26
S Sale
200 -0.1%
6.85
US$1,369 		200 -0.1% 6.85 US$1,369
2024-06-28 2024-06-26
S Sale
29,800 -12.2%
6.84
US$203,832 		29,800 -12.2% 6.84 US$203,832
2024-01-02 2023-12-28
B Purchase
1,319 +4.3%
11.78
US$15,538 		1,319 +4.3% 11.78 US$15,538
2024-01-02 2023-12-28
B Purchase
44 +0.1%
11.75
US$517 		44 +0.1% 11.75 US$517
2023-04-25 2023-04-21
B Purchase
10,000 +4.3%
6.37
US$63,700 		10,000 +4.3% 6.37 US$63,700
2023-04-12 2023-04-10
B Purchase
10,000 +4.5%
6.39
US$63,900 		10,000 +4.5% 6.39 US$63,900
2023-04-10 2023-04-06
B Purchase
9,510 +4.4%
6.41
US$60,959 		9,510 +4.4% 6.41 US$60,959
2023-04-07 2023-04-06
B Purchase
5,000 +18.9%
10.85
US$54,250 		5,000 +18.9% 10.85 US$54,250
2023-04-07 2023-04-05
B Purchase
2,400 +10.0%
10.85
US$26,040 		2,400 +10.0% 10.85 US$26,040
2023-03-21 2023-03-17
B Purchase
4,000 +1.9%
6.28
US$25,120 		4,000 +1.9% 6.28 US$25,120
2023-03-15 2023-03-13
B Purchase
790 +0.4%
6.36
US$5,024 		790 +0.4% 6.36 US$5,024
2023-02-07 2023-02-03
B Purchase
2,000 +10.1%
11.85
US$23,700 		2,000 +10.1% 11.85 US$23,700
2023-02-01 2023-01-30
B Purchase
2,000 +11.2%
11.63
US$23,260 		2,000 +11.2% 11.63 US$23,260