Lucy Patrick K.

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2020-06-17	2020-06-16	Pfenex Inc (PFNX)	PlS Planned sale	6,891 -27.4% 438.92 US$4,875,410	6,891 -27.4%	438.92	US$4,875,410
2020-03-03	2020-03-02	Pfenex Inc (PFNX)	PlS Planned sale	44,734 -15.8% 290.74 US$3,178,300	44,734 -15.8%	290.74	US$3,178,300
2019-11-27	2019-11-27	Pfenex Inc (PFNX)	PlS Planned sale	52,901 -32.5% 411.80 US$3,960,547	52,901 -32.5%	411.80	US$3,960,547
2019-09-16	2019-09-16	Pfenex Inc (PFNX)	PlS Planned sale	250 -0.3% 10.01 US$2,502	250 -0.3%	10.01	US$2,502
2019-09-16	2019-09-16	Pfenex Inc (PFNX)	PlS Planned sale	1,800 -1.9% 10.00 US$18,000	1,800 -1.9%	10.00	US$18,000
2019-09-16	2019-09-13	Pfenex Inc (PFNX)	PlS Planned sale	3,950 -4.0% 10.01 US$39,532	3,950 -4.0%	10.01	US$39,532
2019-09-10	2019-09-06	Pfenex Inc (PFNX)	PlS Planned sale	6,000 -5.7% 8.00 US$48,021	6,000 -5.7%	8.00	US$48,021