Thomas Finke

(Mr. Thomas Finke)

Currently holds positions in Scottish Re Group Ltd and Barings Global Short Duration High Yield Fund

Positions

Position Company Period
Director Scottish Re Group Ltd May 7, 2007 -
Trustee Barings Global Short Duration High Yield Fund Jan. 1, 2013 -
Thomas Finke's trades of Barings Global Short Duration High Yield Fund's stock


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value 		Number of shares Price Value Details
2015-10-02 2015-09-30
B Purchase
2,000 +5.0%
17.12
USD 34,240 		2,000 +5.0% 17.12 USD 34,240
2015-08-26 2015-08-25
B Purchase
3,000 +8.1%
17.78
USD 53,340 		3,000 +8.1% 17.78 USD 53,340
2015-08-12 2015-08-11
B Purchase
400 +1.1%
18.83
USD 7,532 		400 +1.1% 18.83 USD 7,532
2015-08-12 2015-08-11
B Purchase
600 +1.7%
18.85
USD 11,310 		600 +1.7% 18.85 USD 11,310
2015-06-30 2015-06-29
B Purchase
5,000 +16.1%
19.59
USD 97,970 		5,000 +16.1% 19.59 USD 97,970
2015-06-12 2015-06-11
S Sale
900 -100.0%
15.99
USD 14,391 		900 -100.0% 15.99 USD 14,391
2015-06-12 2015-06-11
S Sale
400 -30.8%
16.02
USD 6,408 		400 -30.8% 16.02 USD 6,408
2015-06-12 2015-06-11
S Sale
200 -13.3%
15.98
USD 3,196 		200 -13.3% 15.98 USD 3,196
2015-06-12 2015-06-11
S Sale
200 -11.8%
16.01
USD 3,202 		200 -11.8% 16.01 USD 3,202
2015-06-12 2015-06-11
S Sale
200 -10.5%
16.04
USD 3,208 		200 -10.5% 16.04 USD 3,208
2015-06-12 2015-06-11
S Sale
100 -5.0%
16.00
USD 1,600 		100 -5.0% 16.00 USD 1,600
2014-12-19 2014-12-18
B Purchase
200 +0.6%
20.11
USD 4,022 		200 +0.6% 20.11 USD 4,022
2014-12-19 2014-12-18
B Purchase
1,800 +6.2%
20.15
USD 36,270 		1,800 +6.2% 20.15 USD 36,270
2014-09-30 2014-09-29
B Purchase
376 +1.3%
22.67
USD 8,524 		376 +1.3% 22.67 USD 8,524
2014-09-30 2014-09-29
B Purchase
520 +1.9%
22.71
USD 11,809 		520 +1.9% 22.71 USD 11,809
2014-09-30 2014-09-29
B Purchase
1,104 +4.1%
22.72
USD 25,083 		1,104 +4.1% 22.72 USD 25,083
2014-08-11 2014-08-08
B Purchase
2,000 +8.0%
23.20
USD 46,400 		2,000 +8.0% 23.20 USD 46,400
2014-01-31 2014-01-30
B Purchase
3,000 +13.6%
23.65
USD 70,950 		3,000 +13.6% 23.65 USD 70,950
2013-12-23 2013-12-20
B Purchase
2,000 +10.0%
23.35
USD 46,700 		2,000 +10.0% 23.35 USD 46,700
2013-05-20 2013-05-17
B Purchase
10,000 +100.0%
25.15
USD 251,500 		10,000 +100.0% 25.15 USD 251,500
2012-05-17 2012-05-16
B Purchase
2,000 +inf%
14.82
USD 29,640 		2,000 +inf% 14.82 USD 29,640
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