Thompson Paul John

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2019-10-24	2019-10-23	Barings Global Short Duration High Yield Fund (BGH)	S Sale	41,182 +24.9% 450.31 US$3,358,813	41,182 +24.9%	450.31	US$3,358,813
2019-10-24	2019-10-23	Barings Global Short Duration High Yield Fund (BGH)	S Sale	62,671 +17.7% 128.09 US$4,249,396	62,671 +17.7%	128.09	US$4,249,396
2019-10-24	2019-10-23	Barings Global Short Duration High Yield Fund (BGH)	S Sale	47,693 -1.0% 365.08 US$2,188,611	47,693 -1.0%	365.08	US$2,188,611