Roy Richie

1.8

4.2

4.4

Position	Company	Period
Independent Director	Infinity Energy Resources Inc	June 1, 1999 -
Lead Independent Outside Director	Digital Ally Inc	Sept. 1, 2005 -
Independent Director	Tri-Continental Corp	Jan. 1, 2000 - April 18, 2016
Independent Director	Columbia Seligman Premium Technology Growth Fund Inc	Oct. 1, 2009 - April 18, 2016
Independent Director	OGE Energy Corp	Nov. 28, 2007 - May 15, 2014

Stanton Ross Thomas Heckman Hutchins Daniel F

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2009-10-13	2009-10-09	Tri-Continental Corp (TY)	B Purchase	43,834 -28.5% 363.33 US$3,092,559	43,834 -28.5%	363.33	US$3,092,559
2009-10-13	2009-10-09	Tri-Continental Corp (TY)	B Purchase	14,585 +28.2% 439.27 US$3,432,228	14,585 +28.2%	439.27	US$3,432,228
2009-10-13	2009-10-09	Tri-Continental Corp (TY)	B Purchase	61,163 -14.7% 392.60 US$2,723,189	61,163 -14.7%	392.60	US$2,723,189
2009-10-13	2009-10-09	Tri-Continental Corp (TY)	B Purchase	1,724 +36.4% 11.17 US$19,257	1,724 +36.4%	11.17	US$19,257
2009-10-13	2009-10-09	Tri-Continental Corp (TY)	S Sale	5,700 -54.6% 11.17 US$63,669	5,700 -54.6%	11.17	US$63,669
2006-10-20	2006-09-07	Tri-Continental Corp (TY)	B Purchase	2,000 +125.0% 20.30 US$40,600	2,000 +125.0%	20.30	US$40,600
2006-10-20	2006-09-07	Tri-Continental Corp (TY)	B Purchase	200 +14.3% 20.35 US$4,070	200 +14.3%	20.35	US$4,070
2006-10-20	2006-09-07	Tri-Continental Corp (TY)	B Purchase	400 +40.0% 20.27 US$8,108	400 +40.0%	20.27	US$8,108