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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
KR Vuno Inc (338220)
Transaction date
Planned sale
Insider
Lee Yeha (이예하)
Price
239.97
Quantity 40,870
Value ₩1,374,560
KR Vuno Inc (338220)
Transaction date
Planned sale
Insider
Lee Yeha (이예하) Unclassified position (대표집행임원) Officer Large shareholder
Price
4,980.00
Quantity 901,356
Value ₩4,488,752,880
Transaction date
Planned purchase
Insider
Investor United Inc. ((주)인베스터유나이티드) Unclassified position Large shareholder
Price
2,300.00
Quantity 478,260
Value ₩1,099,998,000
Transaction date
Purchase
Insider
3.4
Kang, Thanh Chan Senior Officer of Issuer Officer
Price
17.85
Quantity 1,000 +0.6%
Value CA$100,000
Transaction date
Purchase
Insider
3.4
Fagerheim, Grant Bradley Director of Issuer, Senior Officer of Issuer Executive Director
Price
17.39
Quantity 1,000 +0.2%
Value CA$100,000
Transaction date
Purchase
Insider
2.8
Coughlin, Timothy James Director of Issuer, Senior Officer of Issuer Executive Director
Price
0.19
Quantity 1,000 +0.0%
Value CA$100,000
Transaction date
Purchase
Insider
2.8
Coughlin, Timothy James Director of Issuer, Senior Officer of Issuer Executive Director
Price
0.19
Quantity 1,000 +0.2%
Value CA$100,000
Transaction date
Planned sale
Insider
2.1
Pascali, Photis Peter 10% Security Holder of Issuer, Director of Issuer, Senior Officer of Issuer Executive Director Large shareholder
Price
0.20
Quantity 1,000 -0.4%
Value CA$100,000
Transaction date
Purchase
Insider
3.6
Phillips, Andrew Senior Officer of Issuer Officer
Price
34.80
Quantity 1,000 +0.7%
Value CA$100,000
Transaction date
Purchase
Insider
2.1
Thomson, Andrew Director of Issuer Non-Executive Director
Price
0.08
Quantity 1,000 +0.6%
Value CA$100,000
Transaction date
Purchase
Insider
3.4
Fearn, Richard Neil Director of Issuer, Director or Senior Officer of 10% Security Holder, Senior Officer of Issuer Executive Director
Price
1.03
Quantity 1,400 +0.0%
Value CA$1,442
Transaction date
Purchase
Insider
2.7
Edwards, Alan R. Director of Issuer Non-Executive Director
Price
2.90
Quantity 47,000 +2.5%
Value CA$136,300
Transaction date
Sale
Insider
3.6
Lee, John Director of Issuer, Senior Officer of Issuer Executive Director
Price
0.06
Quantity 10,000 -0.2%
Value CA$600
CA Aritzia Inc (ATZ)
Transaction date
Sale
Insider
2.9
Currie, John Edward Director of Issuer Non-Executive Director
Price
158.58
Quantity 15,000
Value CA$2,378,700
Transaction date
Planned sale
Insider
3.6
Yi Steven See Remarks Executive Director
Price
15.50
Quantity 151,129 -7.4%
Value US$2,342,484
US Rubrik, Inc. (RBRK)
Transaction date
Planned sale
Insider
1.5
Wassenaar Yvonne Non-Executive Director
Price
116.61
Quantity 721 -19.4%
Value US$84,076
Transaction date
Planned sale
Insider
3.8
Nonko Eugene Non-Executive Director
Price
15.36
Quantity 93,279 -16.9%
Value US$1,433,195
Transaction date
Planned sale
Insider
3.8
Nonko Eugene Non-Executive Director
Price
15.25
Quantity 5,667 -0.9%
Value US$86,436
Transaction date
Planned sale
Insider
2.7
Boersma Travis Executive Chairman of Board Executive Director Large shareholder
Price
45.14
Quantity 92,841 -6.4%
Value US$4,191,093
Transaction date
Planned sale
Insider
2.7
Boersma Travis Executive Chairman of Board Executive Director Large shareholder
Price
44.59
Quantity 266,443 -15.4%
Value US$11,880,454
Transaction date
Planned sale
Insider
2.7
Boersma Travis Executive Chairman of Board Executive Director Large shareholder
Price
45.14
Quantity 173,891 -6.4%
Value US$7,849,909
Transaction date
Planned sale
Insider
2.7
Boersma Travis Executive Chairman of Board Executive Director Large shareholder
Price
44.59
Quantity 499,041 -15.4%
Value US$22,251,789
Transaction date
Proposed sale
Insider
2.5
Jon M Foster OFFICER Officer
Price
514.07
Quantity 31,742
Value US$16,317,603
Transaction date
Sale
Insider
3.0
PRATT KEITH E Executive VP and CFO Officer
Price
130.06
Quantity 8,000 -16.5%
Value US$1,040,466
Notification date Transaction date Company B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2026-11-04 2026-11-05
PrS Proposed sale
1.7
Ritchie Robert C

Officer; Director

Executive Director
83,854
472.28
US$3,338,572 		83,854 472.28 US$3,338,572
2026-11-04 2026-11-05
PrS Proposed sale
French, Ryan J. (NWFL)

Officer

Officer
13,465
273.42
US$964,027 		13,465 273.42 US$964,027
2026-10-22 2026-11-05
KR Vuno Inc (338220)
PlS Planned sale Lee Yeha (이예하)
40,870
239.97
₩1,374,560 		40,870 239.97 ₩1,374,560
2026-10-06 2026-11-05
KR Vuno Inc (338220)
PlS Planned sale Lee Yeha (이예하)

Unclassified position (대표집행임원)

Officer Large shareholder
901,356
4,980.00
₩4,488,752,880 		901,356 4,980.00 ₩4,488,752,880
2026-10-01 2026-11-05
PP Planned purchase Investor United Inc. ((주)인베스터유나이티드)

Unclassified position

Large shareholder
478,260
2,300.00
₩1,099,998,000 		478,260 2,300.00 ₩1,099,998,000
2026-11-04 2026-11-04
B Purchase
3.4
Kang, Thanh Chan

Senior Officer of Issuer

Officer
1,000 +0.6%
17.85
CA$100,000 		1,000 +0.6% 17.85 CA$100,000
2026-11-04 2026-11-04
B Purchase
3.4
Fagerheim, Grant Bradley

Director of Issuer, Senior Officer of Issuer

Executive Director
1,000 +0.2%
17.39
CA$100,000 		1,000 +0.2% 17.39 CA$100,000
2026-11-04 2026-11-04
B Purchase
2.8
Coughlin, Timothy James

Director of Issuer, Senior Officer of Issuer

Executive Director
1,000 +0.0%
0.19
CA$100,000 		1,000 +0.0% 0.19 CA$100,000
2026-11-04 2026-11-04
B Purchase
2.8
Coughlin, Timothy James

Director of Issuer, Senior Officer of Issuer

Executive Director
1,000 +0.2%
0.19
CA$100,000 		1,000 +0.2% 0.19 CA$100,000
2026-11-04 2026-11-04
S Sale
Suess, Jennifer

Senior Officer of Issuer

Officer
1,000 -17.7%
21.41
CA$100,000 		1,000 -17.7% 21.41 CA$100,000
2026-11-04 2026-11-04
B Purchase
2.7
Paterson, G. Scott

Director of Issuer

Non-Executive Director
1,000 +0.0%
0.36
CA$100,000 		1,000 +0.0% 0.36 CA$100,000
2026-11-04 2026-11-04
B Purchase
2.7
Paterson, G. Scott

Director of Issuer

Non-Executive Director
1,000 +1.2%
0.38
CA$100,000 		1,000 +1.2% 0.38 CA$100,000
2026-11-04 2026-11-04
PlS Planned sale
2.1
Pascali, Photis Peter

10% Security Holder of Issuer, Director of Issuer, Senior Officer of Issuer

Executive Director Large shareholder
1,000 -0.4%
0.20
CA$100,000 		1,000 -0.4% 0.20 CA$100,000
2026-11-04 2026-11-04
B Purchase
3.6
Phillips, Andrew

Senior Officer of Issuer

Officer
1,000 +0.7%
34.80
CA$100,000 		1,000 +0.7% 34.80 CA$100,000
2026-11-04 2026-11-04
B Purchase
2.1
Thomson, Andrew

Director of Issuer

Non-Executive Director
1,000 +0.6%
0.08
CA$100,000 		1,000 +0.6% 0.08 CA$100,000
2026-11-04 2026-11-04
B Purchase
1.8
Wensley, Christopher James

Director of Issuer

Non-Executive Director
1,000 +0.1%
0.42
CA$415 		1,000 +0.1% 0.42 CA$415
2026-11-04 2026-11-04
B Purchase
3.4
Fearn, Richard Neil

Director of Issuer, Director or Senior Officer of 10% Security Holder, Senior Officer of Issuer

Executive Director
1,400 +0.0%
1.03
CA$1,442 		1,400 +0.0% 1.03 CA$1,442
2026-11-04 2026-11-04
B Purchase
2.6
McLeod, Susan Elizabeth

Senior Officer of Issuer

Officer
69,000 +5.7%
2.90
CA$200,100 		69,000 +5.7% 2.90 CA$200,100
2026-11-04 2026-11-04
B Purchase
2.7
Edwards, Alan R.

Director of Issuer

Non-Executive Director
47,000 +2.5%
2.90
CA$136,300 		47,000 +2.5% 2.90 CA$136,300
2026-11-04 2026-11-04
S Sale
3.6
Lee, John

Director of Issuer, Senior Officer of Issuer

Executive Director
10,000 -0.2%
0.06
CA$600 		10,000 -0.2% 0.06 CA$600
2026-11-04 2026-11-04
CA Aritzia Inc (ATZ)
S Sale
2.9
Currie, John Edward

Director of Issuer

Non-Executive Director
15,000
158.58
CA$2,378,700 		15,000 158.58 CA$2,378,700
2026-11-04 2026-11-04
PlS Planned sale
DM Individual Aggregator, LLC
Large shareholder
92,841 -6.4%
45.14
US$4,191,093 		92,841 -6.4% 45.14 US$4,191,093
2026-11-04 2026-11-04
PlS Planned sale
DM Individual Aggregator, LLC
Large shareholder
266,443 -15.4%
44.59
US$11,880,454 		266,443 -15.4% 44.59 US$11,880,454
2026-11-04 2026-11-04
PlS Planned sale
3.6
Yi Steven

See Remarks

Executive Director
151,129 -7.4%
15.50
US$2,342,484 		151,129 -7.4% 15.50 US$2,342,484
2026-11-04 2026-11-04
PrS Proposed sale
3.3
BASSWOOD CAPITAL MANAGEMENT, L.L.C.

10% Stockholder

Large shareholder
5,353
38.78
US$207,589 		5,353 38.78 US$207,589
2026-11-04 2026-11-04
PlS Planned sale
3.2
Peetz Christopher

CHIEF EXECUTIVE OFFICER

Executive Director
20,000 -8.8%
90.00
US$1,800,000 		20,000 -8.8% 90.00 US$1,800,000
2026-11-04 2026-11-04
PrS Proposed sale
BASSWOOD FINANCIAL FUND, L.P.

10% Stockholder

Large shareholder
5,106
38.78
US$198,011 		5,106 38.78 US$198,011
2026-11-04 2026-11-04
US Rubrik, Inc. (RBRK)
PlS Planned sale
1.5
Wassenaar Yvonne
Non-Executive Director
721 -19.4%
116.61
US$84,076 		721 -19.4% 116.61 US$84,076
2026-11-04 2026-11-04
PlS Planned sale
3.8
Nonko Eugene
Non-Executive Director
93,279 -16.9%
15.36
US$1,433,195 		93,279 -16.9% 15.36 US$1,433,195
2026-11-04 2026-11-04
PlS Planned sale
3.8
Nonko Eugene
Non-Executive Director
5,667 -0.9%
15.25
US$86,436 		5,667 -0.9% 15.25 US$86,436
2026-11-04 2026-11-04
PlS Planned sale
1.4
Tsuchimoto Kim R
Non-Executive Director
600 -100.0%
72.21
US$43,326 		600 -100.0% 72.21 US$43,326
2026-11-04 2026-11-04
PlS Planned sale
1.4
Tsuchimoto Kim R
Non-Executive Director
996 -62.4%
71.35
US$71,065 		996 -62.4% 71.35 US$71,065
2026-11-04 2026-11-04
PlS Planned sale
1.4
Tsuchimoto Kim R
Non-Executive Director
1,295 -44.8%
70.75
US$91,621 		1,295 -44.8% 70.75 US$91,621
2026-11-04 2026-11-04
PrS Proposed sale
Basswood Financial Long Only Fund, LP

10% Stockholder

Large shareholder
661
38.78
US$25,634 		661 38.78 US$25,634
2026-11-04 2026-11-04
PrS Proposed sale
1.7
Joanne Quan

Former Officer

Officer
14,684
96.97
US$1,423,907 		14,684 96.97 US$1,423,907
2026-11-04 2026-11-04
PlS Planned sale
2.7
Boersma Travis

Executive Chairman of Board

Executive Director Large shareholder
92,841 -6.4%
45.14
US$4,191,093 		92,841 -6.4% 45.14 US$4,191,093
2026-11-04 2026-11-04
PlS Planned sale
2.7
Boersma Travis

Executive Chairman of Board

Executive Director Large shareholder
266,443 -15.4%
44.59
US$11,880,454 		266,443 -15.4% 44.59 US$11,880,454
2026-11-04 2026-11-04
PlS Planned sale
2.7
Boersma Travis

Executive Chairman of Board

Executive Director Large shareholder
173,891 -6.4%
45.14
US$7,849,909 		173,891 -6.4% 45.14 US$7,849,909
2026-11-04 2026-11-04
PlS Planned sale
2.7
Boersma Travis

Executive Chairman of Board

Executive Director Large shareholder
499,041 -15.4%
44.59
US$22,251,789 		499,041 -15.4% 44.59 US$22,251,789
2026-11-04 2026-11-04
PlS Planned sale
DM Trust Aggregator, LLC
Large shareholder
173,891 -6.4%
45.14
US$7,849,909 		173,891 -6.4% 45.14 US$7,849,909
2026-11-04 2026-11-04
PlS Planned sale
DM Trust Aggregator, LLC
Large shareholder
499,041 -15.4%
44.59
US$22,251,789 		499,041 -15.4% 44.59 US$22,251,789
2026-11-04 2026-11-04
PrS Proposed sale
Basswood Financial Fund, Ltd.

10% Stockholder

Large shareholder
265
38.78
US$10,277 		265 38.78 US$10,277
2026-11-04 2026-11-04
PrS Proposed sale
2.5
Jon M Foster

OFFICER

Officer
31,742
514.07
US$16,317,603 		31,742 514.07 US$16,317,603
2026-11-04 2026-11-04
PrS Proposed sale
BASSWOOD OPPORTUNITY PARTNERS, L.P.

10% Stockholder

Large shareholder
13,369
38.78
US$518,450 		13,369 38.78 US$518,450
2026-11-04 2026-11-04
S Sale
3.0
PRATT KEITH E

Executive VP and CFO

Officer
8,000 -16.5%
130.06
US$1,040,466 		8,000 -16.5% 130.06 US$1,040,466