|
2010-04-21 |
2010-04-21 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
76,039
+18.9%
19.12
US$777,712
|
76,039
+18.9%
|
19.12
|
US$777,712
|
|
|
2010-04-21 |
2010-04-20 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
60,774
+41.2%
280.19
US$3,703,289
|
60,774
+41.2%
|
280.19
|
US$3,703,289
|
|
|
2010-04-16 |
2010-04-15 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
67,296
-16.5%
222.43
US$3,225,200
|
67,296
-16.5%
|
222.43
|
US$3,225,200
|
|
|
2010-04-16 |
2010-04-14 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
8,700
-2.1%
4.23
US$36,791
|
8,700
-2.1%
|
4.23
|
US$36,791
|
|
|
2010-04-09 |
2010-04-06 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
5,000
-1.2%
4.15
US$20,750
|
5,000
-1.2%
|
4.15
|
US$20,750
|
|
|
2010-03-26 |
2010-03-26 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
300
-0.1%
4.10
US$1,230
|
300
-0.1%
|
4.10
|
US$1,230
|
|
|
2010-03-24 |
2010-03-23 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
1,441
-0.3%
4.10
US$5,910
|
1,441
-0.3%
|
4.10
|
US$5,910
|
|
|
2010-03-10 |
2010-03-08 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
800
-0.2%
4.10
US$3,280
|
800
-0.2%
|
4.10
|
US$3,280
|
|
|
2010-03-01 |
2010-03-01 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
10,000
-2.4%
4.10
US$41,000
|
10,000
-2.4%
|
4.10
|
US$41,000
|
|
|
2010-02-25 |
2010-02-25 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
5,485
-1.3%
4.10
US$22,488
|
5,485
-1.3%
|
4.10
|
US$22,488
|
|
|
2010-02-25 |
2010-02-24 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
4,515
-1.0%
4.10
US$18,512
|
4,515
-1.0%
|
4.10
|
US$18,512
|
|
|
2009-11-10 |
2009-11-09 |
B
Purchase
|
Conacher Lionel F.
President and COO
Officer
|
200
+0.1%
4.85
US$970
|
200
+0.1%
|
4.85
|
US$970
|
|
|
2009-11-10 |
2009-11-09 |
B
Purchase
|
Conacher Lionel F.
President and COO
Officer
|
4,800
+1.4%
4.92
US$23,616
|
4,800
+1.4%
|
4.92
|
US$23,616
|
|
|
2009-11-10 |
2009-11-09 |
B
Purchase
|
Conacher Lionel F.
President and COO
Officer
|
12,000
+3.5%
4.83
US$58,000
|
12,000
+3.5%
|
4.83
|
US$58,000
|
|
|
2009-09-04 |
2009-09-04 |
S
Sale
|
Carbeau Thomas
Head Institutional Sales
Officer
|
4,123
-100.0%
4.33
US$17,844
|
4,123
-100.0%
|
4.33
|
US$17,844
|
|
|
2009-08-07 |
2009-08-05 |
S
Sale
|
Conacher Lionel F.
President and COO
Officer
|
175,000
-34.6%
4.00
US$700,000
|
175,000
-34.6%
|
4.00
|
US$700,000
|
|
|
2009-07-21 |
2009-07-20 |
S
Sale
|
Gay Keith
Head of Research
Officer
|
3,000
-2.5%
5.00
US$15,000
|
3,000
-2.5%
|
5.00
|
US$15,000
|
|
|
2009-07-06 |
2009-07-02 |
S
Sale
|
Stais Anthony V
Head of Trading
Officer
|
5,000
-2.4%
6.10
US$30,500
|
5,000
-2.4%
|
6.10
|
US$30,500
|
|
|
2009-07-06 |
2009-07-01 |
S
Sale
|
Stais Anthony V
Head of Trading
Officer
|
15,797
-7.1%
6.11
US$96,483
|
15,797
-7.1%
|
6.11
|
US$96,483
|
|
|
2009-06-29 |
2009-06-25 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
9,600
-2.4%
5.75
US$55,200
|
9,600
-2.4%
|
5.75
|
US$55,200
|
|
|
2009-06-29 |
2009-06-24 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
5,400
-1.3%
5.78
US$31,220
|
5,400
-1.3%
|
5.78
|
US$31,220
|
|
|
2009-06-18 |
2009-06-17 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
5,000
-1.2%
5.75
US$28,750
|
5,000
-1.2%
|
5.75
|
US$28,750
|
|
|
2009-06-18 |
2009-06-17 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
4,785
-1.1%
5.42
US$25,917
|
4,785
-1.1%
|
5.42
|
US$25,917
|
|
|
2009-06-18 |
2009-06-16 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
15,215
-3.5%
5.42
US$82,449
|
15,215
-3.5%
|
5.42
|
US$82,449
|
|
|
2009-05-11 |
2009-05-11 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
7,000
-1.6%
5.50
US$38,500
|
7,000
-1.6%
|
5.50
|
US$38,500
|
|
|
2009-04-03 |
2009-04-03 |
S
Sale
|
Slivon Paul C
Non-Executive Director
|
11,999
-2.7%
4.26
US$51,074
|
11,999
-2.7%
|
4.26
|
US$51,074
|
|
|
2009-03-18 |
2009-03-17 |
S
Sale
|
Carbeau Thomas
Head Institutional Sales
Officer
|
1,225
-100.0%
4.00
US$4,900
|
1,225
-100.0%
|
4.00
|
US$4,900
|
|
|
2009-03-18 |
2009-03-16 |
S
Sale
|
Carbeau Thomas
Head Institutional Sales
Officer
|
2,000
-62.0%
4.00
US$8,004
|
2,000
-62.0%
|
4.00
|
US$8,004
|
|
|
2009-03-13 |
2009-03-13 |
S
Sale
|
Carbeau Thomas
Head Institutional Sales
Officer
|
1,589
-33.0%
4.00
US$6,356
|
1,589
-33.0%
|
4.00
|
US$6,356
|
|
|
2009-03-13 |
2009-03-12 |
S
Sale
|
Carbeau Thomas
Head Institutional Sales
Officer
|
1,666
-25.7%
4.00
US$6,664
|
1,666
-25.7%
|
4.00
|
US$6,664
|
|
|
2009-03-13 |
2009-03-09 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
5,000
+0.2%
2.62
US$13,100
|
5,000
+0.2%
|
2.62
|
US$13,100
|
|
|
2009-02-20 |
2009-02-20 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
3,900
+0.2%
3.00
US$11,700
|
3,900
+0.2%
|
3.00
|
US$11,700
|
|
|
2009-02-20 |
2009-02-18 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
8,400
+0.3%
3.25
US$27,300
|
8,400
+0.3%
|
3.25
|
US$27,300
|
|
|
2009-02-20 |
2009-02-18 |
B
Purchase
|
Conacher Lionel F.
President and COO
Officer
|
10,565
+3.6%
3.45
US$36,461
|
10,565
+3.6%
|
3.45
|
US$36,461
|
|
|
2009-02-18 |
2009-02-17 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
35,000
+1.4%
3.24
US$113,544
|
35,000
+1.4%
|
3.24
|
US$113,544
|
|
|
2009-02-18 |
2009-02-13 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
35,000
+1.4%
3.35
US$117,250
|
35,000
+1.4%
|
3.35
|
US$117,250
|
|
|
2009-01-05 |
2008-12-31 |
S
Sale
|
Carbeau Thomas
Head of Institutional Sales
Officer
|
6,348
-100.0%
4.17
US$26,441
|
6,348
-100.0%
|
4.17
|
US$26,441
|
|
|
2008-05-23 |
2008-05-22 |
B
Purchase
|
Stais Anthony V
Head of Trading
Officer
|
9,990
+4.7%
6.00
US$59,954
|
9,990
+4.7%
|
6.00
|
US$59,954
|
|
|
2008-05-23 |
2008-05-22 |
B
Purchase
|
Stanley Shaugn
Chief Financial Officer
Officer
|
16,278
+19.4%
6.02
US$97,974
|
16,278
+19.4%
|
6.02
|
US$97,974
|
|
|
2008-05-16 |
2008-05-15 |
B
Purchase
|
Conacher Lionel F.
President and COO
Officer
|
4,500
+1.6%
5.84
US$26,278
|
4,500
+1.6%
|
5.84
|
US$26,278
|
|
|
2008-05-16 |
2008-05-15 |
B
Purchase
|
Conacher Lionel F.
President and COO
Officer
|
5,500
+1.9%
5.84
US$32,118
|
5,500
+1.9%
|
5.84
|
US$32,118
|
|
|
2008-05-13 |
2008-05-13 |
B
Purchase
|
McLeod William
Co-Dir. of Invest. Banking
Officer
|
9,000
+6.1%
5.46
US$49,096
|
9,000
+6.1%
|
5.46
|
US$49,096
|
|
|
2008-02-20 |
2008-02-20 |
B
Purchase
|
Conacher Lionel F.
President
Officer
|
3,000
+1.1%
9.13
US$27,377
|
3,000
+1.1%
|
9.13
|
US$27,377
|
|
|
2008-02-20 |
2008-02-20 |
B
Purchase
|
Conacher Lionel F.
President
Officer
|
40,000
+16.6%
9.13
US$365,024
|
40,000
+16.6%
|
9.13
|
US$365,024
|
|
|
2008-02-19 |
2008-02-15 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
20,000
+0.8%
8.79
US$175,864
|
20,000
+0.8%
|
8.79
|
US$175,864
|
|
|
2007-11-06 |
2007-11-06 |
B
Purchase
|
Barger Matthew R
Non-Executive Director
|
20,000
+inf%
13.18
US$263,506
|
20,000
+inf%
|
13.18
|
US$263,506
|
|
|
2007-08-03 |
2007-08-03 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
20,000
+0.8%
11.49
US$229,700
|
20,000
+0.8%
|
11.49
|
US$229,700
|
|
|
2007-08-03 |
2007-08-03 |
B
Purchase
|
Baylor David A
COO and CFO
Officer
|
5,000
+2.7%
11.49
US$57,425
|
5,000
+2.7%
|
11.49
|
US$57,425
|
|
|
2008-02-27 |
2007-02-22 |
B
Purchase
|
IRBY ALTON F III
Non-Executive Director
|
11,100
+37.0%
9.12
US$101,193
|
11,100
+37.0%
|
9.12
|
US$101,193
|
|
|
2006-05-18 |
2006-05-17 |
S
Sale
|
Jorgensen Blake J
COO/Co-Dir, Investment Banking
Officer
|
108,299
-20.0%
22.00
US$2,382,578
|
108,299
-20.0%
|
22.00
|
US$2,382,578
|
|
|
2006-05-18 |
2006-05-17 |
S
Sale
|
Manson Mark
Director of Research
Officer
|
103,547
-20.0%
22.00
US$2,278,034
|
103,547
-20.0%
|
22.00
|
US$2,278,034
|
|
|
2006-05-18 |
2006-05-17 |
S
Sale
|
Baylor David A
Chief Administrative Officer
Officer
|
46,818
-20.0%
22.00
US$1,029,996
|
46,818
-20.0%
|
22.00
|
US$1,029,996
|
|
|
2006-05-18 |
2006-05-17 |
S
Sale
|
Kitts Robert W
Co-Dir of Investment Banking
Officer
|
103,547
-20.0%
22.00
US$2,278,034
|
103,547
-20.0%
|
22.00
|
US$2,278,034
|
|
|
2006-05-18 |
2006-05-17 |
S
Sale
|
Slivon Paul C
Dir of Institutional Sales
Officer
|
108,299
-20.0%
22.00
US$2,382,578
|
108,299
-20.0%
|
22.00
|
US$2,382,578
|
|
|
2006-05-18 |
2006-05-17 |
S
Sale
|
Heekin Timothy J
Co-Director of Trading
Officer
|
117,805
-20.0%
22.00
US$2,591,710
|
117,805
-20.0%
|
22.00
|
US$2,591,710
|
|
|
2006-02-08 |
2006-02-07 |
S
Sale
|
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
Large shareholder
|
1,153,847
-60.0%
15.00
US$17,307,705
|
1,153,847
-60.0%
|
15.00
|
US$17,307,705
|
|