Stifel Financial Corp (SF)

Financials Banking & Investment Services Investment Banking & Investment Services

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Ticker: SF Exchange: NYS

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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Value bought

Past 90 days

Value sold

Past 90 days

Net insiders buying

Past 90 days

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Past 90 days

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Value
2024-11-26	2024-11-22	S Sale	WEISEL THOMAS W Non-Executive Director	13,000 -49.7% 115.01 USD 1,495,130	13,000 -49.7%	115.01	USD 1,495,130
2024-11-20	2024-11-18	S Sale	Nesi Victor Co-President Officer	10,500 -19.2% 113.82 USD 1,195,110	10,500 -19.2%	113.82	USD 1,195,110
2024-11-14	2024-11-12	S Sale	SLINEY DAVID D Chief Operating Officer Officer	25,000 -13.5% 116.18 USD 2,904,500	25,000 -13.5%	116.18	USD 2,904,500
2024-05-03	2024-05-02	S Sale	PEACOCK DAVID A Non-Executive Director	13,000 -41.1% 79.90 USD 1,038,700	13,000 -41.1%	79.90	USD 1,038,700
2024-03-15	2024-03-15	S Sale	SLINEY DAVID D Chief Operating Officer Officer	3,795 -2.0% 74.01 USD 280,868	3,795 -2.0%	74.01	USD 280,868
2024-03-15	2024-03-13	S Sale	SLINEY DAVID D Chief Operating Officer Officer	17,000 -8.2% 74.83 USD 1,272,110	17,000 -8.2%	74.83	USD 1,272,110
2024-03-12	2024-03-11	S Sale	Michaud Thomas B. Senior Vice President Officer	25,421 -22.0% 74.26 USD 1,887,763	25,421 -22.0%	74.26	USD 1,887,763
2024-02-23	2024-02-21	PS Planned sale	Nesi Victor Co-President Officer	36,000 -39.7% 75.37 USD 2,713,320	36,000 -39.7%	75.37	USD 2,713,320
2023-12-13	2023-12-13	S Sale	Fisher Mark P SENIOR VP & GENERAL COUNSEL Officer	8,100 -16.8% 64.75 USD 524,435	8,100 -16.8%	64.75	USD 524,435
2023-08-21	2023-08-18	S Sale	REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust Officer	15,377 -26.7% 62.40 USD 959,525	15,377 -26.7%	62.40	USD 959,525
2023-08-21	2023-08-18	S Sale	REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust Officer	9,623 -100.0% 62.38 USD 600,283	9,623 -100.0%	62.38	USD 600,283
2023-05-18	2023-05-18	S Sale	Michaud Thomas B. Senior Vice President Officer	24,036 -19.3% 58.85 USD 1,414,519	24,036 -19.3%	58.85	USD 1,414,519
2023-05-18	2023-05-17	S Sale	Michaud Thomas B. Senior Vice President Officer	20,000 -13.9% 58.79 USD 1,175,800	20,000 -13.9%	58.79	USD 1,175,800
2023-05-18	2023-05-16	S Sale	Michaud Thomas B. Senior Vice President Officer	15,000 -9.4% 57.75 USD 866,250	15,000 -9.4%	57.75	USD 866,250
2023-03-24	2023-03-24	B Purchase	ZEMLYAK JAMES M Co-President Officer	20,000 +1.6% 56.06 USD 1,121,100	20,000 +1.6%	56.06	USD 1,121,100
2023-03-14	2023-03-14	B Purchase	KRUSZEWSKI RONALD J Chief Executive Officer Executive Director	174 +0.0% 58.38 USD 10,158	174 +0.0%	58.38	USD 10,158
2023-03-14	2023-03-14	B Purchase	KRUSZEWSKI RONALD J Chief Executive Officer Executive Director	7,500 +0.5% 57.00 USD 427,500	7,500 +0.5%	57.00	USD 427,500
2023-03-14	2023-03-13	B Purchase	KRUSZEWSKI RONALD J Chief Executive Officer Executive Director	2,500 +0.2% 55.00 USD 137,500	2,500 +0.2%	55.00	USD 137,500
2023-03-10	2023-03-10	B Purchase	KRUSZEWSKI RONALD J Chief Executive Officer Executive Director	10,000 +0.7% 59.00 USD 590,000	10,000 +0.7%	59.00	USD 590,000
2022-05-03	2022-04-29	B Purchase	KRUSZEWSKI RONALD J Chief Executive Officer Executive Director	10,000 +0.8% 61.94 USD 619,350	10,000 +0.8%	61.94	USD 619,350
2022-03-01	2022-03-01	PS Planned sale	Nesi Victor Co-President Officer	10,000 -4.5% 71.74 USD 717,400	10,000 -4.5%	71.74	USD 717,400
2021-12-01	2021-12-01	PS Planned sale	Nesi Victor Co-President Officer	10,000 -4.5% 73.19 USD 731,900	10,000 -4.5%	73.19	USD 731,900
2021-09-02	2021-09-01	PS Planned sale	Nesi Victor Co-President Officer	10,000 -4.3% 68.53 USD 685,300	10,000 -4.3%	68.53	USD 685,300
2021-06-02	2021-06-01	PS Planned sale	Nesi Victor Co-President Officer	10,000 -4.2% 69.94 USD 699,400	10,000 -4.2%	69.94	USD 699,400
2021-03-19	2021-03-18	S Sale	WEISEL THOMAS W Non-Executive Director	5,413 -11.8% 68.20 USD 369,167	5,413 -11.8%	68.20	USD 369,167
2021-03-16	2021-03-12	S Sale	Michaud Thomas B. Senior Vice President Officer	43,719 -26.6% 66.80 USD 2,920,429	43,719 -26.6%	66.80	USD 2,920,429
2021-03-16	2021-03-12	S Sale	WEISEL THOMAS W Non-Executive Director	8,329 -15.4% 67.11 USD 558,959	8,329 -15.4%	67.11	USD 558,959
2021-03-10	2021-03-08	PS Planned sale	Nesi Victor Co-President Officer	11,249 -5.0% 64.42 USD 724,661	11,249 -5.0%	64.42	USD 724,661
2021-03-01	2021-02-26	S Sale	Fisher Mark P SENIOR VP & GENERAL COUNSEL Officer	10,000 -22.3% 61.40 USD 614,000	10,000 -22.3%	61.40	USD 614,000
2021-03-01	2021-02-26	S Sale	REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust Officer	3,070 -24.2% 62.00 USD 190,340	3,070 -24.2%	62.00	USD 190,340
2021-03-01	2021-02-26	S Sale	REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust Officer	6,930 -35.3% 61.50 USD 426,195	6,930 -35.3%	61.50	USD 426,195
2021-02-24	2021-02-22	S Sale	SLINEY DAVID D Chief Operating Officer Officer	20,000 -11.5% 60.96 USD 1,219,200	20,000 -11.5%	60.96	USD 1,219,200
2021-02-24	2021-02-22	S Sale	OATES JAMES M Non-Executive Director	10,000 -77.9% 60.63 USD 606,300	10,000 -77.9%	60.63	USD 606,300
2021-02-18	2021-02-18	S Sale	ZEMLYAK JAMES M Co-President Officer	3,000 -0.3% 58.00 USD 174,000	3,000 -0.3%	58.00	USD 174,000
2021-02-18	2021-02-17	S Sale	ZEMLYAK JAMES M Co-President Officer	35,742 -3.0% 58.21 USD 2,080,542	35,742 -3.0%	58.21	USD 2,080,542
2021-02-18	2021-02-17	S Sale	KRUSZEWSKI RONALD J Chief Executive Officer Executive Director	35,742 -2.9% 58.21 USD 2,080,542	35,742 -2.9%	58.21	USD 2,080,542
2021-02-18	2021-02-16	S Sale	ZEMLYAK JAMES M Co-President Officer	64,258 -5.1% 58.66 USD 3,769,374	64,258 -5.1%	58.66	USD 3,769,374
2021-02-18	2021-02-16	S Sale	KRUSZEWSKI RONALD J Chief Executive Officer Executive Director	64,258 -4.9% 58.66 USD 3,769,374	64,258 -4.9%	58.66	USD 3,769,374
2020-12-08	2020-12-07	PS Planned sale	Nesi Victor Co-President Officer	7,500 -5.4% 74.02 USD 555,150	7,500 -5.4%	74.02	USD 555,150
2020-11-20	2020-11-20	S Sale	Nesi Victor Co-President Officer	1,000 -7.5% 67.50 USD 67,500	1,000 -7.5%	67.50	USD 67,500
2020-11-10	2020-11-09	S Sale	OATES JAMES M Non-Executive Director	9,000 -66.8% 68.14 USD 613,260	9,000 -66.8%	68.14	USD 613,260
2020-09-11	2020-09-10	S Sale	Grady Robert Edward Non-Executive Director	1,335 -100.0% 52.17 USD 69,647	1,335 -100.0%	52.17	USD 69,647
2020-09-11	2020-09-10	S Sale	Grady Robert Edward Non-Executive Director	2,447 -64.7% 52.14 USD 127,587	2,447 -64.7%	52.14	USD 127,587
2020-09-11	2020-09-09	S Sale	Grady Robert Edward Non-Executive Director	2,000 -34.6% 50.76 USD 101,520	2,000 -34.6%	50.76	USD 101,520
2020-09-11	2020-09-09	S Sale	Grady Robert Edward Non-Executive Director	2,500 -30.2% 51.01 USD 127,525	2,500 -30.2%	51.01	USD 127,525
2020-06-04	2020-06-03	S Sale	DUBINSKY JOHN P Non-Executive Director	2,400 -12.8% 51.55 USD 123,720	2,400 -12.8%	51.55	USD 123,720
2020-05-26	2020-05-26	S Sale	DUBINSKY JOHN P Non-Executive Director	3,000 -13.8% 48.04 USD 144,120	3,000 -13.8%	48.04	USD 144,120
2020-05-26	2020-05-21	S Sale	DUBINSKY JOHN P Non-Executive Director	4,000 -15.6% 46.19 USD 184,760	4,000 -15.6%	46.19	USD 184,760
2020-05-11	2020-05-08	S Sale	DUBINSKY JOHN P Non-Executive Director	12,775 -44.0% 44.55 USD 569,126	12,775 -44.0%	44.55	USD 569,126
2020-03-26	2020-03-25	B Purchase	PEACOCK DAVID A Non-Executive Director	1,000 +7.5% 40.99 USD 40,990	1,000 +7.5%	40.99	USD 40,990
2020-03-23	2020-03-23	B Purchase	PEACOCK DAVID A Non-Executive Director	1,000 +8.1% 32.47 USD 32,468	1,000 +8.1%	32.47	USD 32,468
2020-03-20	2020-03-19	B Purchase	KRUSZEWSKI RONALD J Chief Executive Officer Executive Director	10,000 +1.2% 31.85 USD 318,500	10,000 +1.2%	31.85	USD 318,500
2020-03-11	2020-03-09	S Sale	Grady Robert Edward Non-Executive Director	5,000 -43.9% 43.39 USD 216,950	5,000 -43.9%	43.39	USD 216,950
2020-02-04	2020-02-03	S Sale	WEISEL THOMAS W	5,792 -12.2% 66.09 USD 382,793	5,792 -12.2%	66.09	USD 382,793
2020-02-04	2020-01-31	S Sale	WEISEL THOMAS W	11,791 -19.9% 65.75 USD 775,258	11,791 -19.9%	65.75	USD 775,258
2020-02-04	2020-01-31	S Sale	WEISEL THOMAS W	10,000 -14.4% 64.55 USD 645,500	10,000 -14.4%	64.55	USD 645,500
2020-01-22	2020-01-17	PS Planned sale	HIMELFARB RICHARD J Senior Vice President	10,000 -9.5% 65.07 USD 650,700	10,000 -9.5%	65.07	USD 650,700
2020-01-22	2020-01-17	PS Planned sale	Nesi Victor Co-President	3,750 -2.1% 65.06 USD 243,975	3,750 -2.1%	65.06	USD 243,975
2019-12-30	2019-12-26	S Sale	ZEMLYAK JAMES M Co-President Officer	3,303 -56.5% 61.65 USD 203,630	3,303 -56.5%	61.65	USD 203,630
2019-12-23	2019-12-20	S Sale	OATES JAMES M Non-Executive Director	10,000 -51.5% 61.99 USD 619,940	10,000 -51.5%	61.99	USD 619,940
2019-12-17	2019-12-16	S Sale	Nesi Victor Co-President Officer	1,875 -1.1% 62.22 USD 116,654	1,875 -1.1%	62.22	USD 116,654
2019-12-12	2019-12-11	S Sale	Grady Robert Edward Non-Executive Director	4,000 -35.4% 61.35 USD 245,400	4,000 -35.4%	61.35	USD 245,400
2019-11-08	2019-11-07	S Sale	HIMELFARB RICHARD J Senior Vice President Officer	10,000 -8.8% 60.75 USD 607,500	10,000 -8.8%	60.75	USD 607,500
2019-11-06	2019-11-05	S Sale	Nesi Victor Co-President Officer	1,739 -1.0% 60.00 USD 104,340	1,739 -1.0%	60.00	USD 104,340
2019-11-06	2019-11-04	S Sale	Brautigam Allen Director, Branch Offices	1,000 -3.1% 59.63 USD 59,630	1,000 -3.1%	59.63	USD 59,630
2019-11-06	2019-11-04	S Sale	Nesi Victor Co-President Officer	136 -0.1% 60.00 USD 8,160	136 -0.1%	60.00	USD 8,160
2019-09-13	2019-09-13	S Sale	Fisher Mark P SENIOR VP & GENERAL COUNSEL	10,000 -28.6% 59.33 USD 593,290	10,000 -28.6%	59.33	USD 593,290
2019-09-11	2019-09-10	S Sale	DUBINSKY JOHN P	2,150 -7.8% 56.79 USD 122,099	2,150 -7.8%	56.79	USD 122,099
2019-09-09	2019-09-09	S Sale	Plotkin Ben A Vice Chairman and SVP	9,012 -8.4% 55.73 USD 502,239	9,012 -8.4%	55.73	USD 502,239
2019-09-05	2019-09-05	S Sale	DUBINSKY JOHN P	1,500 -5.2% 54.71 USD 82,065	1,500 -5.2%	54.71	USD 82,065
2019-09-03	2019-08-30	S Sale	Grady Robert Edward	2,500 -18.1% 53.45 USD 133,625	2,500 -18.1%	53.45	USD 133,625
2019-07-11	2019-07-10	S Sale	Nesi Victor Co-President	1,415 -0.8% 60.12 USD 85,070	1,415 -0.8%	60.12	USD 85,070
2019-07-03	2019-07-01	S Sale	Nesi Victor Co-President	3,585 -1.9% 60.00 USD 215,100	3,585 -1.9%	60.00	USD 215,100
2019-06-21	2019-06-19	S Sale	DUBINSKY JOHN P	2,000 -6.5% 57.25 USD 114,500	2,000 -6.5%	57.25	USD 114,500
2019-05-15	2019-05-15	S Sale	Nesi Victor Co-President	1,250 -0.7% 56.04 USD 70,046	1,250 -0.7%	56.04	USD 70,046

Stifel Financial Corp (SF)

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