|
2009-08-24 |
2009-08-20 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
66,116
+44.6%
405.32
US$1,330,299
|
66,116
+44.6%
|
405.32
|
US$1,330,299
|
|
|
2007-09-18 |
2007-09-17 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
56,934
+29.3%
136.49
US$61,665
|
56,934
+29.3%
|
136.49
|
US$61,665
|
|
|
2007-09-11 |
2007-09-10 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
21,842
+31.8%
386.75
US$4,111,983
|
21,842
+31.8%
|
386.75
|
US$4,111,983
|
|
|
2006-05-26 |
2006-05-22 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of the Adviser
|
19
+31.8%
20,191.52
US$374,957
|
19
+31.8%
|
20,191.52
|
US$374,957
|
|
|
2006-05-26 |
2006-05-22 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of the Adviser
|
724
+31.8%
20,191.52
US$14,625,122
|
724
+31.8%
|
20,191.52
|
US$14,625,122
|
|
|
2006-05-25 |
2006-05-22 |
B
Purchase
|
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust
Large shareholder
|
929
+31.8%
20,191.52
US$18,749,987
|
929
+31.8%
|
20,191.52
|
US$18,749,987
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
MITCHELL M CHRISTIAN
Non-Executive Director
|
1
+31.8%
20,191.52
US$12,499
|
1
+31.8%
|
20,191.52
|
US$12,499
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
24
+31.8%
20,191.52
US$494,167
|
24
+31.8%
|
20,191.52
|
US$494,167
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
Wilson Hugh Steven
CEO
Officer
|
4
+31.8%
20,191.52
US$87,490
|
4
+31.8%
|
20,191.52
|
US$87,490
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
24
+31.8%
20,191.52
US$494,167
|
24
+31.8%
|
20,191.52
|
US$494,167
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
Hollander David A
Secretary
Officer
|
2
+31.8%
20,191.52
US$31,256
|
2
+31.8%
|
20,191.52
|
US$31,256
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
Wruble Brian F
Non-Executive Director
|
12
+31.8%
20,191.52
US$249,991
|
12
+31.8%
|
20,191.52
|
US$249,991
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
188
+31.8%
20,191.52
US$3,790,413
|
188
+31.8%
|
20,191.52
|
US$3,790,413
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
CHANG STEVEN C
Authorized Person
Officer
|
2
+31.8%
20,191.52
US$49,994
|
2
+31.8%
|
20,191.52
|
US$49,994
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
Feliciano Jose Enrique
Authorized Person
Officer
|
2
+31.8%
20,191.52
US$37,496
|
2
+31.8%
|
20,191.52
|
US$37,496
|
|
|
2006-05-23 |
2006-05-22 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
619
+31.8%
20,191.52
US$12,500,005
|
619
+31.8%
|
20,191.52
|
US$12,500,005
|
|
|
2006-05-23 |
2006-05-22 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
619
+31.8%
20,191.52
US$12,500,005
|
619
+31.8%
|
20,191.52
|
US$12,500,005
|
|
|
2006-03-02 |
2006-02-21 |
B
Purchase
|
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust
Large shareholder
|
559
+23.6%
20,130.05
US$11,250,001
|
559
+23.6%
|
20,130.05
|
US$11,250,001
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
373
+23.6%
20,130.05
US$7,499,994
|
373
+23.6%
|
20,130.05
|
US$7,499,994
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
113
+23.6%
20,130.05
US$2,274,253
|
113
+23.6%
|
20,130.05
|
US$2,274,253
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
CHANG STEVEN C
Authorized Person
Officer
|
1
+23.7%
20,130.05
US$30,014
|
1
+23.7%
|
20,130.05
|
US$30,014
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
Wruble Brian F
Non-Executive Director
|
7
+23.6%
20,130.05
US$150,009
|
7
+23.6%
|
20,130.05
|
US$150,009
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
MITCHELL M CHRISTIAN
Non-Executive Director
|
0
+23.6%
20,130.05
US$7,488
|
0
+23.6%
|
20,130.05
|
US$7,488
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
15
+23.6%
20,130.05
US$296,496
|
15
+23.6%
|
20,130.05
|
US$296,496
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
Hollander David A
Secretary
Officer
|
1
+23.7%
20,130.05
US$18,761
|
1
+23.7%
|
20,130.05
|
US$18,761
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
Feliciano Jose Enrique
Authorized Person
Officer
|
1
+23.7%
20,130.05
US$22,505
|
1
+23.7%
|
20,130.05
|
US$22,505
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
Wilson Hugh Steven
CEO
Officer
|
3
+23.6%
20,130.05
US$52,499
|
3
+23.6%
|
20,130.05
|
US$52,499
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
DiPaolo Robert G
CFO
Officer
|
0
+23.6%
20,130.05
US$7,488
|
0
+23.6%
|
20,130.05
|
US$7,488
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
15
+23.6%
20,130.05
US$296,496
|
15
+23.6%
|
20,130.05
|
US$296,496
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
373
+23.6%
20,130.05
US$7,499,994
|
373
+23.6%
|
20,130.05
|
US$7,499,994
|
|
|
2006-02-22 |
2006-02-21 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Adviser
|
11
+23.7%
20,130.05
US$225,054
|
11
+23.7%
|
20,130.05
|
US$225,054
|
|
|
2006-02-22 |
2006-02-21 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Adviser
|
436
+23.6%
20,130.05
US$8,775,091
|
436
+23.6%
|
20,130.05
|
US$8,775,091
|
|
|
2006-03-02 |
2005-10-28 |
B
Purchase
|
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust
Large shareholder
|
578
+32.4%
19,450.82
US$11,250,004
|
578
+32.4%
|
19,450.82
|
US$11,250,004
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
Hollander David A
Secretary
Officer
|
1
+32.4%
19,450.82
US$18,731
|
1
+32.4%
|
19,450.82
|
US$18,731
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
0
+32.4%
19,450.82
US$7,508
|
0
+32.4%
|
19,450.82
|
US$7,508
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
15
+32.4%
19,450.82
US$296,508
|
15
+32.4%
|
19,450.82
|
US$296,508
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
386
+32.4%
19,450.82
US$7,500,003
|
386
+32.4%
|
19,450.82
|
US$7,500,003
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
386
+32.4%
19,450.82
US$7,500,003
|
386
+32.4%
|
19,450.82
|
US$7,500,003
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
DiPaolo Robert G
CFO
Officer
|
0
+32.4%
19,450.82
US$7,508
|
0
+32.4%
|
19,450.82
|
US$7,508
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
Feliciano Jose Enrique
Officer of Investment Adviser
|
1
+32.4%
19,450.82
US$22,485
|
1
+32.4%
|
19,450.82
|
US$22,485
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Adviser
|
12
+32.4%
19,450.82
US$224,851
|
12
+32.4%
|
19,450.82
|
US$224,851
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Adviser
|
451
+32.4%
19,450.82
US$8,774,848
|
451
+32.4%
|
19,450.82
|
US$8,774,848
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
TENNENBAUM MICHAEL E
See Remarks Below
|
3
+32.4%
19,450.82
US$60,006
|
3
+32.4%
|
19,450.82
|
US$60,006
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
TENNENBAUM MICHAEL E
See Remarks Below
|
117
+32.4%
19,450.82
US$2,274,248
|
117
+32.4%
|
19,450.82
|
US$2,274,248
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
Wilson Hugh Steven
CEO
Officer
|
3
+32.4%
19,450.82
US$52,517
|
3
+32.4%
|
19,450.82
|
US$52,517
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
MITCHELL M CHRISTIAN
Non-Executive Director
|
0
+32.4%
19,450.82
US$7,508
|
0
+32.4%
|
19,450.82
|
US$7,508
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
Wruble Brian F
Non-Executive Director
|
8
+32.4%
19,450.82
US$150,005
|
8
+32.4%
|
19,450.82
|
US$150,005
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
CHANG STEVEN C
Officer of Investment Adviser
|
2
+32.4%
19,450.82
US$29,993
|
2
+32.4%
|
19,450.82
|
US$29,993
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
0
+32.4%
19,450.82
US$7,508
|
0
+32.4%
|
19,450.82
|
US$7,508
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
15
+32.4%
19,450.82
US$296,508
|
15
+32.4%
|
19,450.82
|
US$296,508
|
|
|
2006-03-02 |
2005-04-29 |
B
Purchase
|
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust
Large shareholder
|
407
+29.6%
18,412.13
US$7,499,997
|
407
+29.6%
|
18,412.13
|
US$7,499,997
|
|
|
2005-11-03 |
2005-04-29 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
0
+29.5%
18,412.13
US$4,990
|
0
+29.5%
|
18,412.13
|
US$4,990
|
|
|
2005-11-03 |
2005-04-29 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
11
+29.6%
18,412.13
US$197,673
|
11
+29.6%
|
18,412.13
|
US$197,673
|
|
|
2005-05-04 |
2005-04-29 |
B
Purchase
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
2
+29.6%
18,412.13
US$40,028
|
2
+29.6%
|
18,412.13
|
US$40,028
|
|
|
2005-05-04 |
2005-04-29 |
B
Purchase
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
82
+29.6%
18,412.13
US$1,516,165
|
82
+29.6%
|
18,412.13
|
US$1,516,165
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
DiPaolo Robert G
CFO
Officer
|
0
+29.5%
18,412.13
US$4,990
|
0
+29.5%
|
18,412.13
|
US$4,990
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
0
+29.5%
18,412.13
US$4,990
|
0
+29.5%
|
18,412.13
|
US$4,990
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
11
+29.6%
18,412.13
US$197,673
|
11
+29.6%
|
18,412.13
|
US$197,673
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
Wruble Brian F
Non-Executive Director
|
5
+29.6%
18,412.13
US$99,996
|
5
+29.6%
|
18,412.13
|
US$99,996
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
Feliciano Jose Enrique
Officer of Investment Adviser
|
1
+29.6%
18,412.13
US$15,006
|
1
+29.6%
|
18,412.13
|
US$15,006
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
Hollander David A
Secretary
Officer
|
1
+29.6%
18,412.13
US$12,502
|
1
+29.6%
|
18,412.13
|
US$12,502
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
2
+29.6%
18,412.13
US$40,028
|
2
+29.6%
|
18,412.13
|
US$40,028
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
82
+29.6%
18,412.13
US$1,516,165
|
82
+29.6%
|
18,412.13
|
US$1,516,165
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
MITCHELL M CHRISTIAN
Non-Executive Director
|
0
+29.5%
18,412.13
US$4,990
|
0
+29.5%
|
18,412.13
|
US$4,990
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
Wilson Hugh Steven
Officer of Investment Adviser
|
2
+29.5%
18,412.13
US$34,983
|
2
+29.5%
|
18,412.13
|
US$34,983
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
CHANG STEVEN C
Officer of Investment Adviser
|
1
+29.6%
18,412.13
US$19,996
|
1
+29.6%
|
18,412.13
|
US$19,996
|
|
|
2005-05-02 |
2005-04-29 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
272
+29.6%
18,412.13
US$4,999,998
|
272
+29.6%
|
18,412.13
|
US$4,999,998
|
|
|
2005-05-02 |
2005-04-29 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
272
+29.6%
18,412.13
US$4,999,998
|
272
+29.6%
|
18,412.13
|
US$4,999,998
|
|
|
2005-01-18 |
2005-01-15 |
S
Sale
|
LEVKOWITZ HOWARD
President
Executive Director
|
0
-0.2%
18,781.78
US$1,164
|
0
-0.2%
|
18,781.78
|
US$1,164
|
|
|
2005-01-18 |
2005-01-15 |
S
Sale
|
HOLDSWORTH MARK
Authorized Person
Officer
|
0
-0.2%
18,781.78
US$1,164
|
0
-0.2%
|
18,781.78
|
US$1,164
|
|
|
2005-01-18 |
2005-01-15 |
S
Sale
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
0
-0.2%
18,781.78
US$8,903
|
0
-0.2%
|
18,781.78
|
US$8,903
|
|
|
2004-12-03 |
2004-11-22 |
S
Sale
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
2
-0.7%
19,049.69
US$34,994
|
2
-0.7%
|
19,049.69
|
US$34,994
|
|
|
2004-12-03 |
2004-11-15 |
B
Purchase
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
3
+83.7%
17,914.73
US$59,979
|
3
+83.7%
|
17,914.73
|
US$59,979
|
|
|
2004-12-03 |
2004-11-15 |
B
Purchase
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
128
+83.7%
17,914.73
US$2,289,252
|
128
+83.7%
|
17,914.73
|
US$2,289,252
|
|
|
2004-11-17 |
2004-11-15 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
1
+83.8%
17,914.73
US$18,757
|
1
+83.8%
|
17,914.73
|
US$18,757
|
|