Roan Holdings Group Co Ltd (CADT)

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Ticker: CADT

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Polar Asset Management Partners Inc.

1 sale — total 1,155,750 USD

Sale 5 Feb 2016

Value US$3,301,125.48 | Price 24.92 | Shares 63,435

Polar Securities Inc.

1 purchase — total 1,528,862 USD

Buy 22 Oct 2014

Value US$948,583.74 | Price 489.62 | Shares 74,682

Polar Securities Inc.

1 purchase — total 1,400,000 USD

Buy 1 Oct 2014

Value US$1,400,000.00 | Price 10.00 | Shares 140,000

Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Value
2016-02-09	2016-02-05	S Sale	Polar Asset Management Partners Inc. Large shareholder	63,435 +43.1% 24.92 US$3,301,125	63,435 +43.1%	24.92	US$3,301,125
2014-11-05	2014-10-22	B Purchase	Polar Securities Inc. Large shareholder	74,682 -8.5% 489.62 US$948,584	74,682 -8.5%	489.62	US$948,584
2014-11-05	2014-10-01	B Purchase	Polar Securities Inc. Large shareholder	44,081 -7.1% 349.29 US$2,179,640	44,081 -7.1%	349.29	US$2,179,640

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