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United States

Patriot Capital Funding Inc (PCAP)

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Ticker: PCAP
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
Wells Clifford Lee
EVP, Chief Compliance Officer
1 sale — total 16,000 USD
Sale 23 Sep 2009
Value US$1,169,130.58 | Price 470.83 | Shares 16,150
Sale 22 Sep 2009
Value US$4,717,481.34 | Price 426.16 | Shares 38,017
Buy 21 Nov 2008
Value US$1,658.70 | Price 1.90 | Shares 873
Buy 21 Nov 2008
Value US$252.73 | Price 1.99 | Shares 127
Buy 19 Nov 2008
Value US$9,600.00 | Price 2.40 | Shares 4,000
Buy 19 Nov 2008
Value US$5,575.00 | Price 2.23 | Shares 2,500
Buy 14 Nov 2008
Value US$5,780.00 | Price 2.50 | Shares 2,312
Buy 13 Nov 2008
Value US$11,500.00 | Price 2.30 | Shares 5,000
Buy 13 Nov 2008
Value US$18,000.00 | Price 2.40 | Shares 7,500
Buy 12 Nov 2008
Value US$10,440.00 | Price 2.61 | Shares 4,000
Buy 12 Nov 2008
Value US$20,240.00 | Price 2.53 | Shares 8,000
Buy 12 Nov 2008
Value US$10,000.00 | Price 2.50 | Shares 4,000
Buy 12 Sep 2008
Value US$19,089.00 | Price 7.07 | Shares 2,700
Buy 12 Sep 2008
Value US$6,900.00 | Price 6.90 | Shares 1,000
Buy 11 Sep 2008
Value US$2,109.00 | Price 7.03 | Shares 300
Buy 8 Sep 2008
Value US$4,631.38 | Price 7.58 | Shares 611
Buy 8 Sep 2008
Value US$2,265.00 | Price 7.55 | Shares 300
Buy 8 Sep 2008
Value US$8,178.39 | Price 7.51 | Shares 1,089
Buy 27 Aug 2008
Value US$3,644.00 | Price 7.29 | Shares 500
Buy 15 Aug 2008
Value US$37,000.00 | Price 7.40 | Shares 5,000
Buy 14 Aug 2008
Value US$36,400.00 | Price 7.28 | Shares 5,000
Buy 14 Aug 2008
Value US$9,991.80 | Price 7.32 | Shares 1,365
Buy 13 Dec 2007
Value US$10,720.00 | Price 10.72 | Shares 1,000
Buy 27 Nov 2007
Value US$10,990.00 | Price 10.99 | Shares 1,000
Buy 15 Nov 2007
Value US$1,115.00 | Price 11.15 | Shares 100
Buy 15 Nov 2007
Value US$1,115.00 | Price 11.15 | Shares 100
Buy 15 Nov 2007
Value US$1,115.60 | Price 11.16 | Shares 100
Buy 15 Nov 2007
Value US$7,805.00 | Price 11.15 | Shares 700
Buy 14 Nov 2007
Value US$9,665.90 | Price 11.86 | Shares 815
Buy 14 Nov 2007
Value US$11,860.00 | Price 11.86 | Shares 1,000
Buy 15 Aug 2007
Value US$12,420.00 | Price 12.42 | Shares 1,000
Buy 13 Aug 2007
Value US$9,724.05 | Price 13.23 | Shares 735
Buy 14 May 2007
Value US$7,250.00 | Price 14.50 | Shares 500
Buy 11 May 2007
Value US$7,175.00 | Price 14.35 | Shares 500
Buy 14 Mar 2007
Value US$6,625.00 | Price 13.25 | Shares 500
Buy 13 Mar 2007
Value US$6,685.00 | Price 13.37 | Shares 500
Buy 13 Mar 2007
Value US$13,470.00 | Price 13.47 | Shares 1,000
Buy 9 Mar 2007
Value US$13,960.00 | Price 13.96 | Shares 1,000
Buy 9 Mar 2007
Value US$10,012.25 | Price 13.81 | Shares 725
Buy 22 Nov 2006
Value US$13,897.00 | Price 13.90 | Shares 1,000
Buy 23 Aug 2006
Value US$12,340.00 | Price 12.34 | Shares 1,000
Buy 22 Aug 2006
Value US$3,699.00 | Price 12.33 | Shares 300
Buy 22 Aug 2006
Value US$1,226.00 | Price 12.26 | Shares 100
Buy 22 Aug 2006
Value US$2,456.00 | Price 12.28 | Shares 200
Buy 22 Aug 2006
Value US$4,900.00 | Price 12.25 | Shares 400
Buy 16 Aug 2006
Value US$10,404.00 | Price 12.24 | Shares 850
Buy 26 Jun 2006
Value US$10,850.00 | Price 10.85 | Shares 1,000
Buy 22 Jun 2006
Value US$10,840.00 | Price 10.84 | Shares 1,000
Buy 20 Jun 2006
Value US$13,063.80 | Price 10.89 | Shares 1,200
Buy 20 Jun 2006
Value US$2,178.00 | Price 10.89 | Shares 200
Buy 20 Jun 2006
Value US$2,177.04 | Price 10.89 | Shares 200
Buy 20 Jun 2006
Value US$11,968.00 | Price 10.88 | Shares 1,100
Buy 20 Jun 2006
Value US$2,712.50 | Price 10.85 | Shares 250
Buy 16 Jun 2006
Value US$8,720.00 | Price 10.90 | Shares 800
Buy 16 Jun 2006
Value US$13,092.00 | Price 10.91 | Shares 1,200
Buy 16 Jun 2006
Value US$11,000.00 | Price 11.00 | Shares 1,000
Buy 16 Jun 2006
Value US$10,900.00 | Price 10.90 | Shares 1,000
Buy 16 Jun 2006
Value US$5,450.00 | Price 10.90 | Shares 500
Buy 2 Dec 2005
Value US$11,080.00 | Price 11.08 | Shares 1,000
Buy 2 Dec 2005
Value US$11,180.00 | Price 11.18 | Shares 1,000
Buy 23 Nov 2005
Value US$6,966.00 | Price 11.61 | Shares 600
Buy 22 Nov 2005
Value US$4,460.00 | Price 11.15 | Shares 400
Buy 21 Nov 2005
Value US$11,150.00 | Price 11.15 | Shares 1,000
Buy 21 Nov 2005
Value US$20,070.00 | Price 11.15 | Shares 1,800
Buy 18 Nov 2005
Value US$9,477.50 | Price 11.15 | Shares 850
Buy 18 Nov 2005
Value US$22,200.00 | Price 11.10 | Shares 2,000
Sale 15 Aug 2005
Value US$4,499,992.00 | Price 14.00 | Shares 321,428
Buy 1 Aug 2005
Value US$14,080.00 | Price 14.08 | Shares 1,000
Buy 29 Jul 2005
Value US$2,810.00 | Price 14.05 | Shares 200
Buy 29 Jul 2005
Value US$11,264.00 | Price 14.08 | Shares 800
Buy 28 Jul 2005
Value US$14,166.00 | Price 14.17 | Shares 1,000
Sale 27 Jul 2005
Value US$29,999,998.00 | Price 14.00 | Shares 2,142,857
Buy 27 Jul 2005
Value US$15,400.00 | Price 14.00 | Shares 1,100
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2009-09-23 2009-09-23 S Sale Wells Clifford Lee

EVP, Chief Compliance Officer

Officer
16,150 -0.9%
470.83
US$1,169,131 		16,150 -0.9% 470.83 US$1,169,131
2009-09-23 2009-09-22 S Sale Wells Clifford Lee

EVP, Chief Compliance Officer

Officer
38,017 +1.3%
426.16
US$4,717,481 		38,017 +1.3% 426.16 US$4,717,481
2008-11-24 2008-11-21 B Purchase Buckanavage Richard Paul

President, CEO

Executive Director
82,299 -5.8%
494.38
US$3,359,094 		82,299 -5.8% 494.38 US$3,359,094
2008-11-24 2008-11-21 B Purchase Buckanavage Richard Paul

President, CEO

Executive Director
127 +0.1%
1.99
US$253 		127 +0.1% 1.99 US$253
2008-11-20 2008-11-19 B Purchase Drogin Steven Non-Executive Director
4,000 +60.8%
2.40
US$9,600 		4,000 +60.8% 2.40 US$9,600
2008-11-20 2008-11-19 B Purchase Wells Clifford Lee

EVP, Chief Compliance Officer

Officer
2,500 +11.9%
2.23
US$5,575 		2,500 +11.9% 2.23 US$5,575
2008-11-14 2008-11-14 B Purchase Buckanavage Richard Paul

President, CEO

Executive Director
2,312 +1.7%
2.50
US$5,780 		2,312 +1.7% 2.50 US$5,780
2008-11-14 2008-11-13 B Purchase Buckanavage Richard Paul

President, CEO

Executive Director
5,000 +3.9%
2.30
US$11,500 		5,000 +3.9% 2.30 US$11,500
2008-11-14 2008-11-13 B Purchase Buckanavage Richard Paul

President, CEO

Executive Director
7,500 +6.2%
2.40
US$18,000 		7,500 +6.2% 2.40 US$18,000
2008-11-13 2008-11-12 B Purchase Drogin Steven Non-Executive Director
4,000 +200.0%
2.61
US$10,440 		4,000 +200.0% 2.61 US$10,440
2008-11-13 2008-11-12 B Purchase Sebastiao Richard Anthony Non-Executive Director
8,000 +84.3%
2.53
US$20,240 		8,000 +84.3% 2.53 US$20,240
2008-11-13 2008-11-12 B Purchase Alvarez William Edwin Jr

EVP, Chief Financial Officer

Officer
4,000 +13.8%
2.50
US$10,000 		4,000 +13.8% 2.50 US$10,000
2008-09-15 2008-09-12 B Purchase Alvarez William Edwin Jr

EVP, Chief Financial Officer

Officer
2,700 +10.2%
7.07
US$19,089 		2,700 +10.2% 7.07 US$19,089
2008-09-15 2008-09-12 B Purchase Wells Clifford Lee

EVP, Chief Compliance Officer

Officer
1,000 +5.0%
6.90
US$6,900 		1,000 +5.0% 6.90 US$6,900
2008-09-15 2008-09-11 B Purchase Alvarez William Edwin Jr

EVP, Chief Financial Officer

Officer
300 +1.2%
7.03
US$2,109 		300 +1.2% 7.03 US$2,109
2008-09-08 2008-09-08 B Purchase O Dowd Dennis Charles Non-Executive Director
611 +18.0%
7.58
US$4,631 		611 +18.0% 7.58 US$4,631
2008-09-08 2008-09-08 B Purchase O Dowd Dennis Charles Non-Executive Director
300 +9.7%
7.55
US$2,265 		300 +9.7% 7.55 US$2,265
2008-09-08 2008-09-08 B Purchase O Dowd Dennis Charles Non-Executive Director
1,089 +54.4%
7.51
US$8,178 		1,089 +54.4% 7.51 US$8,178
2008-08-28 2008-08-27 B Purchase Hassler Timothy Wayne

Chief Investment Officer

Executive Director
500 +0.5%
7.29
US$3,644 		500 +0.5% 7.29 US$3,644
2008-08-15 2008-08-15 B Purchase Buckanavage Richard Paul

President, CEO

Executive Director
5,000 +7.7%
7.40
US$37,000 		5,000 +7.7% 7.40 US$37,000
2008-08-15 2008-08-14 B Purchase MELSHEIMER MEL P Non-Executive Director
5,000 +45.5%
7.28
US$36,400 		5,000 +45.5% 7.28 US$36,400
2008-08-15 2008-08-14 B Purchase Sebastiao Richard Anthony Non-Executive Director
1,365 +16.8%
7.32
US$9,992 		1,365 +16.8% 7.32 US$9,992
2007-12-14 2007-12-13 B Purchase Sebastiao Richard Anthony Non-Executive Director
1,000 +14.0%
10.72
US$10,720 		1,000 +14.0% 10.72 US$10,720
2007-11-27 2007-11-27 B Purchase MELSHEIMER MEL P Non-Executive Director
1,000 +10.0%
10.99
US$10,990 		1,000 +10.0% 10.99 US$10,990
2007-11-19 2007-11-15 B Purchase Hassler Timothy Wayne

Chief Operating Officer

Executive Director
100 +0.2%
11.15
US$1,115 		100 +0.2% 11.15 US$1,115
2007-11-19 2007-11-15 B Purchase Hassler Timothy Wayne

Chief Operating Officer

Executive Director
100 +0.2%
11.15
US$1,115 		100 +0.2% 11.15 US$1,115
2007-11-19 2007-11-15 B Purchase Hassler Timothy Wayne

Chief Operating Officer

Executive Director
100 +0.2%
11.16
US$1,116 		100 +0.2% 11.16 US$1,116
2007-11-19 2007-11-15 B Purchase Hassler Timothy Wayne

Chief Operating Officer

Executive Director
700 +1.1%
11.15
US$7,805 		700 +1.1% 11.15 US$7,805
2007-11-16 2007-11-14 B Purchase Sebastiao Richard Anthony Non-Executive Director
815 +12.9%
11.86
US$9,666 		815 +12.9% 11.86 US$9,666
2007-11-15 2007-11-14 B Purchase MELSHEIMER MEL P Non-Executive Director
1,000 +11.1%
11.86
US$11,860 		1,000 +11.1% 11.86 US$11,860
2007-08-16 2007-08-15 B Purchase MELSHEIMER MEL P Non-Executive Director
1,000 +12.5%
12.42
US$12,420 		1,000 +12.5% 12.42 US$12,420
2007-08-14 2007-08-13 B Purchase Sebastiao Richard Anthony Non-Executive Director
735 +13.2%
13.23
US$9,724 		735 +13.2% 13.23 US$9,724
2007-05-14 2007-05-14 B Purchase Buckanavage Richard Paul

President, CEO

Executive Director
500 +0.8%
14.50
US$7,250 		500 +0.8% 14.50 US$7,250
2007-05-14 2007-05-11 B Purchase Buckanavage Richard Paul

President, CEO

Executive Director
500 +0.8%
14.35
US$7,175 		500 +0.8% 14.35 US$7,175
2007-03-14 2007-03-14 B Purchase MELSHEIMER MEL P Non-Executive Director
500 +6.7%
13.25
US$6,625 		500 +6.7% 13.25 US$6,625
2007-03-14 2007-03-13 B Purchase MELSHEIMER MEL P Non-Executive Director
500 +7.1%
13.37
US$6,685 		500 +7.1% 13.37 US$6,685
2007-03-14 2007-03-13 B Purchase MELSHEIMER MEL P Non-Executive Director
1,000 +16.7%
13.47
US$13,470 		1,000 +16.7% 13.47 US$13,470
2007-03-13 2007-03-09 B Purchase Drogin Steven Non-Executive Director
1,000 +100.0%
13.96
US$13,960 		1,000 +100.0% 13.96 US$13,960
2007-03-12 2007-03-09 B Purchase Sebastiao Richard Anthony Non-Executive Director
725 +14.9%
13.81
US$10,012 		725 +14.9% 13.81 US$10,012
2006-11-27 2006-11-22 B Purchase Sebastiao Richard Anthony Non-Executive Director
1,000 +26.0%
13.90
US$13,897 		1,000 +26.0% 13.90 US$13,897
2006-08-23 2006-08-23 B Purchase MELSHEIMER MEL P Non-Executive Director
1,000 +20.0%
12.34
US$12,340 		1,000 +20.0% 12.34 US$12,340
2006-08-23 2006-08-22 B Purchase O Dowd Dennis Charles Non-Executive Director
300 +17.6%
12.33
US$3,699 		300 +17.6% 12.33 US$3,699
2006-08-23 2006-08-22 B Purchase O Dowd Dennis Charles Non-Executive Director
100 +6.2%
12.26
US$1,226 		100 +6.2% 12.26 US$1,226
2006-08-23 2006-08-22 B Purchase O Dowd Dennis Charles Non-Executive Director
200 +14.3%
12.28
US$2,456 		200 +14.3% 12.28 US$2,456
2006-08-23 2006-08-22 B Purchase O Dowd Dennis Charles Non-Executive Director
400 +40.0%
12.25
US$4,900 		400 +40.0% 12.25 US$4,900
2006-08-22 2006-08-16 B Purchase Sebastiao Richard Anthony Non-Executive Director
850 +28.3%
12.24
US$10,404 		850 +28.3% 12.24 US$10,404
2006-06-27 2006-06-26 B Purchase Colucci Matthew Robert

Senior Vice President

Officer
1,000 +18.6%
10.85
US$10,850 		1,000 +18.6% 10.85 US$10,850
2006-06-23 2006-06-22 B Purchase Alvarez William Edwin Jr

EVP, Chief Financial Officer

Officer
1,000 +49.0%
10.84
US$10,840 		1,000 +49.0% 10.84 US$10,840
2006-06-21 2006-06-20 B Purchase Sebastiao Richard Anthony Non-Executive Director
1,200 +66.7%
10.89
US$13,064 		1,200 +66.7% 10.89 US$13,064
2006-06-20 2006-06-20 B Purchase Hassler Timothy Wayne

Chief Operating Officer

Executive Director
200 +0.4%
10.89
US$2,178 		200 +0.4% 10.89 US$2,178
2006-06-20 2006-06-20 B Purchase Hassler Timothy Wayne

Chief Operating Officer

Executive Director
200 +0.4%
10.89
US$2,177 		200 +0.4% 10.89 US$2,177
2006-06-20 2006-06-20 B Purchase Buckanavage Richard Paul

President, CEO

Executive Director
250 +0.5%
10.85
US$2,712 		250 +0.5% 10.85 US$2,712
2006-06-20 2006-06-20 B Purchase Hassler Timothy Wayne

Chief Operating Officer

Executive Director
1,100 +2.1%
10.88
US$11,968 		1,100 +2.1% 10.88 US$11,968
2006-06-19 2006-06-16 B Purchase MELSHEIMER MEL P Non-Executive Director
800 +19.0%
10.90
US$8,720 		800 +19.0% 10.90 US$8,720
2006-06-19 2006-06-16 B Purchase Buckanavage Richard Paul

President, CEO

Executive Director
1,000 +1.9%
11.00
US$11,000 		1,000 +1.9% 11.00 US$11,000
2006-06-19 2006-06-16 B Purchase Wells Clifford Lee

EVP, Chief Investment Officer

Officer
500 +25.0%
10.90
US$5,450 		500 +25.0% 10.90 US$5,450
2006-06-19 2006-06-16 B Purchase MELSHEIMER MEL P Non-Executive Director
1,200 +40.0%
10.91
US$13,092 		1,200 +40.0% 10.91 US$13,092
2006-06-19 2006-06-16 B Purchase Buckanavage Richard Paul

President, CEO

Executive Director
1,000 +1.9%
10.90
US$10,900 		1,000 +1.9% 10.90 US$10,900
2005-12-02 2005-12-02 B Purchase Buckanavage Richard Paul

President, CEO

Executive Director
1,000 +2.1%
11.08
US$11,080 		1,000 +2.1% 11.08 US$11,080
2005-12-02 2005-12-02 B Purchase Hassler Timothy Wayne

Chief Operating Officer

Executive Director
1,000 +2.1%
11.18
US$11,180 		1,000 +2.1% 11.18 US$11,180
2005-11-28 2005-11-23 B Purchase MELSHEIMER MEL P Non-Executive Director
600 +25.0%
11.61
US$6,966 		600 +25.0% 11.61 US$6,966
2005-11-22 2005-11-22 B Purchase MELSHEIMER MEL P Non-Executive Director
400 +20.0%
11.15
US$4,460 		400 +20.0% 11.15 US$4,460
2005-11-22 2005-11-21 B Purchase MELSHEIMER MEL P Non-Executive Director
1,000 +100.0%
11.15
US$11,150 		1,000 +100.0% 11.15 US$11,150
2005-11-21 2005-11-21 B Purchase Sebastiao Richard Anthony Non-Executive Director
1,800 +inf%
11.15
US$20,070 		1,800 +inf% 11.15 US$20,070
2005-11-21 2005-11-18 B Purchase Alvarez William Edwin Jr

EVP, Chief Financial Officer

Officer
850 +77.3%
11.15
US$9,478 		850 +77.3% 11.15 US$9,478
2005-11-21 2005-11-18 B Purchase Wells Clifford Lee

EVP, Chief Investment Officer

Officer
2,000 +inf%
11.10
US$22,200 		2,000 +inf% 11.10 US$22,200
2005-08-16 2005-08-15 S Sale Compass Group Investments, Inc. Large shareholder
321,428 -20.0%
14.00
US$4,499,992 		321,428 -20.0% 14.00 US$4,499,992
2005-08-02 2005-08-01 B Purchase MELSHEIMER MEL P Non-Executive Director
1,000 +inf%
14.08
US$14,080 		1,000 +inf% 14.08 US$14,080
2005-08-01 2005-07-29 B Purchase O Dowd Dennis Charles Non-Executive Director
200 +inf%
14.05
US$2,810 		200 +inf% 14.05 US$2,810
2005-08-01 2005-07-29 B Purchase O Dowd Dennis Charles Non-Executive Director
800 +inf%
14.08
US$11,264 		800 +inf% 14.08 US$11,264
2005-07-29 2005-07-28 B Purchase Drogin Steven Non-Executive Director
1,000 +inf%
14.17
US$14,166 		1,000 +inf% 14.17 US$14,166
2005-07-29 2005-07-27 S Sale Compass Group Investments, Inc. Large shareholder
2,142,857 -55.7%
14.00
US$29,999,998 		2,142,857 -55.7% 14.00 US$29,999,998
2005-07-29 2005-07-27 B Purchase Alvarez William Edwin Jr

EVP, Chief Financial Officer

Officer
1,100 +inf%
14.00
US$15,400 		1,100 +inf% 14.00 US$15,400
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