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United States Banking Services

Pacific Capital Bancorp (PCBC)

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Ticker: PCBC Exchange: NSQ
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
ODELL KATHY J
1 sale — total 18,302 USD
Sale 14 Nov 2012
Value US$1,523,725.69 | Price 397.58 | Shares 98,871
Sale 14 Nov 2012
Value US$3,559,919.22 | Price 345.88 | Shares 46,285
Sale 14 Nov 2012
Value US$3,035,189.82 | Price 167.14 | Shares 38,899
Sale 14 Nov 2012
Value US$889,614.68 | Price 45.85 | Shares 19,402
Sale 13 Nov 2012
Value US$1,395,623.72 | Price 45.88 | Shares 30,419
Sale 13 Nov 2012
Value US$52,945.52 | Price 45.88 | Shares 1,154
Buy 9 Sep 2011
Value US$124,000.00 | Price 24.80 | Shares 5,000
Buy 9 Sep 2011
Value US$167,250.00 | Price 25.00 | Shares 6,690
Buy 8 Sep 2011
Value US$4,000.00 | Price 25.00 | Shares 160
Buy 6 Sep 2011
Value US$28,278.50 | Price 24.59 | Shares 1,150
Buy 11 Aug 2011
Value US$175,980.00 | Price 25.14 | Shares 7,000
Buy 29 Jul 2011
Value US$1,054.55 | Price 30.13 | Shares 35
Sale 7 Jun 2011
Value US$2,165.04 | Price 30.07 | Shares 72
Buy 12 May 2011
Value US$473,933.19 | Price 30.85 | Shares 15,363
Buy 11 May 2011
Value US$2,613.75 | Price 30.75 | Shares 85
Buy 10 May 2011
Value US$24,959.34 | Price 30.74 | Shares 812
Sale 10 Mar 2011
Value US$140,260.83 | Price 30.58 | Shares 4,586
Sale 28 Feb 2011
Value US$17,330.25 | Price 29.08 | Shares 596
Buy 10 Dec 2010
Value US$66,576.00 | Price 0.28 | Shares 240,000
Buy 9 Dec 2010
Value US$72,982.00 | Price 0.28 | Shares 260,000
Buy 3 Dec 2010
Value US$992,700.00 | Price 0.33 | Shares 3,000,000
Buy 26 Aug 2010
Value US$1,460.00 | Price 0.73 | Shares 2,000
Buy 25 Aug 2010
Value US$428.40 | Price 1.43 | Shares 300
Buy 25 Aug 2010
Value US$6,674.00 | Price 1.42 | Shares 4,700
Buy 24 Aug 2010
Value US$19,459.50 | Price 1.30 | Shares 15,000
Sale 23 Aug 2010
Value US$2,752.20 | Price 1.25 | Shares 2,200
Sale 23 Aug 2010
Value US$20,125.00 | Price 1.25 | Shares 16,100
Buy 20 Aug 2010
Value US$3,719.67 | Price 1.06 | Shares 3,509
Buy 18 Aug 2010
Value US$1,020.00 | Price 1.02 | Shares 1,000
Sale 18 Aug 2010
Value US$7,416.00 | Price 1.03 | Shares 7,200
Buy 17 Aug 2010
Value US$5,140.00 | Price 1.03 | Shares 5,000
Buy 17 Aug 2010
Value US$5,142.00 | Price 1.03 | Shares 5,000
Sale 17 Aug 2010
Value US$6,615.35 | Price 1.02 | Shares 6,485
Buy 16 Aug 2010
Value US$1,759.20 | Price 0.88 | Shares 2,000
Buy 16 Aug 2010
Value US$16,269.00 | Price 0.87 | Shares 18,700
Sale 16 Aug 2010
Value US$205,658.04 | Price 0.87 | Shares 237,700
Buy 16 Aug 2010
Value US$94,656.00 | Price 0.87 | Shares 108,800
Sale 16 Aug 2010
Value US$28,869.70 | Price 0.86 | Shares 33,476
Buy 10 Aug 2010
Value US$13,497.00 | Price 0.90 | Shares 15,000
Sale 6 Aug 2010
Value US$91,920.00 | Price 0.92 | Shares 100,000
Sale 19 May 2010
Value US$21,661.34 | Price 1.66 | Shares 13,049
Buy 5 Feb 2009
Value US$15,045.00 | Price 10.03 | Shares 1,500
Sale 24 Nov 2008
Value US$3,302.50 | Price 13.21 | Shares 250
Buy 21 Nov 2008
Value US$2,379.68 | Price 11.90 | Shares 200
Buy 20 Aug 2008
Value US$662.00 | Price 13.24 | Shares 50
Buy 15 Aug 2008
Value US$795.00 | Price 15.90 | Shares 50
Buy 13 Aug 2008
Value US$1,505.70 | Price 15.06 | Shares 100
Buy 13 Aug 2008
Value US$1,506.00 | Price 15.06 | Shares 100
Buy 13 Aug 2008
Value US$4,505.40 | Price 15.02 | Shares 300
Buy 13 Aug 2008
Value US$7,514.50 | Price 15.03 | Shares 500
Buy 11 Aug 2008
Value US$10,162.32 | Price 16.94 | Shares 600
Buy 11 Aug 2008
Value US$23,713.76 | Price 16.94 | Shares 1,400
Buy 7 Aug 2008
Value US$723.50 | Price 14.47 | Shares 50
Buy 7 Aug 2008
Value US$750.50 | Price 15.01 | Shares 50
Buy 30 Jul 2008
Value US$639.00 | Price 12.78 | Shares 50
Buy 28 Jul 2008
Value US$57,149.76 | Price 11.91 | Shares 4,800
Buy 28 Jul 2008
Value US$29,367.75 | Price 11.75 | Shares 2,500
Buy 6 Jun 2008
Value US$5,889.00 | Price 18.12 | Shares 325
Sale 21 Nov 2007
Value US$154,380.41 | Price 20.43 | Shares 7,556
Buy 9 Nov 2007
Value US$177,631.00 | Price 17.76 | Shares 10,000
Buy 7 Nov 2007
Value US$51,402.21 | Price 17.72 | Shares 2,900
Buy 7 Nov 2007
Value US$19,910.00 | Price 18.10 | Shares 1,100
Buy 6 Nov 2007
Value US$8,950.00 | Price 17.90 | Shares 500
Buy 5 Nov 2007
Value US$445,155.00 | Price 17.81 | Shares 25,000
Buy 5 Nov 2007
Value US$14,264.00 | Price 17.83 | Shares 800
Sale 1 Oct 2007
Value US$214,026.40 | Price 26.75 | Shares 8,000
Buy 15 Aug 2007
Value US$23,938.40 | Price 23.94 | Shares 1,000
Buy 14 Aug 2007
Value US$11,705.00 | Price 23.41 | Shares 500
Buy 13 Aug 2007
Value US$23,040.00 | Price 23.04 | Shares 1,000
Buy 13 Aug 2007
Value US$23,030.00 | Price 23.03 | Shares 1,000
Buy 10 Aug 2007
Value US$4,862.88 | Price 22.10 | Shares 220
Buy 10 Aug 2007
Value US$15,920.00 | Price 19.90 | Shares 800
Sale 22 Jun 2007
Value US$18,731.80 | Price 25.66 | Shares 730
Buy 22 Jun 2007
Value US$18,812.10 | Price 25.77 | Shares 730
Sale 8 Jun 2007
Value US$50,470.00 | Price 25.24 | Shares 2,000
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2012-11-16 2012-11-14 S Sale ODELL KATHY J Non-Executive Director
98,871 +19.5%
397.58
US$1,523,726 		98,871 +19.5% 397.58 US$1,523,726
2012-11-15 2012-11-14 S Sale KNOPF ROGER C Non-Executive Director
46,285 -24.6%
345.88
US$3,559,919 		46,285 -24.6% 345.88 US$3,559,919
2012-11-15 2012-11-14 S Sale KNOPF ROGER C Non-Executive Director
38,899 +31.7%
167.14
US$3,035,190 		38,899 +31.7% 167.14 US$3,035,190
2012-11-15 2012-11-14 S Sale KNOPF ROGER C Non-Executive Director
19,402 -100.0%
45.85
US$889,615 		19,402 -100.0% 45.85 US$889,615
2012-11-15 2012-11-13 S Sale KNOPF ROGER C Non-Executive Director
30,419 -100.0%
45.88
US$1,395,624 		30,419 -100.0% 45.88 US$1,395,624
2012-11-15 2012-11-13 S Sale KNOPF ROGER C Non-Executive Director
1,154 -100.0%
45.88
US$52,946 		1,154 -100.0% 45.88 US$52,946
2011-09-12 2011-09-09 B Purchase WEBB CARL B

Chief Executive Officer

Executive Director
5,000 +33.3%
24.80
US$124,000 		5,000 +33.3% 24.80 US$124,000
2011-09-12 2011-09-09 B Purchase WEBB CARL B

Chief Executive Officer

Executive Director
6,690 +80.5%
25.00
US$167,250 		6,690 +80.5% 25.00 US$167,250
2011-09-12 2011-09-08 B Purchase WEBB CARL B

Chief Executive Officer

Executive Director
160 +2.0%
25.00
US$4,000 		160 +2.0% 25.00 US$4,000
2011-09-08 2011-09-06 B Purchase WEBB CARL B

Chief Executive Officer

Executive Director
1,150 +16.4%
24.59
US$28,278 		1,150 +16.4% 24.59 US$28,278
2011-08-15 2011-08-11 B Purchase WEBB CARL B

CEO

Executive Director
7,000 +inf%
25.14
US$175,980 		7,000 +inf% 25.14 US$175,980
2011-08-02 2011-07-29 B Purchase Hough S Lachlan Non-Executive Director
35 +inf%
30.13
US$1,055 		35 +inf% 30.13 US$1,055
2011-06-10 2011-06-07 S Sale HAMBLETON RICHARD S JR Non-Executive Director
72 -22.7%
30.07
US$2,165 		72 -22.7% 30.07 US$2,165
2011-05-12 2011-05-12 B Purchase Loomis William R Jr Non-Executive Director
15,363 +43.0%
30.85
US$473,933 		15,363 +43.0% 30.85 US$473,933
2011-05-12 2011-05-11 B Purchase Loomis William R Jr Non-Executive Director
85 +0.2%
30.75
US$2,614 		85 +0.2% 30.75 US$2,614
2011-05-12 2011-05-10 B Purchase Loomis William R Jr Non-Executive Director
812 +2.4%
30.74
US$24,959 		812 +2.4% 30.74 US$24,959
2011-03-11 2011-03-10 S Sale HORTON D VERNON Non-Executive Director
4,586 -100.0%
30.58
US$140,261 		4,586 -100.0% 30.58 US$140,261
2011-03-22 2011-02-28 S Sale Watson Lisa

EVP

Officer
596 -37.3%
29.08
US$17,330 		596 -37.3% 29.08 US$17,330
2010-12-10 2010-12-10 B Purchase Bidwell H. Gerald Non-Executive Director
240,000 +40.3%
0.28
US$66,576 		240,000 +40.3% 0.28 US$66,576
2010-12-10 2010-12-09 B Purchase Bidwell H. Gerald Non-Executive Director
260,000 +77.5%
0.28
US$72,982 		260,000 +77.5% 0.28 US$72,982
2010-12-06 2010-12-03 B Purchase Loomis William R Jr Non-Executive Director
3,000,000 +893.8%
0.33
US$992,700 		3,000,000 +893.8% 0.33 US$992,700
2010-08-27 2010-08-26 B Purchase Vacca Lara Stacy

SVP & Controller

Officer
2,000 +52.8%
0.73
US$1,460 		2,000 +52.8% 0.73 US$1,460
2010-08-25 2010-08-25 B Purchase Glinski William

SVP and Treasurer

Officer
300 +6.4%
1.43
US$428 		300 +6.4% 1.43 US$428
2010-08-25 2010-08-25 B Purchase Glinski William

SVP and Treasurer

Officer
4,700 +inf%
1.42
US$6,674 		4,700 +inf% 1.42 US$6,674
2010-08-25 2010-08-24 B Purchase Wahlgren Gordon J.

EVP, Comm. Banking Executive

Officer
15,000 +inf%
1.30
US$19,460 		15,000 +inf% 1.30 US$19,460
2010-08-25 2010-08-23 S Sale KNOPF ROGER C Non-Executive Director
2,200 -11.8%
1.25
US$2,752 		2,200 -11.8% 1.25 US$2,752
2010-08-25 2010-08-23 S Sale KNOPF ROGER C Non-Executive Director
16,100 -11.9%
1.25
US$20,125 		16,100 -11.9% 1.25 US$20,125
2010-08-20 2010-08-20 B Purchase Zepke Carol M

EVP and Corporate Secretary

Officer
3,509 +337.7%
1.06
US$3,720 		3,509 +337.7% 1.06 US$3,720
2010-08-18 2010-08-18 B Purchase Zepke Carol M

EVP and Corporate Secretary

Officer
1,000 +50.0%
1.02
US$1,020 		1,000 +50.0% 1.02 US$1,020
2010-08-18 2010-08-18 S Sale ODELL KATHY J Non-Executive Director
7,200 -23.2%
1.03
US$7,416 		7,200 -23.2% 1.03 US$7,416
2010-08-18 2010-08-17 B Purchase Zepke Carol M

EVP and Corporate Secretary

Officer
5,000 +100.0%
1.03
US$5,140 		5,000 +100.0% 1.03 US$5,140
2010-08-18 2010-08-17 B Purchase Zepke Carol M

EVP and Corporate Secretary

Officer
5,000 +inf%
1.03
US$5,142 		5,000 +inf% 1.03 US$5,142
2010-08-18 2010-08-17 S Sale ODELL KATHY J Non-Executive Director
6,485 -17.3%
1.02
US$6,615 		6,485 -17.3% 1.02 US$6,615
2010-08-18 2010-08-16 B Purchase Zepke Carol M

EVP and Corporate Secretary

Officer
2,000 +inf%
0.88
US$1,759 		2,000 +inf% 0.88 US$1,759
2010-08-17 2010-08-16 B Purchase KNOPF ROGER C Non-Executive Director
18,700 +inf%
0.87
US$16,269 		18,700 +inf% 0.87 US$16,269
2010-08-17 2010-08-16 S Sale KNOPF ROGER C Non-Executive Director
237,700 -56.1%
0.87
US$205,658 		237,700 -56.1% 0.87 US$205,658
2010-08-17 2010-08-16 B Purchase KNOPF ROGER C Non-Executive Director
108,800 +417.2%
0.87
US$94,656 		108,800 +417.2% 0.87 US$94,656
2010-08-17 2010-08-16 S Sale HORTON D VERNON Non-Executive Director
33,476 -100.0%
0.86
US$28,870 		33,476 -100.0% 0.86 US$28,870
2010-08-12 2010-08-10 B Purchase LARSON CLAYTON C

Community Banking Exec.

Officer
15,000 +inf%
0.90
US$13,497 		15,000 +inf% 0.90 US$13,497
2010-08-10 2010-08-06 S Sale HORTON D VERNON Non-Executive Director
100,000 -74.9%
0.92
US$91,920 		100,000 -74.9% 0.92 US$91,920
2010-05-21 2010-05-19 S Sale LARSON CLAYTON C

Community Banking Exec.

Officer
13,049 -100.0%
1.66
US$21,661 		13,049 -100.0% 1.66 US$21,661
2009-02-06 2009-02-05 B Purchase Olds John T Non-Executive Director
1,500 +inf%
10.03
US$15,045 		1,500 +inf% 10.03 US$15,045
2008-11-26 2008-11-24 S Sale Masterson Stephen V

EVP and CFO

Officer
250 -4.8%
13.21
US$3,302 		250 -4.8% 13.21 US$3,302
2008-11-25 2008-11-21 B Purchase Leis George

President & CEO

Executive Director
200 +0.7%
11.90
US$2,380 		200 +0.7% 11.90 US$2,380
2008-08-22 2008-08-20 B Purchase Masterson Stephen V

EVP and CFO

Officer
50 +1.0%
13.24
US$662 		50 +1.0% 13.24 US$662
2008-08-19 2008-08-15 B Purchase Masterson Stephen V

EVP and CFO

Officer
50 +1.0%
15.90
US$795 		50 +1.0% 15.90 US$795
2008-08-14 2008-08-13 B Purchase HAMBLETON RICHARD S JR Non-Executive Director
100 +7.1%
15.06
US$1,506 		100 +7.1% 15.06 US$1,506
2008-08-14 2008-08-13 B Purchase HAMBLETON RICHARD S JR Non-Executive Director
100 +7.7%
15.06
US$1,506 		100 +7.7% 15.06 US$1,506
2008-08-14 2008-08-13 B Purchase HAMBLETON RICHARD S JR Non-Executive Director
300 +30.0%
15.02
US$4,505 		300 +30.0% 15.02 US$4,505
2008-08-14 2008-08-13 B Purchase HAMBLETON RICHARD S JR Non-Executive Director
500 +100.0%
15.03
US$7,514 		500 +100.0% 15.03 US$7,514
2008-08-13 2008-08-11 B Purchase Bruton Noma

Executive VP

Officer
600 +9.0%
16.94
US$10,162 		600 +9.0% 16.94 US$10,162
2008-08-13 2008-08-11 B Purchase Bruton Noma

Executive VP

Officer
1,400 +26.7%
16.94
US$23,714 		1,400 +26.7% 16.94 US$23,714
2008-08-08 2008-08-07 B Purchase Masterson Stephen V

EVP and CFO

Officer
50 +1.0%
14.47
US$724 		50 +1.0% 14.47 US$724
2008-08-08 2008-08-07 B Purchase Masterson Stephen V

EVP and CFO

Officer
50 +1.0%
15.01
US$750 		50 +1.0% 15.01 US$750
2008-08-01 2008-07-30 B Purchase Masterson Stephen V

EVP and CFO

Officer
50 +1.0%
12.78
US$639 		50 +1.0% 12.78 US$639
2008-07-30 2008-07-28 B Purchase Leis George

President & CEO

Executive Director
4,800 +21.1%
11.91
US$57,150 		4,800 +21.1% 11.91 US$57,150
2008-07-30 2008-07-28 B Purchase PORTER DAVID

EVP, Credit & Risk Mgmt

Officer
2,500 +250.0%
11.75
US$29,368 		2,500 +250.0% 11.75 US$29,368
2008-06-10 2008-06-06 B Purchase Leis George

President & CEO

Executive Director
325 +1.4%
18.12
US$5,889 		325 +1.4% 18.12 US$5,889
2007-11-26 2007-11-21 S Sale REEFER SHERRELL

SVP, Director HR

Officer
7,556 -48.7%
20.43
US$154,380 		7,556 -48.7% 20.43 US$154,380
2007-11-13 2007-11-09 B Purchase MACKALL JOHN R Non-Executive Director
10,000 +33.3%
17.76
US$177,631 		10,000 +33.3% 17.76 US$177,631
2007-11-07 2007-11-07 B Purchase Leis George

President & CEO

Executive Director
2,900 +27.8%
17.72
US$51,402 		2,900 +27.8% 17.72 US$51,402
2007-11-07 2007-11-07 B Purchase Volberding Mike

Treasurer

Officer
1,100 +110.0%
18.10
US$19,910 		1,100 +110.0% 18.10 US$19,910
2007-11-07 2007-11-06 B Purchase Cowie Bradley

Interim CFO, Ch. Rsk Officer

Officer
500 +11.8%
17.90
US$8,950 		500 +11.8% 17.90 US$8,950
2007-11-07 2007-11-05 B Purchase KNOPF ROGER C Non-Executive Director
25,000 +inf%
17.81
US$445,155 		25,000 +inf% 17.81 US$445,155
2007-11-07 2007-11-05 B Purchase Bianchi Paul

EVP, Private Wealth Mgmt

Officer
800 +32.0%
17.83
US$14,264 		800 +32.0% 17.83 US$14,264
2007-10-03 2007-10-01 S Sale REEFER SHERRELL

SVP, Director HR

Officer
8,000 -50.1%
26.75
US$214,026 		8,000 -50.1% 26.75 US$214,026
2007-08-17 2007-08-15 B Purchase MCCULLOUGH GERALD T Non-Executive Director
1,000 +0.8%
23.94
US$23,938 		1,000 +0.8% 23.94 US$23,938
2007-08-15 2007-08-14 B Purchase HAMBLETON RICHARD S JR Non-Executive Director
500 +inf%
23.41
US$11,705 		500 +inf% 23.41 US$11,705
2007-08-15 2007-08-13 B Purchase NIGHTINGALE RICHARD A Non-Executive Director
1,000 +11.3%
23.04
US$23,040 		1,000 +11.3% 23.04 US$23,040
2007-08-15 2007-08-13 B Purchase NIGHTINGALE RICHARD A Non-Executive Director
1,000 +12.7%
23.03
US$23,030 		1,000 +12.7% 23.03 US$23,030
2007-08-14 2007-08-10 B Purchase LARSON CLAYTON C

Vice Chairman, PCB

Executive Director
220 +0.9%
22.10
US$4,863 		220 +0.9% 22.10 US$4,863
2007-08-14 2007-08-10 B Purchase Leis George

President & CEO

Executive Director
800 +8.3%
19.90
US$15,920 		800 +8.3% 19.90 US$15,920
2007-06-26 2007-06-22 S Sale KUMMER ROBERT W JR Non-Executive Director
730 -100.0%
25.66
US$18,732 		730 -100.0% 25.66 US$18,732
2007-06-26 2007-06-22 B Purchase KUMMER ROBERT W JR Non-Executive Director
730 +14.8%
25.77
US$18,812 		730 +14.8% 25.77 US$18,812
2007-06-11 2007-06-08 S Sale Stonefelt Edwin

Executive VP

Officer
2,000 -21.2%
25.24
US$50,470 		2,000 -21.2% 25.24 US$50,470
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