Nuveen Diversified Dividend and Income Fund (JDD)

Financials Collective Investments Collective Investments

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Ticker: JDD Exchange: NYS

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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale

Past 90 days

Value bought

Value sold

Net insiders buying

Trades (buy and sell)

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Total value
2020-09-10	2020-09-09	B Purchase	ZIMMERMAN GIFFORD R Secretary Officer	1,000 +inf% 8.04 8,039 USD	1,000 +inf%	8.04	8,039 USD
2017-07-26	2017-07-26	S Sale	ZIMMERMAN GIFFORD R Chief Administrative Officer Officer	1,500 -100.0% 13.01 19,509 USD	1,500 -100.0%	13.01	19,509 USD
2017-02-16	2017-02-16	S Sale	SCHNEIDER WILLIAM J other	4,900 -88.3% 12.04 58,985 USD	4,900 -88.3%	12.04	58,985 USD
2017-07-31	2016-12-21	S Sale	STOCKDALE JUDITH M other	1,497 -100.0% 11.14 16,677 USD	1,497 -100.0%	11.14	16,677 USD
2016-03-08	2016-03-07	B Purchase	ZIMMERMAN GIFFORD R Chief Administrative Officer Officer	400 +36.4% 10.49 4,196 USD	400 +36.4%	10.49	4,196 USD
2016-03-08	2016-03-07	B Purchase	ZIMMERMAN GIFFORD R Chief Administrative Officer Officer	1,100 +inf% 10.52 11,572 USD	1,100 +inf%	10.52	11,572 USD
2016-02-04	2016-02-02	B Purchase	SCHNEIDER WILLIAM J other	4,900 +753.8% 10.22 50,075 USD	4,900 +753.8%	10.22	50,075 USD
2015-12-17	2015-12-15	S Sale	SCHNEIDER WILLIAM J other	23,620 -97.3% 10.19 240,688 USD	23,620 -97.3%	10.19	240,688 USD
2015-05-13	2015-05-11	B Purchase	SCHNEIDER WILLIAM J other	23,620 +3633.8% 12.70 299,965 USD	23,620 +3633.8%	12.70	299,965 USD
2012-07-13	2012-07-11	S Sale	ZIMMERMAN GIFFORD R Chief Administrative Officer Officer	1,000 -100.0% 11.76 11,760 USD	1,000 -100.0%	11.76	11,760 USD
2011-06-08	2011-06-07	S Sale	ZIMMERMAN GIFFORD R Chief Administrative Officer Officer	1,000 -50.0% 11.70 11,700 USD	1,000 -50.0%	11.70	11,700 USD
2011-03-17	2010-09-22	S Sale	BANK OF AMERICA CORP /DE/ Large shareholder	100 -100.0% 10.81 1,081 USD	100 -100.0%	10.81	1,081 USD
2011-03-17	2010-09-22	B Purchase	BANK OF AMERICA CORP /DE/ Large shareholder	100 +inf% 10.84 1,084 USD	100 +inf%	10.84	1,084 USD
2011-03-17	2010-01-13	S Sale	BANK OF AMERICA CORP /DE/ Large shareholder	1,067 -100.0% 9.90 10,563 USD	1,067 -100.0%	9.90	10,563 USD
2011-03-17	2010-01-13	B Purchase	BANK OF AMERICA CORP /DE/ Large shareholder	467 +77.8% 9.99 4,665 USD	467 +77.8%	9.99	4,665 USD
2011-03-17	2010-01-13	B Purchase	BANK OF AMERICA CORP /DE/ Large shareholder	600 +inf% 9.97 5,982 USD	600 +inf%	9.97	5,982 USD
2009-12-18	2009-12-16	S Sale	BREMNER ROBERT P other	13,200 -100.0% 9.46 124,872 USD	13,200 -100.0%	9.46	124,872 USD
2008-01-30	2008-01-22	S Sale	SCHNEIDER WILLIAM J Trustee	200 -30.8% 14.84 2,968 USD	200 -30.8%	14.84	2,968 USD
2008-01-07	2008-01-07	B Purchase	STOCKDALE JUDITH M Trustee	70 +4.9% 13.74 962 USD	70 +4.9%	13.74	962 USD
2007-12-20	2007-12-19	B Purchase	ZIMMERMAN GIFFORD R Chief Administrative Officer Officer	2,000 +inf% 13.73 27,460 USD	2,000 +inf%	13.73	27,460 USD
2007-11-30	2007-11-30	S Sale	BREMNER ROBERT P Trustee	5,000 -100.0% 15.01 75,050 USD	5,000 -100.0%	15.01	75,050 USD
2007-10-16	2007-10-12	B Purchase	STOCKDALE JUDITH M Trustee	113 +inf% 17.39 1,965 USD	113 +inf%	17.39	1,965 USD
2007-09-27	2007-09-27	B Purchase	STOCKDALE JUDITH M Trustee	200 +16.3% 16.78 3,356 USD	200 +16.3%	16.78	3,356 USD
2007-04-30	2007-04-30	B Purchase	STOCKDALE JUDITH M Trustee	195 +18.9% 19.23 3,750 USD	195 +18.9%	19.23	3,750 USD
2007-01-24	2007-01-22	B Purchase	BREMNER ROBERT P Trustee	5,000 +inf% 20.02 100,100 USD	5,000 +inf%	20.02	100,100 USD
2006-10-30	2006-10-30	B Purchase	STOCKDALE JUDITH M Trustee	180 +21.1% 19.32 3,478 USD	180 +21.1%	19.32	3,478 USD
2006-05-25	2006-05-22	B Purchase	STOCKDALE JUDITH M Trustee	85 +11.1% 16.57 1,408 USD	85 +11.1%	16.57	1,408 USD
2006-01-06	2006-01-06	B Purchase	STOCKDALE JUDITH M Trustee	55 +7.7% 16.30 897 USD	55 +7.7%	16.30	897 USD
2005-11-29	2005-11-28	B Purchase	STOCKDALE JUDITH M Trustee	65 +10.0% 15.74 1,023 USD	65 +10.0%	15.74	1,023 USD
2005-09-15	2005-09-14	B Purchase	STOCKDALE JUDITH M Trustee	69 +11.9% 16.13 1,113 USD	69 +11.9%	16.13	1,113 USD
2005-07-13	2005-07-13	B Purchase	STOCKDALE JUDITH M Trustee	188 +48.2% 15.44 2,903 USD	188 +48.2%	15.44	2,903 USD
2005-04-29	2005-04-29	B Purchase	STOCKDALE JUDITH M Trustee	175 +53.8% 14.85 2,599 USD	175 +53.8%	14.85	2,599 USD
2005-01-20	2005-01-20	B Purchase	STOCKDALE JUDITH M Trustee	130 +50.0% 15.22 1,979 USD	130 +50.0%	15.22	1,979 USD
2004-12-03	2004-12-03	B Purchase	STOCKDALE JUDITH M Trustee	325 +inf% 15.47 5,028 USD	325 +inf%	15.47	5,028 USD
2004-11-22	2004-11-19	B Purchase	Antonatos Julia L Vice President Officer	640 +87.7% 15.57 9,965 USD	640 +87.7%	15.57	9,965 USD
2004-10-14	2004-10-12	B Purchase	STOCKDALE JUDITH M Trustee	75 +40.5% 15.07 1,130 USD	75 +40.5%	15.07	1,130 USD
2004-08-04	2004-08-03	B Purchase	STOCKDALE JUDITH M Trustee	185 +inf% 13.62 2,520 USD	185 +inf%	13.62	2,520 USD