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United States Collective Investments

Neuberger Berman Real Estate Securities Income Fund Inc (NRO)

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Ticker: NRO Exchange: ASE
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
COLISH FAITH
Retired Director
1 sale — total 1,297 USD
Sale 10 Jan 2018
Value US$536,166.50 | Price 318.64 | Shares 50,912
Sale 15 Dec 2016
Value US$2,396,083.55 | Price 403.38 | Shares 81,653
Sale 14 Dec 2016
Value US$390,789.94 | Price 5.32 | Shares 73,483
Sale 13 Dec 2016
Value US$94,418.73 | Price 5.35 | Shares 17,651
Buy 10 May 2016
Value US$82,314.30 | Price 5.35 | Shares 15,387
Buy 9 May 2016
Value US$179,548.90 | Price 5.35 | Shares 33,580
Buy 6 May 2016
Value US$98,514.83 | Price 5.31 | Shares 18,552
Buy 5 May 2016
Value US$58,194.40 | Price 5.27 | Shares 11,043
Sale 15 Jul 2015
Value US$29,103.00 | Price 4.85 | Shares 6,000
Buy 8 Oct 2014
Value US$9,738.60 | Price 4.87 | Shares 2,000
Sale 31 Jul 2013
Value US$42,400,000.00 | Price 1,060,000.00 | Shares 40
Sale 5 Jun 2013
Value US$18,828.16 | Price 4.96 | Shares 3,796
Sale 4 Jun 2013
Value US$33,554.94 | Price 5.01 | Shares 6,700
Sale 3 Jun 2013
Value US$74,014.80 | Price 5.00 | Shares 14,800
Buy 8 May 2013
Value US$22,040.00 | Price 5.51 | Shares 4,000
Sale 3 Sep 2010
Value US$10,180.80 | Price 3.60 | Shares 2,828
Buy 3 Sep 2010
Value US$10,435.32 | Price 3.69 | Shares 2,828
Buy 2 Sep 2010
Value US$92,077.44 | Price 3.64 | Shares 25,296
Sale 9 Apr 2010
Value US$17,752.37 | Price 3.53 | Shares 5,029
Buy 9 Apr 2010
Value US$17,852.95 | Price 3.55 | Shares 5,029
Sale 23 Dec 2009
Value US$5,740.00 | Price 2.87 | Shares 2,000
Buy 23 Dec 2009
Value US$6,000.00 | Price 3.00 | Shares 2,000
Sale 21 Aug 2007
Value US$25,000.00 | Price 25,000.00 | Shares 1
Sale 24 Jul 2007
Value US$25,000.00 | Price 25,000.00 | Shares 1
Buy 7 Oct 2005
Value US$1,419.00 | Price 14.19 | Shares 100
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2018-01-12 2018-01-10 S Sale COLISH FAITH

Retired Director
50,912 -27.2%
318.64
US$536,167 		50,912 -27.2% 318.64 US$536,167
2016-12-16 2016-12-15 S Sale Bulldog Investors, LLC Large shareholder
81,653 -43.1%
403.38
US$2,396,084 		81,653 -43.1% 403.38 US$2,396,084
2016-12-15 2016-12-14 S Sale Bulldog Investors, LLC Large shareholder
9,388 +14.1%
171.62
US$365,311 		9,388 +14.1% 171.62 US$365,311
2016-12-15 2016-12-13 S Sale Bulldog Investors, LLC Large shareholder
17,651 -0.4%
5.35
US$94,419 		17,651 -0.4% 5.35 US$94,419
2016-05-11 2016-05-10 B Purchase Bulldog Investors, LLC Large shareholder
15,387 +0.3%
5.35
US$82,314 		15,387 +0.3% 5.35 US$82,314
2016-05-11 2016-05-09 B Purchase Bulldog Investors, LLC Large shareholder
33,580 +0.8%
5.35
US$179,549 		33,580 +0.8% 5.35 US$179,549
2016-05-09 2016-05-06 B Purchase Bulldog Investors, LLC Large shareholder
18,552 +0.4%
5.31
US$98,515 		18,552 +0.4% 5.31 US$98,515
2016-05-09 2016-05-05 B Purchase Bulldog Investors, LLC Large shareholder
11,043 +0.3%
5.27
US$58,194 		11,043 +0.3% 5.27 US$58,194
2015-07-17 2015-07-15 S Sale TRAPP PETER P Non-Executive Director
6,000 -100.0%
4.85
US$29,103 		6,000 -100.0% 4.85 US$29,103
2014-10-10 2014-10-08 B Purchase TRAPP PETER P Non-Executive Director
2,000 +50.0%
4.87
US$9,739 		2,000 +50.0% 4.87 US$9,739
2013-11-21 2013-07-31 S Sale SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK

Indirect Beneficial Owner

Large shareholder
40 -4.8%
1,060,000.00
US$42,400,000 		40 -4.8% 1,060,000.00 US$42,400,000
2013-06-05 2013-06-05 S Sale RIVKIN JACK L Non-Executive Director
3,796 -100.0%
4.96
US$18,828 		3,796 -100.0% 4.96 US$18,828
2013-06-05 2013-06-04 S Sale RIVKIN JACK L Non-Executive Director
6,700 -63.8%
5.01
US$33,555 		6,700 -63.8% 5.01 US$33,555
2013-06-05 2013-06-03 S Sale RIVKIN JACK L Non-Executive Director
14,800 -58.5%
5.00
US$74,015 		14,800 -58.5% 5.00 US$74,015
2013-05-10 2013-05-08 B Purchase TRAPP PETER P Non-Executive Director
4,000 +inf%
5.51
US$22,040 		4,000 +inf% 5.51 US$22,040
2011-03-18 2010-09-03 S Sale BANK OF AMERICA CORP /DE/ Large shareholder
2,828 -100.0%
3.60
US$10,181 		2,828 -100.0% 3.60 US$10,181
2011-03-18 2010-09-03 B Purchase BANK OF AMERICA CORP /DE/ Large shareholder
2,828 +inf%
3.69
US$10,435 		2,828 +inf% 3.69 US$10,435
2010-09-03 2010-09-02 B Purchase RIVKIN JACK L Non-Executive Director
25,296 +inf%
3.64
US$92,077 		25,296 +inf% 3.64 US$92,077
2011-03-18 2010-04-09 S Sale BANK OF AMERICA CORP /DE/ Large shareholder
5,029 -100.0%
3.53
US$17,752 		5,029 -100.0% 3.53 US$17,752
2011-03-18 2010-04-09 B Purchase BANK OF AMERICA CORP /DE/ Large shareholder
5,029 +inf%
3.55
US$17,853 		5,029 +inf% 3.55 US$17,853
2011-03-18 2009-12-23 S Sale BANK OF AMERICA CORP /DE/ Large shareholder
2,000 -100.0%
2.87
US$5,740 		2,000 -100.0% 2.87 US$5,740
2011-03-18 2009-12-23 B Purchase BANK OF AMERICA CORP /DE/ Large shareholder
2,000 +inf%
3.00
US$6,000 		2,000 +inf% 3.00 US$6,000
2008-03-21 2007-08-21 S Sale GOSS MARTHA CLARK Non-Executive Director
1 -100.0%
25,000.00
US$25,000 		1 -100.0% 25,000.00 US$25,000
2008-03-21 2007-07-24 S Sale GOSS MARTHA CLARK Non-Executive Director
1 -100.0%
25,000.00
US$25,000 		1 -100.0% 25,000.00 US$25,000
2005-10-07 2005-10-07 B Purchase COLISH FAITH Non-Executive Director
100 +inf%
14.19
US$1,419 		100 +inf% 14.19 US$1,419
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