|
2012-12-19 |
2012-12-17 |
S
Sale
|
Steenkamp Henri J
Chief Financial Officer
Officer
|
67,444
-6.7%
295.68
US$239,807
|
67,444
-6.7%
|
295.68
|
US$239,807
|
|
|
2011-10-31 |
2011-10-28 |
S
Sale
|
CADIAN CAPITAL MANAGEMENT, LLC
Large shareholder
|
6,109
-30.9%
205.12
US$4,839,780
|
6,109
-30.9%
|
205.12
|
US$4,839,780
|
|
|
2011-10-31 |
2011-10-28 |
S
Sale
|
CADIAN CAPITAL MANAGEMENT, LLC
Large shareholder
|
71,839
+8.4%
154.74
US$2,673,908
|
71,839
+8.4%
|
154.74
|
US$2,673,908
|
|
|
2011-10-31 |
2011-10-28 |
S
Sale
|
CADIAN CAPITAL MANAGEMENT, LLC
Large shareholder
|
1,798,124
-10.2%
1.28
US$2,301,599
|
1,798,124
-10.2%
|
1.28
|
US$2,301,599
|
|
|
2011-10-31 |
2011-10-27 |
S
Sale
|
CADIAN CAPITAL MANAGEMENT, LLC
Large shareholder
|
250,000
-1.4%
1.46
US$365,000
|
250,000
-1.4%
|
1.46
|
US$365,000
|
|
|
2011-10-31 |
2011-10-27 |
S
Sale
|
CADIAN CAPITAL MANAGEMENT, LLC
Large shareholder
|
2,000,000
-10.0%
1.43
US$2,860,000
|
2,000,000
-10.0%
|
1.43
|
US$2,860,000
|
|
|
2011-10-31 |
2011-10-27 |
S
Sale
|
CADIAN CAPITAL MANAGEMENT, LLC
Large shareholder
|
250,000
-1.2%
1.51
US$377,500
|
250,000
-1.2%
|
1.51
|
US$377,500
|
|
|
2011-10-31 |
2011-10-27 |
S
Sale
|
CADIAN CAPITAL MANAGEMENT, LLC
Large shareholder
|
166,300
-0.8%
1.44
US$239,472
|
166,300
-0.8%
|
1.44
|
US$239,472
|
|
|
2011-10-31 |
2011-10-27 |
S
Sale
|
CADIAN CAPITAL MANAGEMENT, LLC
Large shareholder
|
500,000
-2.4%
1.41
US$705,000
|
500,000
-2.4%
|
1.41
|
US$705,000
|
|
|
2011-08-19 |
2011-08-18 |
B
Purchase
|
Corzine Jon S.
CEO & Chairman of Board
Executive Director
|
18,800
+26.5%
5.25
US$98,700
|
18,800
+26.5%
|
5.25
|
US$98,700
|
|
|
2011-08-12 |
2011-08-10 |
B
Purchase
|
Corzine Jon S.
CEO & Chairman of Board
Executive Director
|
1,000
+1.4%
5.41
US$5,410
|
1,000
+1.4%
|
5.41
|
US$5,410
|
|
|
2011-08-08 |
2011-08-08 |
B
Purchase
|
Corzine Jon S.
CEO & Chairman of Board
Executive Director
|
17,270
+32.7%
5.71
US$98,612
|
17,270
+32.7%
|
5.71
|
US$98,612
|
|
|
2011-08-08 |
2011-08-08 |
B
Purchase
|
Corzine Jon S.
CEO & Chairman of Board
Executive Director
|
16,690
+46.2%
5.91
US$98,638
|
16,690
+46.2%
|
5.91
|
US$98,638
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
200
-2.6%
7.40
US$1,480
|
200
-2.6%
|
7.40
|
US$1,480
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
1,500
-16.3%
7.40
US$11,092
|
1,500
-16.3%
|
7.40
|
US$11,092
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
1,200
-11.6%
7.39
US$8,870
|
1,200
-11.6%
|
7.39
|
US$8,870
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
1,600
-13.4%
7.39
US$11,824
|
1,600
-13.4%
|
7.39
|
US$11,824
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
200
-1.6%
7.39
US$1,477
|
200
-1.6%
|
7.39
|
US$1,477
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
500
-3.9%
7.38
US$3,691
|
500
-3.9%
|
7.38
|
US$3,691
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
1,700
-11.8%
7.38
US$12,546
|
1,700
-11.8%
|
7.38
|
US$12,546
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
1,200
-7.7%
7.37
US$8,844
|
1,200
-7.7%
|
7.37
|
US$8,844
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
2,300
-12.9%
7.37
US$16,940
|
2,300
-12.9%
|
7.37
|
US$16,940
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
800
-4.3%
7.36
US$5,890
|
800
-4.3%
|
7.36
|
US$5,890
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
3,000
-13.8%
7.36
US$22,080
|
3,000
-13.8%
|
7.36
|
US$22,080
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
1,600
-6.9%
7.36
US$11,768
|
1,600
-6.9%
|
7.36
|
US$11,768
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
2,900
-11.1%
7.35
US$21,315
|
2,900
-11.1%
|
7.35
|
US$21,315
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
3,800
-12.7%
7.35
US$27,911
|
3,800
-12.7%
|
7.35
|
US$27,911
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
200
-0.7%
7.34
US$1,468
|
200
-0.7%
|
7.34
|
US$1,468
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
3,100
-9.3%
7.34
US$22,754
|
3,100
-9.3%
|
7.34
|
US$22,754
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
700
-2.1%
7.34
US$5,134
|
700
-2.1%
|
7.34
|
US$5,134
|
|
|
2011-06-14 |
2011-06-13 |
S
Sale
|
Connolly Thomas
Global Head of Human Resources
Officer
|
1,500
-4.2%
7.33
US$10,995
|
1,500
-4.2%
|
7.33
|
US$10,995
|
|
|
2011-02-17 |
2011-02-14 |
B
Purchase
|
Stockman Michael
Chief Risk Officer & SVP
Officer
|
1,200
+13.6%
8.56
US$10,272
|
1,200
+13.6%
|
8.56
|
US$10,272
|
|
|
2011-02-17 |
2011-02-14 |
B
Purchase
|
Stockman Michael
Chief Risk Officer & SVP
Officer
|
3,900
+79.6%
8.57
US$33,423
|
3,900
+79.6%
|
8.57
|
US$33,423
|
|
|
2011-02-17 |
2011-02-14 |
B
Purchase
|
Stockman Michael
Chief Risk Officer & SVP
Officer
|
4,900
+inf%
8.58
US$42,042
|
4,900
+inf%
|
8.58
|
US$42,042
|
|
|
2010-09-03 |
2010-09-01 |
S
Sale
|
Rowsell James
Managing Dir., Europe
Officer
|
31,047
-100.0%
6.86
US$212,982
|
31,047
-100.0%
|
6.86
|
US$212,982
|
|
|
2010-10-07 |
2010-08-11 |
S
Sale
|
Rowsell James
Managing Dir., Europe
Officer
|
10,000
-24.4%
7.53
US$75,300
|
10,000
-24.4%
|
7.53
|
US$75,300
|
|
|
2010-06-07 |
2010-06-03 |
B
Purchase
|
Ferber Laurie R.
General Counsel
Officer
|
10,000
+inf%
7.10
US$71,000
|
10,000
+inf%
|
7.10
|
US$71,000
|
|
|
2010-06-07 |
2010-06-03 |
B
Purchase
|
Corzine Jon S.
CEO & Chairman of Board
Executive Director
|
352,100
+inf%
7.10
US$2,499,910
|
352,100
+inf%
|
7.10
|
US$2,499,910
|
|
|
2010-06-07 |
2010-06-03 |
B
Purchase
|
Schamis David Ira
Non-Executive Director
|
20,000
+inf%
7.10
US$142,000
|
20,000
+inf%
|
7.10
|
US$142,000
|
|
|
2010-06-07 |
2010-06-03 |
B
Purchase
|
Roseman Michael
Chief Risk Officer
Officer
|
14,000
+inf%
7.10
US$99,400
|
14,000
+inf%
|
7.10
|
US$99,400
|
|
|
2010-06-07 |
2010-06-03 |
B
Purchase
|
Rowsell James
Managing Dir., Europe
Officer
|
10,000
+inf%
7.10
US$71,000
|
10,000
+inf%
|
7.10
|
US$71,000
|
|
|
2010-05-28 |
2010-05-26 |
S
Sale
|
MAN GROUP PLC/FI
Large shareholder
|
2,114,751
-100.0%
7.85
US$16,600,795
|
2,114,751
-100.0%
|
7.85
|
US$16,600,795
|
|
|
2010-05-28 |
2010-05-26 |
S
Sale
|
Man Group UK LTD
Large shareholder
|
2,114,751
-100.0%
7.85
US$16,600,795
|
2,114,751
-100.0%
|
7.85
|
US$16,600,795
|
|
|
2008-03-03 |
2008-03-03 |
B
Purchase
|
Fusco Eileen S.
Non-Executive Director
|
500
+4.4%
20.01
US$10,004
|
500
+4.4%
|
20.01
|
US$10,004
|
|
|
2008-03-03 |
2008-03-03 |
B
Purchase
|
Fusco Eileen S.
Non-Executive Director
|
500
+4.6%
19.45
US$9,725
|
500
+4.6%
|
19.45
|
US$9,725
|
|
|
2008-03-03 |
2008-03-03 |
B
Purchase
|
Fusco Eileen S.
Non-Executive Director
|
500
+4.8%
19.51
US$9,754
|
500
+4.8%
|
19.51
|
US$9,754
|
|
|
2008-03-03 |
2008-03-03 |
B
Purchase
|
Fusco Eileen S.
Non-Executive Director
|
500
+5.1%
19.25
US$9,625
|
500
+5.1%
|
19.25
|
US$9,625
|
|
|
2008-03-03 |
2008-03-03 |
B
Purchase
|
Fusco Eileen S.
Non-Executive Director
|
500
+5.3%
19.34
US$9,668
|
500
+5.3%
|
19.34
|
US$9,668
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
131
+0.2%
16.65
US$2,181
|
131
+0.2%
|
16.65
|
US$2,181
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
100
+0.2%
16.65
US$1,665
|
100
+0.2%
|
16.65
|
US$1,665
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
100
+0.2%
16.65
US$1,665
|
100
+0.2%
|
16.65
|
US$1,665
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
100
+0.2%
16.65
US$1,665
|
100
+0.2%
|
16.65
|
US$1,665
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
100
+0.2%
16.64
US$1,664
|
100
+0.2%
|
16.64
|
US$1,664
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
100
+0.2%
16.64
US$1,664
|
100
+0.2%
|
16.64
|
US$1,664
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
100
+0.2%
16.65
US$1,665
|
100
+0.2%
|
16.65
|
US$1,665
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
100
+0.2%
16.65
US$1,665
|
100
+0.2%
|
16.65
|
US$1,665
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
200
+0.3%
16.65
US$3,330
|
200
+0.3%
|
16.65
|
US$3,330
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
100
+0.2%
16.65
US$1,665
|
100
+0.2%
|
16.65
|
US$1,665
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
100
+0.2%
16.65
US$1,665
|
100
+0.2%
|
16.65
|
US$1,665
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
100
+0.2%
16.65
US$1,665
|
100
+0.2%
|
16.65
|
US$1,665
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Healy Simon P
CEO of European Operations
Officer
|
200
+0.3%
16.65
US$3,330
|
200
+0.3%
|
16.65
|
US$3,330
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
O'Connell Laurence
CEO of Asia/Pacific Operations
Officer
|
3,000
+42.9%
17.01
US$51,030
|
3,000
+42.9%
|
17.01
|
US$51,030
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
O'Connell Laurence
CEO of Asia/Pacific Operations
Officer
|
4,900
+233.3%
17.00
US$83,300
|
4,900
+233.3%
|
17.00
|
US$83,300
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
O'Connell Laurence
CEO of Asia/Pacific Operations
Officer
|
1,900
+950.0%
16.98
US$32,262
|
1,900
+950.0%
|
16.98
|
US$32,262
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Thomas Harte M
CEO of U.S. Operations
Officer
|
300
+5.3%
16.59
US$4,977
|
300
+5.3%
|
16.59
|
US$4,977
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Thomas Harte M
CEO of U.S. Operations
Officer
|
3,500
+159.1%
16.59
US$58,065
|
3,500
+159.1%
|
16.59
|
US$58,065
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Smith Christopher J
COO, Deputy CEO
Executive Director
|
500
+1.0%
16.92
US$8,458
|
500
+1.0%
|
16.92
|
US$8,458
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Smith Christopher J
COO, Deputy CEO
Executive Director
|
200
+0.4%
16.92
US$3,384
|
200
+0.4%
|
16.92
|
US$3,384
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Smith Christopher J
COO, Deputy CEO
Executive Director
|
100
+0.2%
16.92
US$1,692
|
100
+0.2%
|
16.92
|
US$1,692
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Smith Christopher J
COO, Deputy CEO
Executive Director
|
100
+0.2%
16.92
US$1,692
|
100
+0.2%
|
16.92
|
US$1,692
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Smith Christopher J
COO, Deputy CEO
Executive Director
|
100
+0.2%
16.92
US$1,692
|
100
+0.2%
|
16.92
|
US$1,692
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Smith Christopher J
COO, Deputy CEO
Executive Director
|
100
+0.2%
16.92
US$1,692
|
100
+0.2%
|
16.92
|
US$1,692
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Smith Christopher J
COO, Deputy CEO
Executive Director
|
100
+0.2%
16.92
US$1,692
|
100
+0.2%
|
16.92
|
US$1,692
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Smith Christopher J
COO, Deputy CEO
Executive Director
|
100
+0.2%
16.92
US$1,692
|
100
+0.2%
|
16.92
|
US$1,692
|
|
|
2008-02-29 |
2008-02-29 |
B
Purchase
|
Smith Christopher J
COO, Deputy CEO
Executive Director
|
100
+0.2%
16.92
US$1,692
|
100
+0.2%
|
16.92
|
US$1,692
|
|