Lineage Cell Therapeutics Inc (LCTX)

Healthcare Pharmaceuticals & Medical Research Biotechnology & Medical Research

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Ticker: LCTX Exchange: ASE


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Total value Details
April 4, 2022 March 31, 2022 B Purchase

Culley Brian M

President and CEO

Executive Director
6,400 +7.0%
1.53
9,792 USD 		6,400 +7.0% 1.53 9,792 USD
March 29, 2022 March 28, 2022 B Purchase

Amin Dipti

Non-Executive Director
35,000 +inf%
1.63
57,050 USD 		35,000 +inf% 1.63 57,050 USD
March 28, 2022 March 25, 2022 B Purchase

Culley Brian M

President and CEO

Executive Director
5,250 +6.9%
1.38
7,245 USD 		5,250 +6.9% 1.38 7,245 USD
March 25, 2022 March 25, 2022 B Purchase

BROADWOOD PARTNERS, L.P.

Non-Executive Director Major owner
470,000 +1.4%
1.44
678,022 USD 		470,000 +1.4% 1.44 678,022 USD
March 25, 2022 March 24, 2022 B Purchase

Mulroy Michael H.

Non-Executive Director
7,000 +2.8%
1.40
9,800 USD 		7,000 +2.8% 1.40 9,800 USD
March 25, 2022 March 24, 2022 B Purchase

BROADWOOD PARTNERS, L.P.

Non-Executive Director Major owner
200,000 +0.6%
1.42
284,340 USD 		200,000 +0.6% 1.42 284,340 USD
March 25, 2022 March 23, 2022 B Purchase

BROADWOOD PARTNERS, L.P.

Non-Executive Director Major owner
260,106 +0.8%
1.37
355,305 USD 		260,106 +0.8% 1.37 355,305 USD
April 1, 2021 March 30, 2021 S Sale

Hernandez Alexandra

Sr Director Finance/Controller

Officer
6,000 -100.0%
2.23
13,380 USD 		6,000 -100.0% 2.23 13,380 USD
Aug. 15, 2019 Aug. 15, 2019 B Purchase

BROADWOOD PARTNERS, L.P.

Non-Executive Director Major owner
0
0.00
0 USD 		0 0.00 0 USD
Aug. 15, 2019 Aug. 15, 2019 B Purchase

BROADWOOD PARTNERS, L.P.

Non-Executive Director Major owner
13,146 +0.0%
0.97
12,717 USD 		13,146 +0.0% 0.97 12,717 USD
Aug. 15, 2019 Aug. 14, 2019 B Purchase

BROADWOOD PARTNERS, L.P.

Non-Executive Director Major owner
0
0.00
0 USD 		0 0.00 0 USD
Aug. 15, 2019 Aug. 14, 2019 B Purchase

BROADWOOD PARTNERS, L.P.

Non-Executive Director Major owner
1,407 +0.0%
0.98
1,379 USD 		1,407 +0.0% 0.98 1,379 USD
Aug. 15, 2019 Aug. 13, 2019 B Purchase

BROADWOOD PARTNERS, L.P.

Non-Executive Director Major owner
0
0.00
0 USD 		0 0.00 0 USD
Aug. 15, 2019 Aug. 13, 2019 B Purchase

BROADWOOD PARTNERS, L.P.

Non-Executive Director Major owner
10,000 +0.0%
0.99
9,949 USD 		10,000 +0.0% 0.99 9,949 USD
Aug. 15, 2019 Aug. 13, 2019 B Purchase

Leavitt Chase C.

General Counsel/Secretary

Officer
5,000 +inf%
1.02
5,100 USD 		5,000 +inf% 1.02 5,100 USD
Aug. 15, 2019 Aug. 13, 2019 B Purchase

Roberts Brandi

CFO & SVP, Finance

Officer
5,000 +inf%
1.01
5,050 USD 		5,000 +inf% 1.01 5,050 USD
Aug. 15, 2019 Aug. 13, 2019 B Purchase

Culley Brian M

President and CEO

Executive Director
10,000 +13.4%
1.01
10,100 USD 		10,000 +13.4% 1.01 10,100 USD
Sept. 13, 2018 Sept. 11, 2018 B Purchase

ANDREWS DEBORAH J

Non-Executive Director
1,604 +19.1%
2.35
3,769 USD 		1,604 +19.1% 2.35 3,769 USD
Oct. 17, 2017 Oct. 13, 2017 B Purchase

BROADWOOD PARTNERS, L.P.

Major owner
0
0.00
0 USD 		0 0.00 0 USD
Oct. 17, 2017 Oct. 13, 2017 B Purchase

BROADWOOD PARTNERS, L.P.

Major owner
2,692,307 +9.9%
2.60
6,999,998 USD 		2,692,307 +9.9% 2.60 6,999,998 USD
Aug. 25, 2017 Aug. 23, 2017 B Purchase

SKIBSTED RUSSELL

Chief Financial Officer
2,000 +inf%
2.64
5,285 USD 		2,000 +inf% 2.64 5,285 USD
Aug. 24, 2017 Aug. 22, 2017 B Purchase

BROADWOOD PARTNERS, L.P.

Major owner
0
0.00
0 USD 		0 0.00 0 USD
Aug. 24, 2017 Aug. 22, 2017 B Purchase

BROADWOOD PARTNERS, L.P.

Major owner
10,000 +0.0%
2.60
25,955 USD 		10,000 +0.0% 2.60 25,955 USD
Aug. 23, 2017 Aug. 22, 2017 B Purchase

WEST MICHAEL D

Co-Chief Executive Officer

Executive Director
2,000 +0.2%
2.60
5,198 USD 		2,000 +0.2% 2.60 5,198 USD
Aug. 23, 2017 Aug. 21, 2017 B Purchase

ANDREWS DEBORAH J

2,396 +39.9%
2.50
5,990 USD 		2,396 +39.9% 2.50 5,990 USD
Aug. 22, 2017 Aug. 21, 2017 B Purchase

MOHANTY ADITYA P.

Co-Chief Executive Officer

Executive Director
7,500 +9.1%
2.50
18,750 USD 		7,500 +9.1% 2.50 18,750 USD
Aug. 22, 2017 Aug. 21, 2017 B Purchase

Patton Stephana Eilene

General Counsel
7,500 +inf%
2.58
19,376 USD 		7,500 +inf% 2.58 19,376 USD
Aug. 2, 2017 July 31, 2017 S Sale

KINGSLEY ALFRED D

See Remarks

Executive Director
150,000 -2.5%
2.80
420,000 USD 		150,000 -2.5% 2.80 420,000 USD
Aug. 2, 2017 July 31, 2017 B Purchase

BROADWOOD PARTNERS, L.P.

Major owner
0
0.00
0 USD 		0 0.00 0 USD
Aug. 2, 2017 July 31, 2017 B Purchase

BROADWOOD PARTNERS, L.P.

Major owner
150,000 +0.6%
2.80
420,000 USD 		150,000 +0.6% 2.80 420,000 USD
June 21, 2017 June 16, 2017 B Purchase

ANDREWS DEBORAH J

2,000 +50.0%
2.95
5,900 USD 		2,000 +50.0% 2.95 5,900 USD
May 17, 2017 May 16, 2017 B Purchase

ANDREWS DEBORAH J

Non-Executive Director
2,000 +100.0%
3.21
6,410 USD 		2,000 +100.0% 3.21 6,410 USD
Feb. 17, 2017 Feb. 15, 2017 B Purchase

BROADWOOD PARTNERS, L.P.

Major owner
0
0.00
0 USD 		0 0.00 0 USD
Feb. 17, 2017 Feb. 15, 2017 B Purchase

BROADWOOD PARTNERS, L.P.

Major owner
2,222,222 +8.9%
2.70
5,999,999 USD 		2,222,222 +8.9% 2.70 5,999,999 USD
June 23, 2016 June 21, 2016 B Purchase

BROADWOOD PARTNERS LP

Non-Executive Director Major owner
2,732,636 +12.3%
2.39
6,531,000 USD 		2,732,636 +12.3% 2.39 6,531,000 USD
Jan. 22, 2016 Jan. 20, 2016 B Purchase

BROADWOOD PARTNERS LP

Non-Executive Director Major owner
300,000 +1.4%
2.35
705,000 USD 		300,000 +1.4% 2.35 705,000 USD
Jan. 22, 2016 Jan. 20, 2016 S Sale

KINGSLEY ALFRED D

See Remarks

Executive Director Major owner
300,000 -5.1%
2.35
705,000 USD 		300,000 -5.1% 2.35 705,000 USD
Nov. 10, 2015 Nov. 6, 2015 S Sale

KINGSLEY ALFRED D

See Remarks

Executive Director Major owner
100,000 -1.7%
3.83
383,000 USD 		100,000 -1.7% 3.83 383,000 USD
Nov. 10, 2015 Nov. 6, 2015 B Purchase

FARRELL STEPHEN C

Non-Executive Director
50,000 +105.4%
3.83
191,500 USD 		50,000 +105.4% 3.83 191,500 USD
Nov. 10, 2015 Nov. 6, 2015 B Purchase

Russell Angus C.

Non-Executive Director
50,000 +285.7%
3.83
191,500 USD 		50,000 +285.7% 3.83 191,500 USD
Aug. 26, 2015 Aug. 26, 2015 B Purchase

ANDREWS DEBORAH J

Non-Executive Director
2,000 +inf%
2.82
5,640 USD 		2,000 +inf% 2.82 5,640 USD
Aug. 18, 2015 Aug. 18, 2015 B Purchase

Cartt Stephen LaHue

Non-Executive Director
17,200 +12.5%
2.90
49,832 USD 		17,200 +12.5% 2.90 49,832 USD
Aug. 18, 2015 Aug. 17, 2015 B Purchase

Cartt Stephen LaHue

Non-Executive Director
39,400 +40.0%
2.83
111,478 USD 		39,400 +40.0% 2.83 111,478 USD
Aug. 18, 2015 Aug. 14, 2015 B Purchase

Cartt Stephen LaHue

Non-Executive Director
18,400 +23.0%
2.65
48,756 USD 		18,400 +23.0% 2.65 48,756 USD
Oct. 10, 2014 Oct. 8, 2014 B Purchase

SCHLACHET DAVID

Non-Executive Director
32,050 +inf%
3.12
99,996 USD 		32,050 +inf% 3.12 99,996 USD
Oct. 10, 2014 Oct. 8, 2014 B Purchase

FARRELL STEPHEN C

Non-Executive Director
32,050 +208.1%
3.12
99,996 USD 		32,050 +208.1% 3.12 99,996 USD
July 24, 2014 July 22, 2014 B Purchase

BROADWOOD PARTNERS LP

Non-Executive Director Major owner
270,000 +2.0%
2.65
715,500 USD 		270,000 +2.0% 2.65 715,500 USD
July 24, 2014 July 22, 2014 B Purchase

BROADWOOD PARTNERS LP

Non-Executive Director Major owner
100,000 +0.7%
2.65
265,000 USD 		100,000 +0.7% 2.65 265,000 USD
July 23, 2014 July 22, 2014 S Sale

WEST MICHAEL D

Chief Executive Officer

Executive Director
270,000 -23.6%
2.65
715,500 USD 		270,000 -23.6% 2.65 715,500 USD
July 23, 2014 July 22, 2014 S Sale

Peabody Robert

Sr. VP, COO, and CFO

Officer
100,000 -24.1%
2.65
265,000 USD 		100,000 -24.1% 2.65 265,000 USD
June 17, 2014 June 17, 2014 S Sale

TEW WILLIAM P PHD

Chief Commercial Officer

Officer
7,000 -68.2%
3.23
22,610 USD 		7,000 -68.2% 3.23 22,610 USD
June 18, 2014 June 16, 2014 B Purchase

BROADWOOD PARTNERS LP

Non-Executive Director Major owner
1,000,000 +8.1%
2.50
2,500,000 USD 		1,000,000 +8.1% 2.50 2,500,000 USD
June 17, 2014 June 16, 2014 S Sale

TEW WILLIAM P PHD

Chief Commercial Officer

Officer
20,000 -66.1%
3.02
60,400 USD 		20,000 -66.1% 3.02 60,400 USD
June 17, 2014 June 13, 2014 S Sale

TEW WILLIAM P PHD

Chief Commercial Officer

Officer
3,000 -9.0%
2.99
8,970 USD 		3,000 -9.0% 2.99 8,970 USD
May 16, 2014 May 16, 2014 B Purchase

BROADWOOD PARTNERS LP

Non-Executive Director Major owner
300,000 +2.5%
2.45
735,000 USD 		300,000 +2.5% 2.45 735,000 USD
May 16, 2014 May 16, 2014 S Sale

KINGSLEY ALFRED D

See Remarks

Executive Director Major owner
300,000 -4.8%
2.45
735,000 USD 		300,000 -4.8% 2.45 735,000 USD
May 9, 2014 May 8, 2014 S Sale

KINGSLEY ALFRED D

See Remarks

Executive Director Major owner
300,000 -4.6%
2.44
730,500 USD 		300,000 -4.6% 2.44 730,500 USD
May 9, 2014 May 8, 2014 B Purchase

BROADWOOD PARTNERS LP

Non-Executive Director Major owner
300,000 +2.5%
2.44
730,500 USD 		300,000 +2.5% 2.44 730,500 USD
May 5, 2014 May 1, 2014 B Purchase

BROADWOOD PARTNERS LP

Non-Executive Director Major owner
2,000,000 +20.4%
2.52
5,040,000 USD 		2,000,000 +20.4% 2.52 5,040,000 USD
Feb. 27, 2014 Feb. 25, 2014 B Purchase

BROADWOOD PARTNERS LP

Non-Executive Director Major owner
500,000 +5.4%
3.74
1,870,000 USD 		500,000 +5.4% 3.74 1,870,000 USD
Dec. 30, 2013 Dec. 30, 2013 B Purchase

BRADSHER NEAL C

Non-Executive Director Major owner
175,000 +1.9%
3.49
610,750 USD 		175,000 +1.9% 3.49 610,750 USD
Dec. 30, 2013 Dec. 27, 2013 B Purchase

BRADSHER NEAL C

Non-Executive Director Major owner
56,000 +0.6%
3.53
197,680 USD 		56,000 +0.6% 3.53 197,680 USD
Dec. 30, 2013 Dec. 26, 2013 B Purchase

BRADSHER NEAL C

Non-Executive Director Major owner
69,042 +0.8%
3.53
243,718 USD 		69,042 +0.8% 3.53 243,718 USD
Nov. 20, 2013 Nov. 20, 2013 S Sale

TEW WILLIAM P PHD

Chief Commercial Officer

Officer
3,860 -10.4%
3.73
14,400 USD 		3,860 -10.4% 3.73 14,400 USD
Nov. 20, 2013 Nov. 18, 2013 S Sale

TEW WILLIAM P PHD

Chief Commercial Officer

Officer
5,000 -11.9%
3.76
18,808 USD 		5,000 -11.9% 3.76 18,808 USD
Nov. 20, 2013 Nov. 18, 2013 S Sale

TEW WILLIAM P PHD

Chief Commercial Officer

Officer
5,000 -10.6%
3.77
18,851 USD 		5,000 -10.6% 3.77 18,851 USD
Sept. 13, 2013 Sept. 12, 2013 B Purchase

FARRELL STEPHEN C

Non-Executive Director
2,922 +23.4%
3.86
11,276 USD 		2,922 +23.4% 3.86 11,276 USD
Sept. 13, 2013 Sept. 11, 2013 B Purchase

FARRELL STEPHEN C

8,291 +198.0%
3.90
32,327 USD 		8,291 +198.0% 3.90 32,327 USD
Aug. 22, 2013 Aug. 20, 2013 B Purchase

BERGER FRANKLIN M

Non-Executive Director
500 +inf%
3.71
1,855 USD 		500 +inf% 3.71 1,855 USD
Aug. 21, 2013 Aug. 20, 2013 B Purchase

FARRELL STEPHEN C

Non-Executive Director
2,700 +181.6%
3.66
9,878 USD 		2,700 +181.6% 3.66 9,878 USD
Aug. 21, 2013 Aug. 19, 2013 B Purchase

FARRELL STEPHEN C

Non-Executive Director
1,487 +inf%
3.65
5,422 USD 		1,487 +inf% 3.65 5,422 USD
Aug. 14, 2013 Aug. 12, 2013 B Purchase

VON ESCHENBACH ANDREW C.

Non-Executive Director
3,000 +inf%
3.69
11,070 USD 		3,000 +inf% 3.69 11,070 USD
March 29, 2013 March 28, 2013 B Purchase

BROADWOOD PARTNERS LP

Non-Executive Director Major owner
200,000 +2.3%
3.81
762,000 USD 		200,000 +2.3% 3.81 762,000 USD
March 29, 2013 March 28, 2013 S Sale

KINGSLEY ALFRED D

See Remarks

Executive Director Major owner
200,000 -2.7%
3.81
762,000 USD 		200,000 -2.7% 3.81 762,000 USD
Nov. 19, 2012 Nov. 15, 2012 S Sale

KINGSLEY ALFRED D

See Remarks

Executive Director Major owner
344,828 -4.6%
2.90
1,000,001 USD 		344,828 -4.6% 2.90 1,000,001 USD

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