|
2016-11-15 |
2016-11-11 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
65,697
-39.7%
120.05
US$1,250,666
|
65,697
-39.7%
|
120.05
|
US$1,250,666
|
|
|
2016-11-10 |
2016-11-10 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
3,032
-26.3%
189.95
US$1,004,496
|
3,032
-26.3%
|
189.95
|
US$1,004,496
|
|
|
2016-11-10 |
2016-11-09 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
77,260
-22.3%
236.41
US$2,500,175
|
77,260
-22.3%
|
236.41
|
US$2,500,175
|
|
|
2016-10-14 |
2016-10-14 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
16,200
-2.3%
17.30
US$280,260
|
16,200
-2.3%
|
17.30
|
US$280,260
|
|
|
2016-10-07 |
2016-10-06 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
2,100
-0.3%
17.03
US$35,763
|
2,100
-0.3%
|
17.03
|
US$35,763
|
|
|
2016-09-27 |
2016-09-27 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
800
-0.1%
17.01
US$13,608
|
800
-0.1%
|
17.01
|
US$13,608
|
|
|
2016-09-27 |
2016-09-23 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
5,200
-0.7%
17.03
US$88,556
|
5,200
-0.7%
|
17.03
|
US$88,556
|
|
|
2016-09-16 |
2016-09-15 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
8,100
-1.1%
16.11
US$130,491
|
8,100
-1.1%
|
16.11
|
US$130,491
|
|
|
2016-08-25 |
2016-08-23 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
8,100
-1.1%
17.21
US$139,401
|
8,100
-1.1%
|
17.21
|
US$139,401
|
|
|
2016-08-19 |
2016-08-17 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
8,100
-1.1%
16.62
US$134,622
|
8,100
-1.1%
|
16.62
|
US$134,622
|
|
|
2016-08-15 |
2016-08-11 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
15,245
-2.0%
17.02
US$259,470
|
15,245
-2.0%
|
17.02
|
US$259,470
|
|
|
2016-08-11 |
2016-08-09 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
10,000
-5.0%
16.80
US$168,000
|
10,000
-5.0%
|
16.80
|
US$168,000
|
|
|
2016-08-09 |
2016-08-05 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
955
-0.1%
17.02
US$16,254
|
955
-0.1%
|
17.02
|
US$16,254
|
|
|
2016-07-22 |
2016-07-21 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
2,500
-1.3%
16.17
US$40,425
|
2,500
-1.3%
|
16.17
|
US$40,425
|
|
|
2016-07-22 |
2016-07-20 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
2,500
-1.3%
16.19
US$40,475
|
2,500
-1.3%
|
16.19
|
US$40,475
|
|
|
2016-07-12 |
2016-07-12 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
8,100
-1.0%
16.14
US$130,734
|
8,100
-1.0%
|
16.14
|
US$130,734
|
|
|
2016-07-12 |
2016-07-11 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
7,500
-3.8%
16.01
US$120,075
|
7,500
-3.8%
|
16.01
|
US$120,075
|
|
|
2016-07-12 |
2016-07-11 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
4,000
-2.1%
16.01
US$64,040
|
4,000
-2.1%
|
16.01
|
US$64,040
|
|
|
2016-07-12 |
2016-07-11 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
8,100
-1.0%
16.11
US$130,491
|
8,100
-1.0%
|
16.11
|
US$130,491
|
|
|
2016-07-12 |
2016-07-08 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
6,000
-3.1%
16.00
US$96,000
|
6,000
-3.1%
|
16.00
|
US$96,000
|
|
|
2016-07-07 |
2016-07-06 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
8,000
-4.0%
15.77
US$126,160
|
8,000
-4.0%
|
15.77
|
US$126,160
|
|
|
2016-07-07 |
2016-07-05 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
8,000
-4.0%
15.74
US$125,920
|
8,000
-4.0%
|
15.74
|
US$125,920
|
|
|
2016-06-21 |
2016-06-17 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
2,500
-1.3%
16.00
US$40,000
|
2,500
-1.3%
|
16.00
|
US$40,000
|
|
|
2016-06-21 |
2016-06-17 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
2,000
-1.0%
16.00
US$32,000
|
2,000
-1.0%
|
16.00
|
US$32,000
|
|
|
2016-06-16 |
2016-06-15 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
22,000
-2.6%
14.75
US$324,500
|
22,000
-2.6%
|
14.75
|
US$324,500
|
|
|
2016-06-09 |
2016-06-08 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
8,000
-4.0%
14.17
US$113,360
|
8,000
-4.0%
|
14.17
|
US$113,360
|
|
|
2016-06-09 |
2016-06-07 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
13,000
-6.3%
13.92
US$180,960
|
13,000
-6.3%
|
13.92
|
US$180,960
|
|
|
2016-06-03 |
2016-06-02 |
S
Sale
|
COWAN DAVID J/CA
Non-Executive Director
|
0
0.00
US$0
|
0
|
0.00
|
US$0
|
|
|
2016-06-03 |
2016-06-02 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
21,600
-2.5%
13.18
US$284,688
|
21,600
-2.5%
|
13.18
|
US$284,688
|
|
|
2016-06-03 |
2016-06-01 |
S
Sale
|
COWAN DAVID J/CA
Non-Executive Director
|
0
0.00
US$0
|
0
|
0.00
|
US$0
|
|
|
2016-05-31 |
2016-05-31 |
S
Sale
|
COWAN DAVID J/CA
Non-Executive Director
|
0
0.00
US$0
|
0
|
0.00
|
US$0
|
|
|
2016-05-31 |
2016-05-27 |
S
Sale
|
COWAN DAVID J/CA
Non-Executive Director
|
0
0.00
US$0
|
0
|
0.00
|
US$0
|
|
|
2016-05-31 |
2016-05-26 |
S
Sale
|
COWAN DAVID J/CA
Non-Executive Director
|
0
0.00
US$0
|
0
|
0.00
|
US$0
|
|
|
2016-05-26 |
2016-05-25 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
21,600
-2.4%
12.92
US$279,072
|
21,600
-2.4%
|
12.92
|
US$279,072
|
|
|
2016-05-26 |
2016-05-24 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
5,000
-2.5%
12.50
US$62,500
|
5,000
-2.5%
|
12.50
|
US$62,500
|
|
|
2016-05-16 |
2016-05-12 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
21,600
-2.4%
11.77
US$254,232
|
21,600
-2.4%
|
11.77
|
US$254,232
|
|
|
2016-05-05 |
2016-05-04 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
3,000
-1.5%
11.04
US$33,120
|
3,000
-1.5%
|
11.04
|
US$33,120
|
|
|
2016-05-05 |
2016-05-03 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
3,000
-1.5%
11.29
US$33,870
|
3,000
-1.5%
|
11.29
|
US$33,870
|
|
|
2016-04-20 |
2016-04-18 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
21,600
-2.3%
12.54
US$270,864
|
21,600
-2.3%
|
12.54
|
US$270,864
|
|
|
2016-04-13 |
2016-04-12 |
PlS
Planned sale
|
Davis Richard Todd
EXECUTIVE VICE CHAIRMAN
Executive Director
|
21,600
-2.3%
11.99
US$258,984
|
21,600
-2.3%
|
11.99
|
US$258,984
|
|
|
2016-02-18 |
2016-02-17 |
PlS
Planned sale
|
SCHNEIDER HILARY
PRESIDENT
Officer
|
3,297
-1.0%
9.94
US$32,772
|
3,297
-1.0%
|
9.94
|
US$32,772
|
|
|
2016-03-04 |
2016-02-16 |
S
Sale
|
COWAN DAVID J/CA
Non-Executive Director
|
0
0.00
US$0
|
0
|
0.00
|
US$0
|
|
|
2016-02-03 |
2016-02-01 |
PlS
Planned sale
|
SCHNEIDER HILARY
PRESIDENT
Officer
|
1,103
-0.3%
11.88
US$13,104
|
1,103
-0.3%
|
11.88
|
US$13,104
|
|
|
2016-01-15 |
2016-01-15 |
PlS
Planned sale
|
SCHNEIDER HILARY
PRESIDENT
Officer
|
2,927
-0.9%
12.83
US$37,553
|
2,927
-0.9%
|
12.83
|
US$37,553
|
|
|
2016-01-06 |
2016-01-04 |
PlS
Planned sale
|
SCHNEIDER HILARY
PRESIDENT
Officer
|
1,103
-0.3%
14.11
US$15,563
|
1,103
-0.3%
|
14.11
|
US$15,563
|
|
|
2015-12-28 |
2015-12-24 |
PlS
Planned sale
|
Robbins Nicholas W.
Interim CLO and Secretary
Officer
|
700
-5.5%
14.42
US$10,094
|
700
-5.5%
|
14.42
|
US$10,094
|
|
|
2015-12-16 |
2015-12-15 |
PlS
Planned sale
|
SCHNEIDER HILARY
PRESIDENT
Officer
|
2,757
-0.8%
14.12
US$38,929
|
2,757
-0.8%
|
14.12
|
US$38,929
|
|
|
2015-12-03 |
2015-12-01 |
PlS
Planned sale
|
Robbins Nicholas W.
Interim CLO and Secretary
Officer
|
2,400
-16.2%
15.01
US$36,024
|
2,400
-16.2%
|
15.01
|
US$36,024
|
|
|
2015-11-24 |
2015-11-20 |
PlS
Planned sale
|
Robbins Nicholas W.
Interim CLO and Secretary
Officer
|
700
-5.3%
14.49
US$10,143
|
700
-5.3%
|
14.49
|
US$10,143
|
|
|
2015-11-18 |
2015-11-17 |
PlS
Planned sale
|
SCHNEIDER HILARY
PRESIDENT
Officer
|
2,757
-0.8%
14.36
US$39,591
|
2,757
-0.8%
|
14.36
|
US$39,591
|
|
|
2015-10-30 |
2015-10-29 |
PlS
Planned sale
|
Robbins Nicholas W.
Interim CLO and Secretary
Officer
|
2,100
-14.4%
14.02
US$29,442
|
2,100
-14.4%
|
14.02
|
US$29,442
|
|
|
2015-10-16 |
2015-10-15 |
PlS
Planned sale
|
SCHNEIDER HILARY
PRESIDENT
Officer
|
2,757
-0.7%
9.40
US$25,916
|
2,757
-0.7%
|
9.40
|
US$25,916
|
|
|
2015-09-16 |
2015-09-15 |
PlS
Planned sale
|
SCHNEIDER HILARY
PRESIDENT
Officer
|
2,757
-0.7%
9.20
US$25,364
|
2,757
-0.7%
|
9.20
|
US$25,364
|
|
|
2015-08-18 |
2015-08-17 |
PlS
Planned sale
|
SCHNEIDER HILARY
PRESIDENT
Officer
|
2,757
-0.7%
7.27
US$20,043
|
2,757
-0.7%
|
7.27
|
US$20,043
|
|
|
2015-07-22 |
2015-07-20 |
PlS
Planned sale
|
Robbins Nicholas W.
Interim CLO and Secretary
Officer
|
1,300
-9.0%
16.14
US$20,982
|
1,300
-9.0%
|
16.14
|
US$20,982
|
|
|
2015-07-16 |
2015-07-16 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
3,000
-1.9%
16.40
US$49,200
|
3,000
-1.9%
|
16.40
|
US$49,200
|
|
|
2015-07-15 |
2015-07-15 |
PlS
Planned sale
|
SCHNEIDER HILARY
PRESIDENT
Officer
|
2,757
-0.7%
16.73
US$46,125
|
2,757
-0.7%
|
16.73
|
US$46,125
|
|
|
2015-07-02 |
2015-07-01 |
PlS
Planned sale
|
Cerda Clarissa
Chief Legal Strategist
Officer
|
3,000
-3.9%
16.52
US$49,560
|
3,000
-3.9%
|
16.52
|
US$49,560
|
|
|
2015-06-25 |
2015-06-24 |
PlS
Planned sale
|
Robbins Nicholas W.
Interim CLO and Secretary
Officer
|
1,300
-8.9%
17.09
US$22,217
|
1,300
-8.9%
|
17.09
|
US$22,217
|
|
|
2015-06-25 |
2015-06-24 |
PlS
Planned sale
|
Cerda Clarissa
Chief Legal Strategist
Officer
|
5,000
-6.3%
17.13
US$85,650
|
5,000
-6.3%
|
17.13
|
US$85,650
|
|
|
2015-06-19 |
2015-06-18 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
3,000
-1.9%
16.49
US$49,470
|
3,000
-1.9%
|
16.49
|
US$49,470
|
|
|
2015-06-19 |
2015-06-17 |
PlS
Planned sale
|
Cerda Clarissa
Chief Legal Strategist
Officer
|
3,000
-3.8%
16.51
US$49,530
|
3,000
-3.8%
|
16.51
|
US$49,530
|
|
|
2015-06-17 |
2015-06-15 |
PlS
Planned sale
|
SCHNEIDER HILARY
PRESIDENT
Officer
|
3,343
-0.8%
16.58
US$55,427
|
3,343
-0.8%
|
16.58
|
US$55,427
|
|
|
2015-06-16 |
2015-06-12 |
PlS
Planned sale
|
Cerda Clarissa
Chief Legal Strategist
Officer
|
5,000
-6.2%
16.38
US$81,900
|
5,000
-6.2%
|
16.38
|
US$81,900
|
|
|
2015-06-12 |
2015-06-10 |
PlS
Planned sale
|
Cerda Clarissa
Chief Legal Strategist
Officer
|
3,000
-3.8%
16.86
US$50,580
|
3,000
-3.8%
|
16.86
|
US$50,580
|
|
|
2015-06-09 |
2015-06-05 |
PlS
Planned sale
|
Power Chris G
CHIEF FINANCIAL OFFICER
Officer
|
6,000
-3.6%
16.25
US$97,500
|
6,000
-3.6%
|
16.25
|
US$97,500
|
|
|
2015-06-09 |
2015-06-05 |
PlS
Planned sale
|
Cerda Clarissa
Chief Legal Strategist
Officer
|
5,000
-6.2%
15.50
US$77,500
|
5,000
-6.2%
|
15.50
|
US$77,500
|
|
|
2015-06-05 |
2015-06-03 |
PlS
Planned sale
|
Cerda Clarissa
Chief Legal Strategist
Officer
|
2,000
-2.6%
15.29
US$30,580
|
2,000
-2.6%
|
15.29
|
US$30,580
|
|
|
2015-06-02 |
2015-06-01 |
PlS
Planned sale
|
SCHNEIDER HILARY
PRESIDENT
Officer
|
1,103
-0.3%
15.23
US$16,799
|
1,103
-0.3%
|
15.23
|
US$16,799
|
|
|
2015-06-02 |
2015-05-29 |
PlS
Planned sale
|
Cerda Clarissa
Chief Legal Strategist
Officer
|
5,000
-6.2%
15.18
US$75,900
|
5,000
-6.2%
|
15.18
|
US$75,900
|
|
|
2015-05-29 |
2015-05-27 |
PlS
Planned sale
|
Cerda Clarissa
Chief Legal Strategist
Officer
|
2,000
-2.6%
15.21
US$30,420
|
2,000
-2.6%
|
15.21
|
US$30,420
|
|
|
2015-05-27 |
2015-05-22 |
PlS
Planned sale
|
Cerda Clarissa
Chief Legal Strategist
Officer
|
5,000
-6.2%
15.29
US$76,450
|
5,000
-6.2%
|
15.29
|
US$76,450
|
|
|
2015-05-22 |
2015-05-22 |
PlS
Planned sale
|
Robbins Nicholas W.
Interim CLO and Secretary
Officer
|
600
-3.3%
15.30
US$9,180
|
600
-3.3%
|
15.30
|
US$9,180
|
|
|
2015-05-22 |
2015-05-22 |
PlS
Planned sale
|
Robbins Nicholas W.
Interim CLO and Secretary
Officer
|
700
-3.9%
15.30
US$10,710
|
700
-3.9%
|
15.30
|
US$10,710
|
|
|
2015-05-22 |
2015-05-20 |
PlS
Planned sale
|
Cerda Clarissa
Chief Legal Strategist
Officer
|
2,000
-2.6%
15.30
US$30,600
|
2,000
-2.6%
|
15.30
|
US$30,600
|
|