United States

Helios Advantage Income Fund Inc (RMA)

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Ticker: RMA
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
Shipley Mark
Vice President
1 purchase — total 10,153 USD
Buy 17 Aug 2011
Value US$4,677,945.23 | Price 159.24 | Shares 26,859
Buy 5 Oct 2009
Value US$312,079.88 | Price 87.54 | Shares 53,361
Buy 18 Sep 2009
Value US$6,248.80 | Price 6.25 | Shares 1,000
Buy 29 Jul 2009
Value US$125.00 | Price 1.25 | Shares 100
Buy 10 Jun 2009
Value US$13,800.00 | Price 1.38 | Shares 10,000
Buy 6 Apr 2009
Value US$71.78 | Price 0.97 | Shares 74
Buy 6 Apr 2009
Value US$98.00 | Price 0.98 | Shares 100
Buy 6 Apr 2009
Value US$4,949.00 | Price 1.01 | Shares 4,900
Buy 6 Apr 2009
Value US$4,973.29 | Price 1.01 | Shares 4,926
Buy 25 Mar 2009
Value US$4,995.00 | Price 1.00 | Shares 5,000
Buy 9 Oct 2008
Value US$5,005.00 | Price 0.91 | Shares 5,500
Buy 9 Oct 2008
Value US$7,200.00 | Price 0.90 | Shares 8,000
Buy 1 Nov 2007
Value US$8,669.40 | Price 5.78 | Shares 1,500
Buy 17 Jul 2007
Value US$18,072.00 | Price 12.05 | Shares 1,500
Buy 17 Jul 2007
Value US$11,988.00 | Price 11.99 | Shares 1,000
Buy 17 Jul 2007
Value US$1,487.07 | Price 12.09 | Shares 123
Buy 22 Jun 2007
Value US$27,786.00 | Price 13.89 | Shares 2,000
Buy 19 Jun 2007
Value US$2,848.00 | Price 14.24 | Shares 200
Buy 19 Jun 2007
Value US$4,266.00 | Price 14.22 | Shares 300
Buy 8 Mar 2007
Value US$7,575.00 | Price 15.15 | Shares 500
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2011-08-17 2011-08-17 B Purchase Shipley Mark

Vice President

Officer
26,859 +30.6%
159.24
US$4,677,945 		26,859 +30.6% 159.24 US$4,677,945
2009-10-05 2009-10-05 B Purchase Pires Steven M

Treasurer

Officer
53,361 +27.2%
87.54
US$312,080 		53,361 +27.2% 87.54 US$312,080
2009-09-21 2009-09-18 B Purchase Erikson Dana

Vice President

Officer
38,282 +27.4%
352.33
US$602,573 		38,282 +27.4% 352.33 US$602,573
2009-07-29 2009-07-29 B Purchase Pires Steven M

Treasurer

Officer
100 +inf%
1.25
US$125 		100 +inf% 1.25 US$125
2009-06-11 2009-06-10 B Purchase Salvatore Louis P Non-Executive Director
10,000 +inf%
1.38
US$13,800 		10,000 +inf% 1.38 US$13,800
2009-04-13 2009-04-06 B Purchase DRAKE RODMAN L Non-Executive Director
74 +0.7%
0.97
US$72 		74 +0.7% 0.97 US$72
2009-04-13 2009-04-06 B Purchase DRAKE RODMAN L Non-Executive Director
100 +1.0%
0.98
US$98 		100 +1.0% 0.98 US$98
2009-04-13 2009-04-06 B Purchase DRAKE RODMAN L Non-Executive Director
4,900 +99.5%
1.01
US$4,949 		4,900 +99.5% 1.01 US$4,949
2009-04-13 2009-04-06 B Purchase DRAKE RODMAN L Non-Executive Director
4,926 +inf%
1.01
US$4,973 		4,926 +inf% 1.01 US$4,973
2009-03-25 2009-03-25 B Purchase Erikson Dana

Vice President

Officer
5,000 +90.9%
1.00
US$4,995 		5,000 +90.9% 1.00 US$4,995
2008-10-10 2008-10-09 B Purchase Erikson Dana

Vice President

Officer
5,500 +inf%
0.91
US$5,005 		5,500 +inf% 0.91 US$5,005
2008-10-10 2008-10-09 B Purchase FEENEY JOHN JAY JR

President

Officer
8,000 +inf%
0.90
US$7,200 		8,000 +inf% 0.90 US$7,200
2007-11-05 2007-11-01 B Purchase WELLER JOSEPH THOMPSON

Treasurer & Asst Sect

Officer
1,500 +100.0%
5.78
US$8,669 		1,500 +100.0% 5.78 US$8,669
2007-07-19 2007-07-17 B Purchase WELLER JOSEPH THOMPSON

Treasurer & Ass't. Secretary

Officer
1,500 +inf%
12.05
US$18,072 		1,500 +inf% 12.05 US$18,072
2007-07-19 2007-07-17 B Purchase WELLER JOSEPH THOMPSON

Treasurer & Ass't. Secretary

Officer
1,000 +inf%
11.99
US$11,988 		1,000 +inf% 11.99 US$11,988
2007-07-18 2007-07-17 B Purchase MAXWELL CHARLES D

Secretary and Asst. Treasurer

Officer
123 +16.4%
12.09
US$1,487 		123 +16.4% 12.09 US$1,487
2007-06-26 2007-06-22 B Purchase KELSOE JAMES C

Portfolio Manager
2,000 +25.0%
13.89
US$27,786 		2,000 +25.0% 13.89 US$27,786
2007-06-21 2007-06-19 B Purchase PITTMAN W RANDALL Non-Executive Director
200 +11.1%
14.24
US$2,848 		200 +11.1% 14.24 US$2,848
2007-06-21 2007-06-19 B Purchase PITTMAN W RANDALL Non-Executive Director
300 +20.0%
14.22
US$4,266 		300 +20.0% 14.22 US$4,266
2007-03-09 2007-03-08 B Purchase PITTMAN W RANDALL Non-Executive Director
500 +50.0%
15.15
US$7,575 		500 +50.0% 15.15 US$7,575
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