United States

Flaherty & Crumrine Preferred and Income Opportunity Fund Inc (PFO)

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Ticker: PFO
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
No insider activity signals detected

Insider trades have not triggered unusual activity signals for this company.

Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Hogan Karen Hanovice Non-Executive Director
Transaction date
Purchase
Price
212.38
Quantity 97,564 -18.7%
Value US$1,864,737
Conwell Chad CCO, VP and Secretary Officer
Transaction date
Purchase
Price
346.68
Quantity 22,559 -31.7%
Value US$4,617,435
WULF ROBERT F Non-Executive Director
Transaction date
Sale
Price
22.12
Quantity 22,687 +38.9%
Value US$3,253,564
Hogan Karen Hanovice Non-Executive Director
Transaction date
Purchase
Price
8.36
Quantity 600 +inf%
Value US$5,013
ETTINGER ROBERT M President Officer
Transaction date
Purchase
Price
9.00
Quantity 8,000 +66.7%
Value US$72,000
CHADWICK ROBERT E Chief Financial Officer Officer
Transaction date
Purchase
Price
9.04
Quantity 5,000 +165.9%
Value US$45,200
STONE BRADFORD S Vice President Officer
Transaction date
Purchase
Price
10.00
Quantity 1,000 +25.0%
Value US$10,000
CRUMRINE DONALD F Chairman of the Board Executive Director
Transaction date
Purchase
Price
10.91
Quantity 4,800 +204.9%
Value US$52,368
CHADWICK ROBERT E CFO,Vice President & Treasurer Officer
Transaction date
Purchase
Price
10.84
Quantity 1,000 +58.2%
Value US$10,840
GALE DAVID Non-Executive Director
Transaction date
Purchase
Price
12.56
Quantity 500 +20.0%
Value US$6,280
STONE BRADFORD S Vice President Officer
Transaction date
Purchase
Price
11.08
Quantity 3,000 +300.0%
Value US$33,240
BRODY MARTIN Non-Executive Director
Transaction date
Sale
Price
13.63
Quantity 1,696 -100.0%
Value US$23,116
ETTINGER ROBERT M President Executive Director
Transaction date
Purchase
Price
12.35
Quantity 5,000 +71.4%
Value US$61,750
CHADWICK ROBERT E Vice President Officer
Transaction date
Purchase
Price
12.95
Quantity 1,500 +inf%
Value US$19,425
STONE BRADFORD S Vice President Officer
Transaction date
Purchase
Price
12.95
Quantity 1,000 +inf%
Value US$12,950
STIMES PETER C VP,CFO,Chf Acct Officer Officer
Transaction date
Purchase
Price
12.98
Quantity 1,500 +65.8%
Value US$19,470
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2013-08-06 2013-08-06 B Purchase Hogan Karen Hanovice Non-Executive Director
97,564 -18.7%
212.38
US$1,864,737 		97,564 -18.7% 212.38 US$1,864,737
2013-06-03 2013-06-03 B Purchase Conwell Chad

CCO, VP and Secretary

Officer
22,559 -31.7%
346.68
US$4,617,435 		22,559 -31.7% 346.68 US$4,617,435
2010-05-21 2010-04-14 S Sale WULF ROBERT F Non-Executive Director
22,687 +38.9%
22.12
US$3,253,564 		22,687 +38.9% 22.12 US$3,253,564
2010-01-06 2010-01-04 B Purchase Hogan Karen Hanovice Non-Executive Director
600 +inf%
8.36
US$5,013 		600 +inf% 8.36 US$5,013
2007-12-17 2007-12-17 B Purchase ETTINGER ROBERT M

President

Officer
8,000 +66.7%
9.00
US$72,000 		8,000 +66.7% 9.00 US$72,000
2007-12-17 2007-12-17 B Purchase CHADWICK ROBERT E

Chief Financial Officer

Officer
5,000 +165.9%
9.04
US$45,200 		5,000 +165.9% 9.04 US$45,200
2007-08-20 2007-08-20 B Purchase STONE BRADFORD S

Vice President

Officer
1,000 +25.0%
10.00
US$10,000 		1,000 +25.0% 10.00 US$10,000
2007-08-14 2007-08-14 B Purchase CRUMRINE DONALD F

Chairman of the Board

Executive Director
4,800 +204.9%
10.91
US$52,368 		4,800 +204.9% 10.91 US$52,368
2006-05-15 2006-05-15 B Purchase CHADWICK ROBERT E

CFO,Vice President & Treasurer

Officer
1,000 +58.2%
10.84
US$10,840 		1,000 +58.2% 10.84 US$10,840
2006-01-26 2006-01-24 B Purchase GALE DAVID Non-Executive Director
500 +20.0%
12.56
US$6,280 		500 +20.0% 12.56 US$6,280
2005-12-21 2005-12-20 B Purchase STONE BRADFORD S

Vice President

Officer
3,000 +300.0%
11.08
US$33,240 		3,000 +300.0% 11.08 US$33,240
2004-12-28 2004-12-27 S Sale BRODY MARTIN Non-Executive Director
1,696 -100.0%
13.63
US$23,116 		1,696 -100.0% 13.63 US$23,116
2004-04-26 2004-04-26 B Purchase ETTINGER ROBERT M

President

Executive Director
5,000 +71.4%
12.35
US$61,750 		5,000 +71.4% 12.35 US$61,750
2004-04-06 2004-04-06 B Purchase CHADWICK ROBERT E

Vice President

Officer
1,500 +inf%
12.95
US$19,425 		1,500 +inf% 12.95 US$19,425
2004-04-06 2004-04-05 B Purchase STONE BRADFORD S

Vice President

Officer
1,000 +inf%
12.95
US$12,950 		1,000 +inf% 12.95 US$12,950
2004-04-05 2004-04-05 B Purchase STIMES PETER C

VP,CFO,Chf Acct Officer

Officer
1,500 +65.8%
12.98
US$19,470 		1,500 +65.8% 12.98 US$19,470
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