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United States Collective Investments

Diversified Real Asset Income Fund (DRA)

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Ticker: DRA Exchange: NYQ
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
Nuveen Asset Management, LLC
Investment Adviser
1 sale — total 17 USD
Sale 17 May 2017
Value US$4,066,902.58 | Price 55.07 | Shares 62,943
Buy 1 Nov 2016
Value US$3,109,281.03 | Price 113.60 | Shares 65,856
Buy 15 Aug 2016
Value US$17,419.90 | Price 17.42 | Shares 1,000
Buy 28 Dec 2015
Value US$10,822.00 | Price 15.46 | Shares 700
Buy 28 Dec 2015
Value US$12,370.96 | Price 15.46 | Shares 800
Buy 28 Dec 2015
Value US$18,553.92 | Price 15.46 | Shares 1,200
Buy 28 Dec 2015
Value US$21,647.92 | Price 15.46 | Shares 1,400
Buy 28 Dec 2015
Value US$40,990.46 | Price 15.47 | Shares 2,650
Buy 20 Feb 2015
Value US$1,775.90 | Price 17.76 | Shares 100
Buy 20 Feb 2015
Value US$3,546.80 | Price 17.73 | Shares 200
Buy 20 Feb 2015
Value US$23,060.70 | Price 17.74 | Shares 1,300
Buy 20 Feb 2015
Value US$42,580.80 | Price 17.74 | Shares 2,400
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2017-05-18 2017-05-17 S Sale Nuveen Asset Management, LLC

Investment Adviser
62,943 -48.7%
55.07
US$4,066,903 		62,943 -48.7% 55.07 US$4,066,903
2016-11-02 2016-11-01 B Purchase ZIMMERMAN GIFFORD R

Chief Administrative Officer

Officer
65,856 +24.6%
113.60
US$3,109,281 		65,856 +24.6% 113.60 US$3,109,281
2016-08-17 2016-08-15 B Purchase ZIMMERMAN GIFFORD R

Chief Administrative Officer

Officer
57,618 -21.7%
224.22
US$771,113 		57,618 -21.7% 224.22 US$771,113
2015-12-30 2015-12-28 B Purchase Yale David A

Vice President

Officer
700 +7.0%
15.46
US$10,822 		700 +7.0% 15.46 US$10,822
2015-12-30 2015-12-28 B Purchase Yale David A

Vice President

Officer
800 +8.6%
15.46
US$12,371 		800 +8.6% 15.46 US$12,371
2015-12-30 2015-12-28 B Purchase Yale David A

Vice President

Officer
1,200 +14.9%
15.46
US$18,554 		1,200 +14.9% 15.46 US$18,554
2015-12-30 2015-12-28 B Purchase Yale David A

Vice President

Officer
1,400 +21.1%
15.46
US$21,648 		1,400 +21.1% 15.46 US$21,648
2015-12-30 2015-12-28 B Purchase Yale David A

Vice President

Officer
2,650 +66.2%
15.47
US$40,990 		2,650 +66.2% 15.47 US$40,990
2015-02-24 2015-02-20 B Purchase Yale David A

Vice President

Officer
100 +2.6%
17.76
US$1,776 		100 +2.6% 17.76 US$1,776
2015-02-24 2015-02-20 B Purchase Yale David A

Vice President

Officer
200 +5.4%
17.73
US$3,547 		200 +5.4% 17.73 US$3,547
2015-02-24 2015-02-20 B Purchase Yale David A

Vice President

Officer
1,300 +54.2%
17.74
US$23,061 		1,300 +54.2% 17.74 US$23,061
2015-02-24 2015-02-20 B Purchase Yale David A

Vice President

Officer
2,400 +inf%
17.74
US$42,581 		2,400 +inf% 17.74 US$42,581
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